#\pdfoutput=1\relax\pdfpagewidth=8.26in\pdfpageheight=11.69in\pdfcompresslevel=9 \documentclass[reqno]{amsart} \AtBeginDocument{{\noindent\small {\em Electronic Journal of Differential Equations}, Vol. 2004(2004), No. 12, pp. 1--9.\newline ISSN: 1072-6691. URL: http://ejde.math.txstate.edu or http://ejde.math.unt.edu \newline ftp ejde.math.txstate.edu (login: ftp)} \thanks{\copyright 2004 Texas State University - San Marcos.} \vspace{9mm}} \begin{document} \title[\hfilneg EJDE--2004/12\hfil On the second eigenvalue] {On the second eigenvalue of a Hardy-Sobolev operator} \author[K. Sreenadh\hfil EJDE--2004/12\hfilneg] {K. Sreenadh} \address{Konijeti Sreenadh \hfill\break T.I.F.R. Centre, Post Box No.1234, Bangalore-560012, India} \email{srinadh@math.tifrbng.res.in} \date{} \thanks{Submitted August 12, 2003. Published Janaury 22, 2004.} \subjclass[2000]{35J20, 35J70, 35P05, 35P30} \keywords{$p$-Laplacian, Hardy-Sobolev operator, unbounded domain} \begin{abstract} In this note, we study the variational characterization and some properties of the second smallest eigenvalue of the Hardy-Sobolev operator $L_{\mu}:=-\Delta_{p}-\frac{\mu}{|x|^p}$ with respect to an indefinite weight $V(x)$. \end{abstract} \maketitle \numberwithin{equation}{section} \newtheorem{theorem}{Theorem}[section] \newtheorem{lemma}[theorem]{Lemma} \newtheorem{proposition}[theorem]{Propositioin} \newtheorem{corollary}[theorem]{Corollary} \section{ Introduction} Let $\Omega$ be a domain in $\mathbb{R}^N$ containing $0$. We recall the classical Hardy-Sobolev inequality which states that, for $1
N/p$ and a closed subset $S$ of measure zero
in $\mathbb{R}^N$ such that $\Omega\backslash S$ is connected and
$V\in L^{r}_{\rm loc}(\Omega\backslash S)$.
\end{itemize}
Here we note that there is no global integrability condition assumed on $V^{-}$.
This work is motivated by the work in \cite{SW}. The eigenvalue problem with
indefinite weights has been studied for the
case $\mu=0$ by Szulkin-Willem \cite{SW}. However, some important properties, of
the smallest eigenvalue $\lambda_1$, such as simplicity and being isolated were
shown only for $p=2$. Recently the author in \cite{Sr2} proved the simplicity
of $\lambda_1$ and sign changing nature of eigenfunctions corresponding
to other eigenvalues when $\Omega$ is bounded. Infact in \cite{Sr2} the author studied these properties for $L_\mu$.
Following the same arguments, one can prove these results in the present case.
However, showing that $\lambda_1$ is isolated and
characterization of the second smallest eigenvalue, were open questions.
To prove these properties, we follow the ideas in \cite{Sr1} and in \cite{CDG}.
Here we should mention that our results are new
even for the case $\mu=0$. We use the following results in later sections.
\begin{proposition}[Boccardo-Murat \cite{BM}] \label{prop1.1}
Let $\Omega$ be a bounded domain in $\mathbb{R}^N$ and let $u_{n} \in W^{1,p}(\Omega)$
satisfy
\[
-\Delta_{p} u_{n}=f_{n}+g_{n} \quad \mbox{in } \mathcal{D}'(\Omega)
\]
and \begin{itemize}
\item[(i)] $u_{n} \to u$ weakly in $W^{1,p}(\Omega)$
\item[(ii)] $u_{n} \to u$ in $L^p(\Omega)$
\item[(iii)] $f_{n} \to f$ in $W^{-1,p^{'}}$
\item[(iv)] $g_{n}$ is a bounded sequence of Radon measures.
\end{itemize}
Then there exists a subsequence $ \{u_{n}\}$ of $\{u_{n}\}$
such that $\nabla u_{n} \to \nabla u$ a.e. in $\Omega $.
\end{proposition}
\begin{proposition}[Brezis-Lieb \cite{BL}] \label{prop1.2}
Let $f_{n}\to f $ a.e in $\Omega$ as $n\to \infty$ and $f_{n}$ be bounded in
$L^p(\Omega)$, for some $p>1$. Then
\[
\lim_{n\to \infty} \{\|f_{n}\|_{p}-\|f_{n}-f\|_{p}\}=\|f\|_{p}.
