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\def\rightheadline{EJDE--1995/14\hfil Picone's Identity
\hfil\folio}
\def\leftheadline{\folio\hfil W. Allegretto \& D. Siegel
 \hfil EJDE--1995/14}

\def\pretitle{\vbox{\eightrm\noindent\baselineskip 9pt %
 Electronic Journal of Differential Equations,
Vol. {\eightbf 1995}(1995), No. 14, pp. 1-13.\hfil\break
ISSN: 1072-6691. URL: http://ejde.math.swt.edu (147.26.103.110)
\hfill\break 
telnet (login: ejde), ftp, and gopher acess:
 ejde.math.swt.edu or ejde.math.unt.edu\bigskip} }

\topmatter
\title
PICONE'S IDENTITY AND THE MOVING PLANE PROCEDURE
\endtitle

\thanks \noindent
{\it Subject Classification:} 35B05, 35J60.\hfil\break
{\it Key words and phrases:} symmetry, positive solutions, 
nonlinear elliptic, moving plane, Spectral Theory, Picone's Identity.
\hfil\break
\copyright 1995 Southwest Texas State University  and
University of North Texas.\hfil\break
Submitted April 15, 1995. Published October 6 ,1995. \hfil\break
Supported in part by NSERC (Canada)
\endthanks
\author Walter Allegretto \\ and \\  David Siegel \endauthor
\address 
 Department of Mathematics \newline\indent
 University of Alberta \newline\indent
 Edmonton, Alberta \newline\indent
 Canada\quad T6G 2G1
\endaddress
\email retl\@retl.math.ualberta.ca
\endemail

\address 
 Department of Applied Mathematics \newline\indent
 University of Waterloo \newline\indent
 Waterloo, Ontario\newline\indent
 Canada\quad N2L 3G1
\endaddress
\email dsiegel\@math.uwaterloo.ca
\endemail

\abstract
Positive solutions of a class of nonlinear elliptic partial differential
equations are shown to be symmetric by means of the moving plane argument
coupled with Spectral Theory results and Picone's Identity.  The method
adapts easily to situations where the moving plane procedure gives rise to
variational problems with positive eigenfunctions.
\endabstract

\endtopmatter

\document

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\heading 0. Introduction \endheading
Consider the problem:
$$
\alignat2
-\Delta u &= \lambda p(x)g(u) &\qquad\text{in} &\quad \Omega \tag 1\\
u &= 0 &\qquad\text{on} &\quad \partial\Omega 
\endalignat
$$
where $\Omega $ is a cylinder in $R^n: \;\Omega =(-1,1)\times \Omega ^\pr$
with $\Omega ^\pr$ a domain \quad (=\;bounded, open, connected set) of 
$R^{n-1}$.
 Are all $C^2(\ol\Omega )$
positive solutions symmetric in $x_1?$ If the boundary
of $\Omega ^\pr$ is reasonably smooth, then under suitable conditions on
$p,g$
the classic moving plane
argument of Serrin, [21], as extended by Gidas, Ni, Nirenberg in [14],
[15], Berestycki and Nirenberg, [5], Amick and Fraenkel, [3], and
elsewhere, [8], [18], [25], applies and the answer is positive.
More recently, [6], Berestycki and Nirenberg showed that the result is
still true for general nonlinear equations
if, for example, $u\in W^{2,n}_{\ell\text{oc}}(\Omega )\cap
C(\ol\Omega )$ with no regularity assumed on $\partial\Omega ,$ while
Dancer, [11], dealt with the case of $u\in H^{1,2}_0(\Omega )\cap L^\infty
(\Omega )$.

It is the purpose of this paper to discuss the symmetry of positive
solutions under somewhat weaker conditions than those that to the best of
our knowledge have been applied earlier.  We
 avoid direct use of pointwise considerations
near $\partial \Omega $ by employing related arguments from Spectral
Theory and Picone's Identity.  In this way, we are able in particular to
bypass various ``corner Lemma'' and Maximum Principle procedures. Most of the paper is devoted
to the problem
$$
\alignat2
-\Delta u &= f(u) &\qquad\text{in} &\quad \Omega\tag 2 \\
u &= 0 &\qquad\text{on} &\quad \partial\Omega 
\endalignat
$$
with $\Omega $ bounded, $\Omega \subset R^n $ (we consider explictly the 
case $n\ge 3),$
or $\Omega =R^n$ itself since these cases illustrate all the ideas.
While our approaches are different, our results are closest to those
obtained by Dancer, [11].  We feel that one possible advantage of our
approach is that it adapts easily to variational problems with positive
eigenfunctions.  This is illustrated explicitly for the case of $\Omega
=R^n,$ and at the end we indicate some extensions to more general
problems.
We were unable to extend our approach to the more general
nonlinear equations considered in [6].  Our results in particular show:


\proclaim {Theorem 0}
Let $0<p(x)\in L^\alpha (\Omega ),\;\alpha >n/2,$ symmetric in $x_1$. 
Assume $p$ is nonincreasing in $x_1$ for $x_1\ge 0$ and: $g\in C^{1+\theta
}_{\ell\text{oc}},\;g(\xi )>0$ for $\xi \ge 0$.
\item{\rm (a)} For $\lambda $ small enough, Problem~1 has a
bounded (i.e. $L^\infty )$
positive solution.  
\item{\rm (b)} All bounded positive solutions
to {\rm (1)} are symmetric with respect to $x_1,$ and
if moreover $p\in L^{n+\varepsilon }(\Omega )$ then
$\pd {u}{x_1} <0$ for
$0<x_1<1$.  
\endproclaim 

By a solution in Theorem~0 -- and throughout the paper~-- we mean at least
a function $u\in H^{1,2}_0(\Omega )\cap C^\theta  (K)$ for any $K\Subset
\Omega ,\quad \theta  =\theta  (K),$ which satisfies the problem in the weak
sense, i.e. $B(u,v) = \big(f(u),v\big)$ for all $v\in H^{1,2}_0(\Omega )$
where $B$ denotes the form associated with $-\Delta $.
We do not usually ask that $u\in C(\ol\Omega )$. Our approach instead
requires a variational linear structure and some higher integrability
properties of $u$.  The latter, in at least some cases, may be obtained
either from the equation $u$ satisfies or from a-priori estimates used in
finding $u$.  Heuristically, what we do is related to the sufficient
condition (ii) of page~4 of [6] and to [7]
but without the need for $u\in C[\ol\Omega
]$ or other specified behaviour at $\partial\Omega ,$ [7], thanks to the
variational structure of the linearized problem.
The regularity of $\partial\Omega $ is also irrelevant for most
of our procedures, although we assume in most of the arguments
that the domains
obtained by reflecting
about the moving planes are contained in $\Omega $.  In particular, this
means that $\Omega $ cannot shrink as we move in from the boundary by
moving the planes, nor  can $\Omega $ have any ``holes'' in the regions
involved in the reflection process.
If $f$ is not smooth, some  assumptions on $\partial\Omega $ and/or $u$
are added to ensure that now, $u\in C(\ol\Omega ),$ while for some $f$
we show by the same methods, the symmetry and uniqueness
of positive solutions without reference to the moving
plane procedure.


Some of these results were presented at the UAB-Georgia Tech.
International Conference held in Birmingham, Alabama, March~12-17, 1994.



\heading 1. Preliminary Considerations\endheading

As mentioned in the Introduction, our procedure involves Spectral Theory
and Picone's Identity.  We begin therefore by considering a family of
linear eigenvalue problems.  Observe that we deal with functions in
$H^{1,2}_0(\Omega )$ in what follows.  Without loss of generality we may
assume they are defined in the whole of
$R^n$ by means of the trivial extension.  Given any function $g,$ we set:
$g^+=\;\max\;(g,0);\quad g^-=\;\max\;(-g,0)$.

Let $\{\Omega _\lambda \}_{\lambda \in [a,b]}$ be a family of bounded open
sets in $R^n,\quad \chi_\lambda $ their characteristic functions,
and assume
 $p_\lambda:[a,b]\to L^\alpha (\Omega _\lambda )$.
That is: 
 $\chi_\lambda p_\lambda \in
L^\alpha (R^n),$
 for $\lambda \in [a,b]$ and some fixed $\alpha >n/2$.
We then have:


\proclaim {Theorem 1} 
\item {\rm (a)} For each $\lambda \in [a,b],$ the map
$\ell _\lambda :\;H^{1,2}_0(\Omega _\lambda )\to L^2(\Omega _\lambda )$
formally given by $\ell_\lambda =-\Delta -p_\lambda I$ has a least
eigenvalue $\mu _0(\lambda )$ to which corresponds a nonnegative
eigenfunction $u_0(\lambda ),$ positive in at least one of the components of
$\Omega _\lambda $.

\item{\rm (b)} For any $K\Subset \Omega _\lambda $ there exists $\delta >0$
such that $u_0(\lambda )\in C^\delta (K)$.

\item{\rm (c)} There exists a  function $\omega \in \big(H^{1,2}(\wt\Omega
_\lambda ) - H^{1,2}_0(\wt \Omega _\lambda )\big) \cap C(\wt\Omega _\lambda )$
with $\omega \ge 0$ and
$\ell_\lambda (\omega )\ge 0$ {\rm a.e.} $\wt \Omega _\lambda $ for any
component $\wt\Omega _\lambda $ of $\Omega _\lambda $ iff $\mu _0(\lambda
)>0$.

\item{\rm (d)} $\mu _0(\lambda ) =0$ iff there exists at least one
$\omega \in H^{1,2}(\Omega
_\lambda )\cap C(\Omega _\lambda ),$ with $\omega \ge 0$ and $\ell_\lambda (\omega )\ge 0$ {\rm
a.e.,} nontrivial in each component of
$\Omega _\lambda ,$ and, for any such $\omega $ there exists  
in each component of $\Omega _\lambda $
a constant $c\ge 0$ with $c\omega
=u_0(\lambda )$. 

\item{\rm (e)} If $\Vert p_\lambda \Vert _{L^\alpha }$ is bounded,
there exists a constant $C_0$ such that if
\newline $\text{\rm
meas}\;(\Omega _\lambda )<C_0$ then $\mu _0(\lambda )>0$.
\endproclaim 


\demo {Proof} (a) If need be we add a positive constant to $p_\lambda $
and observe that $\ell^{-1}_\lambda $ defines a compact self-adjoint map
$L^2(\Omega _\lambda )\to L^2(\Omega _\lambda )$ by Sobolev's Theorem
since $\alpha >n/2,$ [16].  The existence of the least eigenvalue $\mu
_0(\lambda )$ then follows.  That the associated eigenfunction $u_0(\lambda
)$ has the desired positivity properties is immediate, since by the
Courant min.-max. characterization of $\mu _0(\lambda )$ we  conclude that
$u_0(\lambda )\ge 0,$ [16], and indeed it follows that $u_0(\lambda )>0$
in at least one component by the weak Harnack Inequality, [16].

(b) This is given in [16].

(c) It is here that we employ Picone's Identity.  Once again by the weak
Harnack Inequality, $\omega >0$ in $ \Omega _\lambda $ since $\omega $ is
assumed nontrivial in each component.
Let $\varphi \in C^\infty _0(\Omega _\lambda ),\quad \varepsilon
>0$.  We recall Picone's Identity, see eg. [2]:
$$
\align 
\int_{\Omega_\lambda } (\omega +\varepsilon )^2\big[\nabla [\frac{\varphi }{\omega
+\varepsilon }]\big]^2 &= \int_{\Omega_\lambda }
\big[\vert \nabla \varphi \vert ^2 - p_\lambda
\varphi ^2\big]\\
&\quad -\int_{\Omega_\lambda }
\big[\nabla (\frac{\varphi ^2}{\omega +\varepsilon
})\nabla (\omega )-\frac{p_\lambda \varphi ^2(\omega +\varepsilon
)}{\omega +\varepsilon }\big]\\
&\le \int_{\Omega_\lambda }
\big[\vert \nabla \varphi \vert ^2 - p_\lambda \varphi ^2\big]
+\int_{\Omega_\lambda } \;\frac{p_\lambda \varepsilon \varphi ^2}{\omega
+\varepsilon }\;.
\endalign 
$$
Since $\vert \varepsilon /(\omega +\varepsilon )\vert \le 1,$ and $\varepsilon
/(\omega +\varepsilon )\to 0$ pointwise, we let  $\varepsilon \to 0,$
apply Lebesgue's Dominated Convergence Theorem, followed by letting
$\varphi \to u_0(\lambda )$ in $H^{1,2}_0$ to conclude that either
in each component $\wt\Omega _\lambda $ we have
$\wt c\omega =u_0(\lambda )$ for some constant
$\wt c\ge 0$  or else $\mu _0(\lambda )>0$. 
The first case is impossible since $\omega \notin H^{1,2}_0(\wt\Omega
_\lambda )$ for any $\wt\Omega _\lambda ,$
and we conclude $\mu _o(\lambda )>0$.  On the other hand, if
$\mu _0(\lambda )>0$ then $\ell_\lambda \eta =p_\lambda $ has a solution
$\eta \in H^{1,2}_0(\Omega _\lambda )$.  Set $\omega =\eta +1$ then
$\ell_\lambda (\omega ) =0 $ and Courant's min.-max. principle shows that if
$\omega $ is nontrivial in a component
then $\omega ^- =0$ a.e., whence $\omega >0$
(again by Harnack's inequality).  Finally $\omega \in H^{1,2}(\wt\Omega
_\lambda ) - H^{1,2}_0(\wt \Omega _\lambda )$ for otherwise $1=\omega
-\eta \in H^{1,2}_0(\wt \Omega _\lambda )$.  Since an equivalent norm on
$H^{1,2}_0(\wt \Omega _\lambda )$ is $(\int_{\wt\Omega _\lambda } \vert \nabla
u\vert ^2)^{1/2}$ then $C\;\text{meas}\; (\wt \Omega _\lambda ) \le \Vert 1\Vert
^2_{H^{1,2}(\wt \Omega _\lambda )} = 0$ and the result follows.