\]
\end{proposition}
Let $X$ be a Banach space and let $M=\{u\in X\;\vline \; g(u)=0\}$ with $g\in C^{1}$.
Also let $f:X \to \mathbb{R}$ be a $C^{1}$ functional and let $\tilde{f}$ be the
restriction of $f$ to $M$. Then we have the following form of the Mountain
pass Theorem \cite{St}.
\begin{proposition} \label{prop1.3}
Let $u,v\in M$ with $u\not\equiv v$ and suppose that
\[
c:=\inf_{h\in \Gamma}\max_{w\in h(t)} f(w)>\max\{f(u), f(v)\}
\]
where
\[
\Gamma:=\{h\in C([-1,+1],M)\;\vline h(-1)=u \quad \text{and}\quad h(1)=v\}\ne \emptyset
\]
Also suppose that $\tilde{f}$ satisfies Pailse-Smale (PS) condition on $M$.
Then $c$ is a critical value of $\tilde{f}$.
\end{proposition}
We define the norm
\[
\|\tilde{f}'\|_*=\inf \{\|f'(u)-tg'(u)\|_{X^{*}}: t\in \mathbb{R}\}.\]
The variational characterization of the smallest eigenvalue is given by
\[
\lambda_1=\inf_{0\not\equiv u\in W^{1,p}_0(\Omega)} \frac{\int_{\Omega} |\nabla u|^pdx
-\int_{\Omega}\frac{|u|^p}{|x|^p}dx}{\int_{\Omega}|u|^p V(x) dx}
\]
and the corresponding eigenfunction is denoted by $\phi_1$, which is unique under
the condition $\int_{\Omega}|\phi|^pV(x)dx=1$ (see \cite{Sr2}). We will prove the following property.
\begin{theorem} \label{thmI}
The eigenvalue $\lambda_1$ is isolated in the spectrum of $L_{\mu}$.
\end{theorem}
We will establish the following variational characterisation of the second
smallest eigenvalue:
\[
\lambda_2=\inf_{\gamma\in \Gamma} \sup_{u\in \gamma} \frac{\int_{\Omega} |\nabla u|^pdx
-\int_{\Omega}\frac{|u|^p}{|x|^p}dx}{\int_{\Omega}|u|^p V(x) dx},
\]
where $\Gamma=\left\{\gamma\in C\left([-1,1]:M\right)\;\vline \gamma(-1)=-\phi_1, \gamma(1)
=\phi_1\right\}$ and $M$ is defined as in the next section.
We show also the following property of $\lambda_2$.
\begin{theorem} \label{thmII}
If $V_a \le V_b$, then $\lambda_2(V_a)\ge \lambda_2(V_b)$.
\end{theorem}
\section{Proofs of results}
In this section we show that $\lambda_1$ is siolated and give a variational
characterization for second smallest eigenvalue of $L_{\mu}$.
\begin{lemma} \label{lm2.1}
The mapping $u\longmapsto \int_{\Omega}V^{+}|u|^pdx $ is weakly continuous.
\end{lemma}
The proof of this lemma follows from (\ref{eq:new1}) and (H1). We refer the reader to \cite{SW} for more details.\\
Now, we consider the set
\[
M=\Big\{ u \in D^{1,p}_0(\Omega)\;\vline \;\int_{\Omega}|u|^pV(x)=1\Big\}.
\]
Since $M$ is not a manifold in $D^{1,p}_0(\Omega)$, we define
$X=\{u\in D^{1,p}_0(\Omega)\;\vline\; \|u\|_X <\infty \}$, where
\[
\|u\|_{X}^p:=\int_{\Omega}|\nabla u|^p dx + \int_{\Omega} |u|^p V^{-} dx.
\]
Then $M$ is a $C^{1}$-manifold as a subset of the space $X$. On this space,
we define the functional
\[
J_{\mu}(u)=\frac{\int_{\Omega}|\nabla u|^p\,dx
-\int_{\Omega}\frac{\mu}{|x|^p}|u|^p\,dx}{\int_{\Omega}|u|^p V\,dx}.
\]
Let $\tilde{J_\mu}$ denote the restriction of $J_\mu$ to $M$. and let
$\|u\|_{L^p(V)}^p=\int_{\Omega}|u|^pV(x) dx$.
\begin{lemma} \label{lm2.2}
The functional $\tilde{J_{\mu}}$ satisfies the Palais-Smale condition at any
positive level.
\end{lemma}
\begin{proof}
Let $\{u_{n}\}$ be a sequence in $M$ such that $J_{\mu}(u_{n})\to \lambda>0$ and
\begin{equation}
\label{eq:b1}
\langle J_{\mu}(u_{n}),\phi\rangle -J_{\mu}(u_{n})\int_{\Omega}|u_{n}|^{p-2}u_{n}
\phi Vdx =o(1).
\end{equation}
Using Hardy-Sobolev inequality and $u_n\in M$, it follows that $u_{n}$ is
bounded in $X$ which gives the existence of a subsequence $\{u_{n}\}$ of
$\{u_{n}\}$ and $u$ such that $u_{n}\to u$ weakly in $D^{1,p}_0(\Omega)$.
Since $\lambda>0$ we may assume that $J_{\mu}(u_{n})\ge 0$. Using Lemma
\ref{lm2.1} and (\ref{eq:b1}), we get
\[
\langle J_{\mu}' (u_{n})-J_{\mu}'(u), u_{n}-u\rangle +J_{\mu}(u_{n})
\int_{\Omega}\left[|u_{n}|^{p-2}u_{n}-|u|^{p-2}u\right](u_{n}-u)
V^{-}dx =o(1).
\]
By Fatou's Lemma,
\begin{align*}
0&=\int_{\Omega} \lim_{n\to \infty}\left[|u_{n}|^{p-2}u_{n}-|u|^{p-2}u\right]
[u_{n}-u]V^{-}\\
&\le \liminf_{n\to \infty}\int_{\Omega}\left[|u_{n}|^{p-2}u_{n}-|u|^{p-2}u\right]
[u_{n}-u]V^{-}dx.
\end{align*}
Also, $u_{n}$ satisfies
\[
-\Delta_{p}u_{n}-\frac{\mu}{|x|^p}|u_{n}|^{p-2}u_{n}-J_{\mu}(u_{n})|u_{n}|
^{p-2}u_{n} V(x) =o(1) \quad \text{in} \quad \mathcal{D}'(\Omega_{m}),
\]
where $\Omega_{m}$ is a bounded domain such that $\Omega=\cup_{m=1}^{\infty} \Omega_{m}$.
By Proposition \ref{prop1.1}, noting that
$\frac{\mu}{|x|^p} |u_{n}|^{p-2} u_{n}+ J_{\mu}(u_n) |u_n|^{p-2}u_n V^{-}$
is a bounded sequence of Radon measures, there exists a subsequence
$\{u_{n}^{m}\}$ of $\{u_n\}$ an $u$ such that $\nabla u_{n}^{m}\to \nabla u$ a.e., in $\Omega_{m}$.
By the process of diagonalization we can choose a subsequence $\{u_{n}\}$ such
that $\nabla u_{n}\to \nabla u$ a.e. in $\Omega$.
By Proposition \ref{prop1.2}, we have
\begin{gather}
\label{eq:2new}
\|u_{n}-u\|_{1,p}^p=\|u_{n}\|_{1,p}^p-\|u\|_{1,p}^p+o(1)\\
\label{eq:2new2}
\|\frac{u_{n}-u}{|x|}\|_{L^p(1)}^p=\|\frac{u_{n}}{|x|}\|_{L^p(1)}^p-\|\frac{u}{|x|}\|_{L^p(1)}^p+o(1).
\end{gather}
We also have, by Fatau's lemma,
\begin{align*}
&\int_{\Omega} V^{-} ( |u_{n}|^p+|u|^p-|u_{n}|^{p-2} u_{n} u -|u|^{p-2} u u_{n} )dx \\
& \ge \int_{\Omega} V^{-} \left( |u_n|^p+|u|^p\right)
-\Big( \int_{\Omega} V^{-} |u_n|^p \Big)^{(p-1)/p}
\Big(\int_{\Omega} V^{-}|u|^p\Big)^{1/p}\\
&\quad -\Big(\int_{\Omega} V^{-} |u|^p\Big)^{(p-1)/p}
\Big(\int_{\Omega} V^{-}|u_n|^p\Big)^{1/p}\\
&=\Big[\Big(\int_{\Omega}V^- |u_n|^p\Big)^{(p-1)/p}
- \Big( \int_{\Omega}V^- |u|^p \Big)^{(p-1)/p}\Big]\\
&\quad\times \Big[ \Big(\int_{\Omega} V^- |u_n|^p\Big)^{1/p}
-\Big(\int_{\Omega} V^- |u|^p \Big) ^{\frac{1}{p}}\Big] \ge 0\,.