(d) If $\mu _0(\lambda ) =0$ then for any such $\omega $ we conclude
$c\omega =u_0(\lambda )$ by part~(c). Observe that we may always construct
at least one such $\omega $ by using the eigenfunction itself in some
components and solving $\ell_\lambda (\omega )=1$ in others.  Conversely,
since such a $\omega $ exists then $\mu _0(\lambda )\ge 0$ by part~(c). 
On the other hand,
if $\mu _0(\lambda )>0$ then
part~(c) shows there exists a $\omega ,$ as desired, with $\omega \in
H^{1,2}(\wt\Omega _\lambda )-H^{1,2}_0(\wt\Omega _\lambda )$ whence $c\omega \ne
u_0(\lambda )$ in at least one component.

(e) We need only apply Sobolev's Estimate, [16] to obtain:
$$
\int_{\Omega _\lambda } \vert \nabla\varphi \vert ^2 - p_\lambda 
(x)\varphi ^2\ge \int_{\Omega _\lambda }\vert \nabla\varphi 
\vert ^2[ 1-K\Vert p_\lambda \Vert
_{L^\alpha
}\;(\text{meas}\;(\Omega _\lambda )^{\beta })]
$$
where $\beta =\frac{2\alpha -n}{\alpha n }\;,$ and $\varphi \in C^\infty
_0(\Omega _\lambda ),$ and observe that
$\Vert p_\lambda \Vert _{L^\alpha }$ is bounded.
\enddemo

As a consequence we have:


\proclaim {Corollary 2}  If $\mu _0\in C(a,b)$ with $ \mu _0(\lambda )>0$ for
all $b-\lambda $ small enough, and for each $\lambda $ there exists a
$\omega \ge 0,$ dependent on $\lambda ,$ in each $H^{1,2}(\wt\Omega _\lambda ) -
H^{1,2}_0(\wt\Omega _\lambda )$ such that $\ell_\lambda (\omega )\ge 0,$ then
$\mu _0(\lambda )>0$ for all $\lambda \in  (a,b)$.
\endproclaim 

Otherwise there would exist $\lambda _0$ with $\mu _0(\lambda _0) = 0$. 
The existence of such a $\omega $ then contradicts Theorem~1(d).

The continuity of $\mu _0$ --~indeed of the entire spectrum~-- is a
classical problem, discussed  by Courant and Hilbert, [10], and studied
more recently in a variety of papers: [4,13,20,26].  Based on these results
we have:


\proclaim {Theorem 3} Let $\Omega ^*_\lambda =\Omega \cap \{x_1>\lambda
\}\ne\emptyset$ for $\lambda \in [a,b]$ and let $\ell^*_\lambda =-\Delta u - P_\lambda u$ defined on
$H^{1,2}_0(\Omega ^*_\lambda )$ where $P\in C([a,b];\; L^\alpha 
(\Omega ^*_\lambda ))$
for some $\alpha >n/2,$ and $\Omega $ is a fixed bounded domain.  Then
$\mu ^*_0(\lambda ),$ the least eigenvalue of $\ell^*_\lambda $ in $\Omega
^*_\lambda ,$ is continuous.
 If $\text{\rm meas}\;(\Omega ^*_\lambda )$ is small
enough, $\mu ^*_0(\lambda )>0$.
\endproclaim 

By $P\in C\big([a,b];\;L^\alpha (\Omega ^*_\lambda )\big)$ we mean
$P_\lambda \in L^\alpha (R^n)$ and $\chi _{\lambda ^*}P_\lambda \in
C\big([a,b];\; L^\alpha (R^n)\big)$ where $\chi _{\lambda ^*}$ denotes the
characteristic function of $\Omega _{\lambda ^*}$.


\demo {Proof} Observe that these are nested domains.  Choose
$\lambda _0$ in the interval of interest, and without loss of generality
pass to a subsequence and
suppose first $\lambda
_m\downarrow \lambda _0,$ with $\delta =\lim\;\big(\mu^*_0(\lambda
_m)\big)$.
Note that $\mu ^*_0(\lambda _m)$ are bounded since $\alpha >n/2$.
Let $\{\omega _m\}$ be associated, normalized in $L^2,$
eigenfunctions and observe that $\omega _m \ge 0\quad (\omega _m>0$ if
$\Omega ^*_\lambda $ is connected).
By the trivial extension, $\Vert \omega _m\Vert _{L^2(\Omega ^*_{\lambda
_0})} = 1$ and $\int_{\Omega ^*_{\lambda _0}} P_{\lambda_m}\omega ^2_m$ can
be estimated. To see this, note that:
$$
\vert \int_{\Omega ^*_{\lambda _0}}P_{\lambda_m}\omega ^2_m\vert 
=\vert \int_{\Omega
^*_{\lambda _0}} P_{\lambda_m}\omega ^\varepsilon _m\omega ^{2-\varepsilon
}_m\vert \le K\Vert P_{\lambda_m}\Vert _{L^\alpha }\Vert \omega _m\Vert
^\varepsilon _{L^2}\Vert \nabla\omega _m\Vert ^{2-\varepsilon }_{L^2}
$$
where $\varepsilon = 2-(n/\alpha )$.  Whence:
$$
\Vert \nabla \omega _m\Vert ^2_{L^2}\le K_1+K_2\Vert \nabla\omega _m\Vert
^{2-\varepsilon }_{L^2}.
$$

We conclude that $\Vert \omega _m\Vert _{H^{1,2}_0(\Omega ^*_{\lambda
_0})} \sim \Vert \nabla\omega _m\Vert _{L^2(\Omega ^*_{\lambda _0})}$ is
bounded.  Passing to a subsequence, also denoted by $\{\omega _m\},$ we
may conclude convergence (weakly) in $H^{1,2}_0(\Omega ^*_{\lambda _0})$
and (strongly) in $L^q(\Omega ^*_{\lambda _0}),$
for $q<(2n)/(n-2),$
to some $\omega \in
H^{1,2}_0(\Omega ^*_{\lambda _0})$.  Obviously, $\omega \ge 0,$
nontrivial, and $\ell_{\lambda _0}(\omega ) = \delta \omega $ in
$H^{1,2}_0(\Omega ^*_{\lambda _0})$.  We claim that $\delta =\mu
^*_0(\lambda _0)$.  If $\Omega ^*_{\lambda_0} $ is connected, this is
immediate by the positivity of $\omega $ -- and again employing Picone's
Identity.  If $\delta \ne \mu ^*_0(\lambda _0),$ then $\mu ^*_0(\lambda
_0)<\delta $ by the min.-max. principle.  We conclude that there exists some
$\varphi \in C^\infty _0(\Omega ^*_{\lambda _0})$ such that
$(\ell^*_{\lambda _0}\varphi ,\varphi ) <(\delta-2\varepsilon )
(\varphi ,\varphi )$.  But
since $\varphi $ has compact support, then $(\ell^*_{\lambda _m}\varphi
,\varphi )<(\delta -\varepsilon )(\varphi ,\varphi )$ for all large $m$
and some $\varepsilon >0,$ i.e. $\mu ^*_0(\lambda _m)<\delta -\varepsilon $
contradicting the definition of $\delta $.  Suppose next that $\lambda
_m\uparrow \lambda _0$ and again set $\delta =\lim\;\big(\mu ^*_0(\lambda
_m)\big)$.  The same procedure as above shows the existence of a
subsequence $\omega _m$ and function $\omega $.  We need to show $\omega
\in H^{1,2}_0(\Omega ^*_{\lambda _0})$.  To see this, let $g$ be a cut off
function: $g\in C^\infty (R,R),$ with $g(\xi ) =0$ if $\xi <2,\quad g(\xi
)=1$ if $\xi >3$ and set $z_m(x) = g\big((x_1-\lambda _0)/(\lambda _0-\lambda
_m)\big)$.  We then have:
$$
\Vert z_m\omega_m\Vert ^2_{H^{1,2}(\Omega ^*_{\lambda _0})} \le
C\big[\Vert \omega _m\Vert ^2_{H^{1,2}(\Omega ^*_{\lambda _0})} +\Vert\;
\vert \nabla z_m\vert  \omega _m\Vert ^2_{L^2(\Omega ^*_{\lambda
_0})}\big].
$$
The first term is clearly bounded.  For the second, note:
$$
\Vert \;\vert \nabla z_m \vert \omega _m\Vert ^2_{L^2(\Omega
^*_{\lambda _0})}\le C\;\frac{1}{(\lambda _0-\lambda_m )^2}\;\int_{\Omega
^*_{\lambda _m}\cap\{x_1<\lambda _0+3(\lambda _0-\lambda _m)\}}\omega ^2_m
$$
Poincare's Inequality, [16], then shows this term is bounded as well. 
Observe that $z_m\omega _m$ is obviously in $H^{1,2}_0(\Omega ^*_{\lambda
_0})$ and thus, without loss of generality, weakly convergent in this
space.  Since $z_m\to 1$ pointwise in $\Omega ^*_{\lambda _0}$ we conclude
that $\omega \in H^{1,2}_0(\Omega ^*_{\lambda _0})$.  Clearly $\delta $ is
an eigenvalue as $\omega $ is nontrivial.  By the min.-max. principle, it
is the least.  Finally the positivity of $\mu ^*_0(\lambda )$ for
$\text{meas}\;(\Omega ^*_\lambda )$ small, follows from Theorem~1(e) with
$p$ replaced by $P$.
\enddemo 


\proclaim {Theorem 4} Let $T^{-1}_\lambda :R^n\to R^n$ by
$y=T^{-1}_\lambda (x)$  where $y=(2\lambda -x_1,\ol x),$ with $\ol x =
(x_2,\dots,x_n)$.  Let $\Omega _\lambda =T^{-1}_\lambda (\Omega ^*_\lambda
),\quad p_\lambda (x) = P_\lambda \big(T_\lambda (x)\big)$ where $P_\lambda
,\Omega ^*_\lambda $ are as before.  Then $\mu _0(\lambda ),$ the least
eigenvalue of $\ell_\lambda  = -\Delta -p_\lambda $ in $\Omega _\lambda
,$ is also continuous.
\endproclaim 

We merely map the quadratic form associated with $\ell_\lambda $ in
$\Omega _\lambda $ to that for $\ell^*_\lambda $ in $\Omega _{\lambda
^*}$.  Notice that this leaves $-\Delta$ unchanged, and that the Jacobian
is $-1$.

\heading 2. The Nonlinear Problem\endheading

Consider now the nonlinear problem (2).  
We recall $\Omega ^*_\lambda =\Omega \cap \{x_1>\lambda \}$ and
$\Omega _\lambda =\{x\vert x^\lambda \in \Omega ^*_\lambda \}$ where
$x^\lambda =(2\lambda -x_1,x_2,\dots,x_n),$  and $0<u\in
H^{1,2}_0(\Omega )\cap C^\theta  (K)$. Standard regularity theory shows
that if $f$ is smooth then $u$ is classical in $\Omega $ but we shall not
need the extra regularity.
Our assumptions then
are

 
\item {(I)} $ \Omega _\lambda \subset \Omega \cap\{x_1<\lambda \}$ for
$\lambda _0\le \lambda <\lambda _1, \quad \Omega _\lambda =\emptyset $ if
$\lambda \ge \lambda _1;$

\item {(II)} Let $\ell_\lambda \equiv -\Delta -p_\lambda (x)I$ be defined
on $H^{1,2}_0(\Omega _\lambda )$ where $p_\lambda (x)
=$
\newline $[f(u)-f(v_\lambda )]/(u-v_\lambda ),\quad v_\lambda (x) = 
u(x^\lambda )$.
Assume
\newline $P\in C\big[[\lambda _0,\lambda _1);\;L^{\frac{n+\varepsilon
}{2}}(\Omega ^*_\lambda )\big]$ for some $\varepsilon >0,$ with $\Vert
P_\lambda \Vert _{L^{\frac{n+\varepsilon }{2}}(\Omega ^*_\lambda )}$ bounded
for $\lambda \in [\lambda _0,\lambda _1)$.

 
Note that $\mu _0(\lambda )$ -- the least eigenvalue of $\ell_\lambda $ --
is then continuous in $\lambda ,$  
 and $p_\lambda (y) \equiv P_\lambda (y)$.
The results in Section~1 then
yield:

\proclaim {Theorem 5} Let {\rm (I), (II)} hold.  Then:

\item {\rm (a)} $\mu _0(\lambda )>0$ for $\lambda _0<\lambda <\lambda _1,$
and $u>v_\lambda $ in $\Omega _\lambda $.

\item {\rm (b)} If $\Omega _{\lambda _0} = \Omega \cap \{x_1<\lambda _0\}$
then $u\equiv v_{\lambda _0}$ on $\Omega _{\lambda _0}$.

\item {\rm (c)} If $x_0\in \Omega \cap \{x_1=\lambda \}, \quad\pd
{u}{x_1}\;(x_0)$ exists and $P_\lambda \in L^{n+\varepsilon }(\Omega
^*_\lambda ),$
 then $\pd{u}{x_1}\;(x_0) <0$.
\endproclaim 

\demo {Proof} We apply the earlier results using $\omega =u-v_\lambda $
in Theorem~1.  We first show
that
Theorem~1-d can be used to conclude that $\mu _0(\lambda )>0$.
Specifically, assume otherwise
i.e. $\mu _0(\lambda ^\pr)=0, \; \mu _0(\lambda )>0$ for $\lambda >\lambda
^\pr,$ for some $\lambda ^\pr\in(\lambda _0,\lambda _1),$
and note that $\omega ^-\in H^{1,2}_0(\Omega _{\lambda ^\pr})$ and hence
the min.-max. principle shows $\omega
^-=0,$
since, by continuity, if $\omega ^-\ne 0$ then $(u-v_\lambda )^-\ne 0$ for
some $\lambda >\lambda ^\pr$ and thus $\mu _0(\lambda )\le 0$.

  Assume now that
$\omega \in H^{1,2}_0(\wt\Omega _{\lambda^\pr})$.
Choose a
small ball $B\subset \wt\Omega _{\lambda ^\pr}$ and look at the cylinder
$Z=(-a,\wt x_1)\times S$ where: $(\wt x_1,\ol {y^*})$ is the center of $B$ 
and $S=\{\ol y\vert (\wt x_1,\ol y)\in B\}$.  