\end{align*}
Now using (\ref{eq:2new}) and (\ref{eq:2new2}),
\begin{align*}
o(1)=& \langle J_{\mu}(u_{n})-J_{\mu}(u), (u_{n}-u)\rangle
+J_{\mu}(u_{n})\int_{\Omega}[|u_{n}|^{p-2}u_{n}-|u|^{p-2}u](u_{n}-u) V^{-}dx\\
\ge& \int_{\Omega}|\nabla u_{n}-\nabla u|^p-\int_{\Omega}\frac{\mu}{|x|^p} |u_{n}-u|^p +o(1)\\
\ge& \big(1-\frac{\mu}{\lambda_{N}}\big) \|u_{n}-u\|_{1,p}+o(1).
\end{align*}
i.e., $u_{n} \to u$ in $D^{1,p}_0(\Omega)$.
Notice that
\begin{align*}
o(1) = & \langle J_{\mu}(u_n)-J_{\mu}(u), u_{n}-u\rangle \\
=& \int_{\Omega} V^{-} \left( |u_n|^{p-2}u_n - |u|^{p-2}u\right) (u_n-u) dx+o(1)
\ge 0\,.
\end{align*}
Therefore, $\int_{\Omega} V^{-} |u_{n}|^p dx \to \int_{\Omega} V^{-} |u|^pdx$ and hence $\|u_n\|_{X}\to \|u\|_{X}$.
\end{proof}
Observe that $\tilde{J_\mu}(u)\ge \lambda_1$ and $\tilde{J_\mu}(\pm \phi_1)=\lambda_1$.
So $+ \phi_1$ and $-\phi_1$ are two global minima of $\tilde{J_\mu}$.
Now consider
\[\Gamma=\{ \gamma\in C([-1,1];M) \;\vline \;\gamma(-1)=-\phi_1,
\gamma(1)=\phi_1\}.
\]
By Proposition \ref{prop1.3}, there exists $u\in X$ such that
$\tilde{J}_{\mu}'(u) =0$ and
$J_{\mu}(u)={\mathcal{C}}$, where
\begin{equation} \label{Cvalue}
\mathcal{C} =\inf_{\gamma\in\Gamma} \sup_{u\in\gamma} \tilde{J}_{\mu}(u).
\end{equation}
\begin{lemma} \label{lm2.3}
\begin{itemize}
\item[(i)] $M$ is locally arc wise connected
\item[(ii)] Any connected open subset $B$ of $M$ is arcwise connected
\item[(iii)] if $B'$ is a component of an open set $A$, then
$\partial B' \cap B$ is empty.
\end{itemize}
\end{lemma}
The proof of this lemma follows from the fact that $M$ is a Banach Manifold. For a proof we refer the reader to \cite{CDG}.
Define $\mathcal{O}=\{u\in M \;\vline \; \tilde{J_{\mu}}(u)< r \}$
\begin{lemma} \label{lm2.4}
Each component of $\mathcal{O}$ contains a critical point of $\tilde{J_{\mu}}$.
\end{lemma}
\begin{proof} Let $\mathcal{O}_1$ be a component of $\mathcal{O}$ and let
$d=\inf \{\tilde{J_\mu}(u), u\in \mathcal{O}_1\}$, where
$\overline{\mathcal{O}_1}$ is $X$-closure of $\mathcal{O}$.
Suppose this infimum is achieved by $v \in \overline{\mathcal{O}_1}$.
Then by Lemma \ref{lm2.3} this cannot be in $\partial \mathcal{O}_1$ and hence
$v$ is in $\mathcal{O}_1$ and is a critical point of $\tilde{J_\mu}$.
Now we show that $d$ is achieved. Let $u_n\in \mathcal{O}_1$ be a minimizing
sequence with $\tilde{J_\mu}(u_n)\le d+\frac{1}{n^2}$.
By Ekeland Variational Principle, we get $v_n \in \mathcal{O}_1$ such that
\begin{gather}
\label{eq:Lem2.41}
\tilde{J_\mu}(v_n)\le \tilde{J_\mu}(u_n), \\
\|v_n -u_n \|_X \le \frac{1}{n}, \\
\tilde{J_\mu}(v_n)\le \tilde{J_\mu}(v)+\frac{1}{n}\|v_n -v\|_X,
\quad \forall v\in \mathcal{O}_1\,. \label{eq:Lem2.42}
\end{gather}
From (\ref{eq:Lem2.41}) it follows that $\tilde{J_\mu}(v_n)$ is bounded.
Now we claim that $\|\tilde{J_\mu}'(v_n)\|_{*}\to 0$.
We fix $n$ and choose $w\in X$ tangent to $M$ at $v_n$, i.e., $\int_\Omega
|v_n|^{p-2}v_n w V=0$. Now we consider the path
\[
u_t =\frac{v_n +t w}{\|v_n+tw\|_{L^p(V)}}.
\]
Since $\tilde{J_\mu}(v_n)\le d+\frac{1}{n}