For notational convenience denote $\lambda ^\pr$ by $\lambda $ henceforth.
Since $v_\lambda $ can be approximated in
$H^{1,2}$ by functions which vanish near $Z\cap \partial\wt\Omega _\lambda$
and $\omega \in H^{1,2}_0,$
then this is also true of $u. $ We may assume $u$ admits in $Z-\wt \Omega
_\lambda $ a trivial extension (also denoted by $u)$ and thus
 if $a$ is large enough $u\equiv 0$ on $(-a)\times S$.
Now by a fundamental result employing Fubini's Theorem, [24], there exists
a $\ol y_1\in S$ such that $u(x_1,\ol y_1) = \int^{x_1}_{-a} \;\pd{u(\xi
,\ol y_1)}{x_1}\; d\xi $ for almost all $x_1$.

  Since $u$ is continuous in
$Z\cap \Omega _\lambda $ and in $Z-Z\cap \ol \Omega _\lambda $ and clearly
so is the integral, we conclude that equality must actually hold in these
regions.  We thus have that $\int^{x_1}_{-a} \;\pd{u}{x_1}\;(\xi ,\ol
y_1)d\xi =0$ if $(x_1,\ol y_1) \in Z-Z\cap \ol\Omega _\lambda $ and
$\int^{x_1}_{-a}\;\pd{u}{x_1}\;(\xi ,\ol y_1)d\xi =u(x_1,\ol y_1)\ge \delta
>0$ if $(x_1,\ol y_1)\in Z\cap K, $ if $K\Subset \Omega ,$ by the positivity of the
solution $u$ in the compacta of $\Omega $. 

Now let $\alpha $ be the least number such that we have $C=\{(x_1,\ol
y_1)\vert \alpha <x_1\le \wt x_1\}\subset \wt \Omega _\lambda $.  It
follows that $(\alpha ,\ol y_1)\in \partial \wt \Omega _\lambda $ and
$C_\lambda \equiv \{x\vert x^\lambda \in C\}\subset \Omega $. 

 By definition and assumption, $\Omega
_{\lambda -\varepsilon }\subset \Omega $ for $\varepsilon >0$ small
enough, and we conclude that $(\alpha ,\ol y_1)\in \Omega $.  I.e. $\ol
C\subset \Omega $ and thus $u>\delta >0$ in $\ol C$.  
This contradicts the
absolute continuity of the integral
and it follows that $\omega \notin H^{1,2}_0(\wt\Omega _{\lambda ^\pr})$
and thus $\mu _0(\lambda ^\pr)>0$ by Theorem~1-d.

Since $\mu _0(\lambda )>0$ and
$(u-v_\lambda )^- \in H^{1,2}_0(\Omega _\lambda ),$ then the min.-max. principle
again implies $(u-v_\lambda )^-=0,$ whence $u\ge v_\lambda $.  The earlier arguments
show that $u\not\equiv v_\lambda $ in $\Omega _\lambda ,$ and then 
$u>v_\lambda $.
This shows part (a). 
 
As for part (b), we have $u(x)\ge u(x^{\lambda _0})$ in $\Omega
_{\lambda _0}$ by continuity, since $u>v_\lambda $ on $\Omega _\lambda
,\;\lambda >\lambda _0$.  However $\Omega $ is symmetric in this case
about $x_1=\lambda _0$.  If we first perform a reflection about
$x_1=\lambda _0,$ and then repeat the above procedure we would conclude
$u(x^{\lambda _0})\ge u\big((x^{\lambda _0})^{\lambda _0}\big) = u(x)$ and
the result.  

Finally, for part (c), note that  $x_0\in \Omega $
and $P_\lambda \in L^{n+\varepsilon },$
imply that $\omega $ is,
without loss of generality, in $C^{1+\theta} (\ol B)$ for some
 ball $B\subset \Omega _\lambda $ with $x_0\in \partial B,$ [16].  Choose
a function $z\in C^{1+\theta }(\ol B)$ such that $-\Delta z-P_\lambda z=0$
in $B,\; z>0$ in $\ol B$.  Then by considering the equation $\omega /z$
satisfies we conclude, again by [16], that $\omega /z\in C^2(B)\cap
C^{1+\theta }(\ol B)$ and $\pd{}{x_1}\;(\omega /z)(x_0)<0,$ i.e.
$\pd{\omega }{x_1}\;(x_0) = 2\;\pd{u}{x_1}\;(x_0) <0$.

Next assume that $f$ depends on $x$ as well, i.e. $f\equiv f(x,u)$.  As
was the case in the previous references, this situation can also be dealt
with if we assume $f$ is monotone in $x_1: \;f(x,\xi )\ge f(x^\lambda ,\xi
)$ for $\lambda >0$.
There is no significant change in the proofs.  Note that we could
thus deal with some cases where $f$ had
singularities with respect to $x$ on $\{x_1=\lambda
_0\}\cap \Omega ,$
or with
singularities along planes $\{x_m =c\}\cap \Omega ,\quad m\ne 1,$  
as examples with $f(x,u) = p(x)g(u)$ easily show, as long as the resulting
$P_\lambda $ was in $L^\alpha (\Omega _\lambda )$.

One limitation in the applicability of Theorem~5 is given by
condition~(II).
Observe that since $\Vert P_\lambda \Vert _{L^{\frac{n+\varepsilon }{2}}}$
is assumed bounded, then it suffices that $\chi _\lambda P_\lambda (x)$ be
pointwise continuous, a.e. in $\lambda ,$ which will be immediately the
case if $f$ is smooth in $u$.  This follows from the observation that
if $\{g_n\}$ is a sequence of functions bounded in $L^\alpha $ and $g_n\to
g\in L^\alpha $ pointwise then $g_n\to g$ in $L^{\alpha -\varepsilon }$ for
any $\varepsilon >0,$ and this is because we can find a constant
$c$ --independent of $n\text{--}$ such that $g_n =\bar g^c_n +g^\pr_n$
with $\bar g^c_n = g_n$ if $\vert g_n\vert \le c,\;\vert \bar g^c_n\vert =c$
otherwise, and $g^\pr_n$ of small $L^{\alpha-\varepsilon } $ norm.  We thus only need to
check the boundedness of $\chi _\lambda P_\lambda $.
Recall that we may also express $P_\lambda $ as
$P_\lambda =\int^1_0 f^\pr\big(tu+(1-t)v_\lambda \big)dt$ and thus if, for example,
$u\in L^\infty (\Omega )$ and $f\in C^{1+\theta  }_{\ell\text{oc}},$
 then Theorem~5 applies.
Finally, observe that
the results apply if $f$ is Lipschitz (locally Lipschitz if $u$ is in
$L^\infty )$.  This follows by setting $p_\lambda =[f(u)-f(v_\lambda
)]/[u-v_\lambda ]$ if $u(x)\ne v_\lambda(x) ;\;p_\lambda =0$ otherwise,
and this example also shows that the continuity of $\mu _0$ is really
only needed from the left:
If we
let $\lambda ^\pr$ be given by $\mu _0(\lambda )>0$ if $\lambda >\lambda
^\pr,$ as before, then we repeat the above arguments, in particular
Theorem~1-c, and conclude that both $\mu _0(\lambda ^\pr)>0$ and
$u>v_{\lambda ^\pr}$.  We next observe that $\chi  _\mu P_\mu \to 
\chi _{\lambda
^\pr}P_{\lambda ^\pr}$ pointwise, and that $\vert P_\mu \vert <C$ for some
$C,$ by the Lipschitz assumption on $f,$ as $\mu \to (\lambda ^\pr)^-$. 
We have then the contradiction $\lambda _0(\mu)>0$ for $\vert \mu -\lambda
^\pr\vert $ small.
\enddemo 

\heading 3. $\pmb{\Omega =R^n}$\endheading

The above approach also works for the case of $\Omega =R^n$ and
we now consider the 
modifications needed to deal with this case.
Detailed references of other results for this case may be found in [17].
 Specifically, assume $-\Delta u =f(x,u)$ weakly in $R^n,$ with
$0<u\in E(R^n),\quad u\to 0$ at $\infty $.
Here $E(\Omega )$ denotes the
closure of $C^\infty _0(\Omega )$ with respect to the norm $\Vert u\Vert^2
_E=\int_\Omega \vert \nabla u\vert ^2$.

Our conditions on $f$ are as follows:

 
\item {(II')} Let $p_\lambda $ be defined as in condition~(II)
and assume $p:\;(0 ,\infty ]\to L^\alpha (\Omega _\lambda )$
continuously, with $\alpha =n/2$ and $p_\infty \equiv f(x,u)/u;$

\item {(III)} $f\in C^{1+\theta }_{\ell\text{oc}}$ and $f(x,0)=0;$

\item {(IV)} $f(x,\xi ) \ge f(x^\lambda ,\xi )$ for: $x\in \Omega _\lambda
,\quad\lambda >0$ and $\xi >0,$ furthermore given any $\lambda
>0,\;\varepsilon >0$ there exists $x\in \Omega _\lambda $ such that
$f(x,\xi )>f(x^\lambda ,\xi )$ for some $0<\xi <\varepsilon $.

 
Observe that in the special case: $f(x,\xi ) =p(x)\xi ^\delta ,$ then
condition (IV) holds if, for example, $\pd {p}{x_1}\le 0,\quad
\pd{p}{x_1}\;(\varepsilon ,\bar x)<0$ for $0<\varepsilon $ small enough.
If $u\in C^1,$ say, decays fast enough
at $\infty $ then $u\in E(R^n)$.  We give explicit conditions for this to
be the case, as well as other convenient results in Theorem~6.


\proclaim {Theorem 6} 
\item{\rm (a)} If $u\in C^1$ and: $u\in
L^{\frac{2n}{n-2}}, \quad uf(x,u)\in L^1$ then $u\in E(R^n)$.
\item{\rm (b)} Let $\Omega _\lambda = \{x\vert x_1<\lambda \},$
then 
 $\omega  = u-v_\lambda \in E(\Omega _\lambda )$ if
$u\in E(R^n)$.
\endproclaim 

We recall that it is often possible to show that a solution $0<u\in
E(R_n)$ must, as a consequence, tend to zero at infinity, [1].


\demo {Proof of Theorem 6} (a) We observe by direct calculation:
$$
\align 
\int_{R^n}\vert \nabla (\varphi u)\vert ^2 &= \int_{R^n}u^2\vert
\nabla\varphi \vert ^2 +\int_{R^n}\varphi ^2uf(x,u)\\
&\le \Vert u\Vert ^2_{L^{\frac{2n}{n-2}}(\text{supp}\;\vert \nabla\varphi
\vert )}\cdot \Vert \;\vert \nabla \varphi \vert \;\Vert ^2_{L^n}
+\int_{R_n}\vert uf(x,u)\vert 
\endalign 
$$
where $\varphi $ denotes a cut-off function: $\varphi (x) = g(\frac{\vert
x\vert }{m}),\quad 0\le g\le 1,$ smooth, and $g(\xi )=1$ if $\xi \le 1, \quad
g(\xi )=0$ if $\xi \ge 2$.  As $m\to\infty $ we have $\{\varphi u\}$
bounded in $E(R^n)$ and thus without loss of generality weakly convergent
(to $u)$ in $E(R^n)$.

(b) Since $u\in E(R^n),$ then $v_\lambda \in E(R^n) $ and thus $\omega $ by
definition.  Furthermore if $\varphi _m \in C^\infty _0(R^n),\quad \varphi
_m\to u$ in $E(R^n)$ then $\varphi _m(x) - \varphi _m(x^\lambda )\in
E(\Omega _\lambda )$ since $\varphi _m(x) = \varphi _m(x^\lambda )$ on
$x_1\equiv \lambda ,$ and $\{\varphi _m(x) -\varphi _m(x^\lambda )\}$ is
Cauchy in $E(\Omega _\lambda ),$ converging to $u-v_\lambda $.

Sufficient explicit conditions for
$\text{(II}^\pr)$ to hold are:
\enddemo 

\proclaim {Lemma 7} Assume 
$\vert f_u(x,\xi )\vert \le k(x)+h(x)\xi ^\gamma $ for $\xi \ge 0$ with
$k(x) \in L^{\frac n2}\cap L^\infty  (R^n),\quad h(x) \in L^s\cap L^\infty (R^n)$
with
 $s \le (2n\alpha )/\big(2n-\alpha \gamma (n-2)\big),$ then $p: (0 ,\infty ]\to
L^\alpha (\Omega _\lambda )$ continuously.
\endproclaim 

Note that we require that $0\le \gamma <4/(n-2)$ in Lemma~7.  This is
because we do not postulate any specific decay 
conditions at $\infty $ on $u,$
apart from  $u\to 0$ and those implicitly associated with
$u\in E$.
Note that the given bounds on $s,\gamma $ reduce exactly to the sufficient
condition for existence as stated in [1], if e.g. $f(x,\xi ) =h(x)\xi
^{\gamma +1}$.

\demo {Proof of Lemma 7}  We clearly have:
$$
\align 
\vert p_\lambda (x)\vert  &=\vert \int^1_0 f_u\big(x,tu +
(1-t)v_\lambda \big)dt\vert \\
&\le C[k(x) + h(x)(\vert u\vert ^\gamma +\vert v_\lambda \vert ^\gamma )].
\endalign 
$$
The continuity of $u$ and
 $f\in C^{1+\theta  }_{\ell\text{oc}}$ imply $p_\lambda
(x)\to p_\mu (x)$ pointwise in $R^n$ as $\lambda \to\mu $ for $\mu \in
(0 ,\infty ]$.  Since $p_\lambda $ is also uniformly bounded
in $L^\infty $ for
$\lambda \in (0,\infty ],$ then we immediately have $p_\lambda \to
p_\mu $ in $L^\alpha (B)$ for any fixed ball $B\subset R^n$.  That
$\Vert p_\lambda - p_\mu\Vert _{L^\alpha (R^n-B)}$ is small for $B$ large
is immediate by the
integrability assumption on $k,h$ and the embedding $E(R^n)\hookrightarrow
L^{\frac{2n}{n-2}}(R_n)$.
\enddemo 

We consider the
eigenvalue problem:  $-\Delta z =\xi_\lambda  p_\lambda z$ for $z\in E(\Omega
_\lambda )$.  Observe that $(-\Delta )^{-1}(p_\lambda u) $
-- for fixed $\lambda $-- can be
viewed as a compact map $E(\Omega _\lambda )\to E(\Omega _\lambda ),$ [1],
and thus there exist for each $\lambda $ an eigenvalue $\xi _\lambda $ and
associated positive eigenfunction $\eta _\lambda $ given by:
$$
\frac{1}{\xi _\lambda } = \us{\Sb \varphi \in E(\Omega _\lambda )\\
\varphi \not\equiv 0\endSb}\to{\text{sup}}\; \frac{(p_\lambda \varphi
,\varphi )}{\Vert \varphi \Vert ^2_{E(\Omega _\lambda )}}\;.
$$
That $\xi _\lambda >0$ follows from the next Lemma.  In any case observe
that $f(x,u)$ must be positive somewhere, since $-\Delta u = f(x,u)$ and
$u>0$.  Since we also have $p_\lambda \to p_\infty  =f(x,u)/u$ pointwise,
then $p_\lambda $ cannot be nonpositive for $\lambda $ large.  I.e. for
such $\lambda $ at least, $\xi _\lambda >0$.


\proclaim {Lemma 8} 
\item{\rm (a)} Let $\omega =u-v_\lambda $ and $\xi _\lambda ,\;\eta
_\lambda $ exist
then 
\newline $(\xi _\lambda
-1)(p_\lambda \eta _\lambda ,\omega )_{\Omega _\lambda }\ge 0$.
\item{\rm (b)} $\xi _\lambda  $ is continuous in $\lambda ,\quad
\xi _\lambda \ge 1$ and $w>0$ for all $\lambda >0$.
\endproclaim 


\demo {Proof} (a) Observe that $\ell_\lambda \omega =-\Delta \omega
-p_\lambda \omega =f(x,v_\lambda ) -f(x^\lambda ,v_\lambda )=r(x)\ge 0$ whence $\xi _\lambda
(p_\lambda \eta _\lambda ,\omega )_{\Omega _\lambda } =
(\eta _\lambda ,\ell_\lambda \omega )_{\Omega _\lambda } +
(p_\lambda \eta _\lambda ,\omega )_{\Omega _\lambda }$
and the result since $\eta _\lambda
>0$.

(b) We show first that $\xi _\lambda \ge 1$.  We claim that this is true
for $\lambda $ large enough since otherwise there exists a sequence
$\lambda _m\to\infty $ for which this is not the case.
But as $\lambda
_m\to\infty , \quad p_{\lambda _m}\to p_\infty $ in $L^\alpha ,$ and thus $\xi _{\lambda
_m}>0$ exists.
Furthermore: as $\lambda _m\to\infty ,\quad\omega \to u$ pointwise and thus
$\omega \to u$ in $L^\tau (B)$ for any large $\tau $ and fixed ball
$B\subset R^n$ by the uniform boundedness of $\omega ,u$.  Similarily, we
note that $\xi _{\lambda _m}$ is bounded by the min.-max. principle and
setting $\xi _\infty $ equal to the limit of $\xi _{\lambda _m},$ we may
assume that $\Vert \eta _{\lambda _m}\Vert _E =1$ and thus $\eta
_{\lambda _m}\to \eta $ weakly in $E(R^n)$ and strongly in
$L^{\frac{2n-\varepsilon }{n-2}}(B)$ where $\eta $ denotes a (positive) eigenfunction of
$-\Delta \eta =\xi _\infty p_\infty \eta $ in $E(R^n), $  since
$\eta  \not\equiv 0,$ as a consequence of
$\xi
_\infty (p_\infty \eta ,\eta )=1$. 
We thus have the existence of two positive eigenfunctions: $\eta ,u$
corresponding to the eigenvalues $\xi _\infty  ,1$ respectively.
However, Picone's
Identity also shows the simplicity of the eigenvalue
associated with a positive eigenfunction $\eta  $ such that $(p_\infty \eta ,\eta
)>0,$
and thus $\xi _\infty =1$ and
$\eta \equiv u$.
We
conclude by part~(a) that 
$(p_\infty u,u) = \Vert u\Vert ^2_{E(R^n)}\le 0$ if $\xi _{\lambda _m}<1,$
which is a
contradiction.  Let $\lambda _0$ denote the least $\lambda $ such that
$\xi _\lambda \ge 1$ and $\omega $ is nontrivial (and thus positive)
for $\lambda >\lambda
_0$.  The next arguments also show that if
$\lambda _0 =0$ we are done, hence suppose $\lambda _0>0$.
Assume first $\omega $ is nontrivial in $\Omega _{\lambda _0}$.
By the presumed
continuity, $\xi _{\lambda _0} = 1$ 
since $\omega $ is also nontrivial for some $\lambda <\lambda _0,$
and $-\Delta\omega -p_{\lambda
_0}\omega \ge 0$.  We conclude $(p_{\lambda _0}\eta _{\lambda _0},\omega
)_{\Omega _{\lambda_0} }=(p_{\lambda _0}\eta _{\lambda _0},\omega)_{\Omega _{\lambda _0}}
+ (r,\eta _{\lambda _0})_{\Omega _{\lambda _0}}, $
i.e.
$r\equiv 0$ and since $\omega \in E(\Omega _{\lambda_0} ),$
it must be an eigenfunction corresponding to
$\xi _{\lambda _0}$.  Indeed,
 again by Picone's Identity, if $\omega
\not\equiv 0$ then $\omega =c_{\lambda_0} \eta _{\lambda_0} $ in
$\Omega _{\lambda_0} $ 
for some constant $c_{\lambda_0} $.  Note that this result applies to all
$\lambda $ for which $\xi _\lambda =1$ and $\omega \not\equiv 0$ in
$\Omega _\lambda ,$
and, identically, if
$\xi _\lambda >1$ then $(-\Delta \omega ,\omega^- )\ge
(p_\lambda\omega ,\omega^- )$ whence $(-\Delta \omega ^-,\omega ^-)\le
(p_\lambda \omega ^-,\omega ^-),$ i.e.
$$
1\le \frac{(p_\lambda \omega ^-,\omega ^-)}{\Vert \omega ^-\Vert
^2_{E(\Omega _\lambda )}}
$$
and we have a contradiction unless $\omega ^- =0,$ i.e. once again, if
$\omega\not\equiv 0$ then $\omega \ge 0$ and
$\omega >0$ by the weak Harnack Inequality.
It follows that
since for any $\lambda >\lambda _0$ we have $\xi _\lambda \ge 1$ and $\omega $
is nontrivial
then $\omega >0$ in $\Omega _\lambda ,\quad \omega =0$ on $x_1=\lambda $ and
thus
$\pd {u}{x_1} <0$ if $x_1> \lambda_0 $.  Now suppose $\omega $ is trivial in
$\Omega _{\lambda _0}$ 
and then observe $f\big(x,u(x)\big) \equiv f\big(x^{\lambda _0},u(x)\big)$
for $x\in \Omega _{\lambda _0},$ contradicting  assumption (IV) on $f$.
Hence if $\lambda _0>0,$ then $\xi _{\lambda _0}=1$ and $\omega
>0$  is its associated eigenfunction.
But this is impossible since then $r\equiv 0$ in $\Omega _{\lambda _0}$
and again this violates (IV).
Finally, the continuity of $\xi _\lambda $
follows
from the properties of $p_\lambda $ and the \; min.-max.\; definition of
$\xi _{\lambda }$.
Specifically, observe first
that  if $\xi _\mu >0$ then $p_\mu $ is somewhere positive and thus so is
$p_\lambda $ for $\vert \lambda -\mu \vert $ small $(\lambda $
sufficiently large if $\mu =\infty )$.
We conclude $\xi
_\lambda $ is bounded above and below, and set $\xi ^*$ equal to any limit
point of $\xi _\lambda $.  The earlier arguments in this proof show that a
subsequence of the normalized (in $E)$ positive eigenfunctions $\eta
_\lambda $ converges to $\eta $ weakly in $E(R^n)$ and strongly in
$L^{\frac{2n-\varepsilon }{n-2}}(B)$.  We again note that $\xi ^*(p_\mu \eta ,\eta
)_{\Omega _\mu } = 1,\;-\Delta \eta =\xi ^*p_\mu \eta $ in $\Omega _\mu ,$ and $\eta \ge
0,$ nontrivial.  If $\lambda \uparrow \mu $ then $\eta \in E(\Omega _\mu
)$ and again by Picone's Identity, $\xi ^*=\xi _\mu $ and $\eta =\eta _\mu
$.  If $\lambda \downarrow \mu $ then we need only show $\eta \in E(\Omega
_\mu ),$ since the rest is the same.  But this is immediate here by the
smoothness of the (plane) boundary.  The uniqueness of $\xi _\mu ,\eta
_\mu $ then shows the continuity.
\enddemo 

We then have under the above assumptions $\text{(II}^\pr),$ (III), (IV) on $f:$


\proclaim {Theorem 9} If $f(x,\xi )$ is symmetric (in $x_1)$ about $x_1=0,$
then $u$ is symmetric in $x_1,$ and $ x_1\;\pd{u}{x_1}<0$ if
$x_1\ne 0$.
\endproclaim 


\demo {Proof} We have by Lemma~8 that $\xi _\lambda \ge 1$ and $w>0,$ i.e.
$u>v$ and $\pd{u}{x_1}<0$ for all $\lambda >0$ and
thus $u\ge v_\lambda $ for $\lambda =0$.  Repeating the procedure for $\lambda $
negative we obtain the result.
\enddemo 



\heading 4. Extensions\endheading

We now briefly and heuristically comment on some extensions where the eigenvalue
arguments and Picone's Identity still work.

Observe that the same procedure can yield some modest results even for
problems not involving purely Dirichlet conditions.  Consider for example the
cylinder $(-1,1)\times \Omega ^\pr$ with Dirichlet conditions on
$\{-1\}\times \Omega ^\pr,\quad \{+1\}\times \Omega ^\pr$
but Neumann elsewhere.  The procedure in such a
case is identical.  Note that a key step involves the fact that the
part of the boundary with
Neumann conditions does not reflect inside the regions $\Omega
_\lambda $.

Assume now that $f$ is not smooth.
Suppose first as in [3], [14] that $f=f_1+f_2$ with $f_1$ smooth
and $f_2$ monotone increasing and continuous.
Let $f_2(\xi )\equiv 0$ if $\xi <c$ for
some $c>0,$ and suppose $\Omega $ is bounded.  We now also require that $u$ be in
$C(\ol\Omega )\cap C^1(\Omega )$.
This is similar to the requirements of [6].
If $f_1(u),f_2(u)$ are in $L^p$ for
some $p>n$ then it suffices to assume that $\Omega $ satisfies an exterior
cone condition at every point of $\partial\Omega ,$ [16].  A more detailed
study of the requirements on $\partial\Omega $ can be found in [23].  We
now set $p_\lambda(x) =[f_1(u)-f_1(v_\lambda )] /(u-v_\lambda )$
in (II) and repeat the
earlier procedures.  Observe that $\big((u-v_\lambda )^-,\ell_\lambda
((u-v_\lambda ))\big) = \big(f_2(u)-f_2(v_\lambda ),(u-v_\lambda )^-\big)$. 
If $u \ngeq v_\lambda $ we
have an immediate contradiction to $\mu _0(\lambda )\ge 0$ unless there is
a point $x^0_\lambda $ such that $\big(f_2(u)-f_2(v_\lambda )\big)(u-v_\lambda 
)^-\vert
(x^0_\lambda )<0$.  On the other hand, $f_2(u) \equiv 0$ in a neighborhood of
$\partial\Omega $ by the continuity of $u$
and thus we may keep our arguments away from $\partial \Omega $.
We conclude
in such eventuality that
$\text{dist}\;
(x^0_\lambda ,(\partial\Omega_\lambda -\{x_1=\lambda \} ))\ge \varepsilon _0$
for some $\varepsilon
_0>0$.  To apply these observations, suppose that
 for some value of $\lambda =\lambda ^*$ we have
$u\ge v_{\lambda^*} $ in $\Omega _{\lambda ^*}$ and $\mu _0(\lambda ^*)>0,$
then by the
assumed continuity, $\mu _0(\lambda )>0$ for $\lambda $ near $\lambda ^*$.
 If $u\ngeq v_\lambda $ for such $\lambda $ then we construct a sequence of points
$\{x^0_\lambda \}$ with: $x^0_\lambda \to x_0,\quad \text{dist}\; (x_0,\partial\Omega
) \ge \varepsilon _0, \quad u(x^0_\lambda ) <v_\lambda (x^0_\lambda ), \quad x_0\in
\partial\Omega _{\lambda ^*}$.  Consequently, $x_0\in \{x_1=\lambda ^*\}$ and
$\pd{u}{x_1}(x_0) \ge 0,$ contradicting Theorem~5(c).  Observe that the
same procedures also work if $f_2$ has a simple jump discontinuity at $c,$
or if $f=f_1(x,\xi )+f_2(x,\xi ),$ with obvious changes.

Suppose next that we consider $-\Delta u=f(u)$ in $R^n$ and assume the
existence of $0<u\to 0$ at $\infty ,$ with maximum at the origin, and that
$f(\xi )\in C^{1+\theta }_{\ell\text{oc}},$ with $f(0) = f^\pr(0)=0$. 
Theorem~6 gives conditions on $u$ and $f$ which suffice for $u\in E(R^n)$.
 To apply the above spectral arguments and obtain monotonicity results, we
then only further require the continuity of $\chi _{{}_\lambda} p_{{}_\lambda} $ in
$L^{n/2}(R^n),$ and a detailed calculation shows that for this to be the
case it suffices that $u\in L^{\frac{n\theta }{2}}(R^n)$.  Note that by
following the arguments in [14] we conclude that $u-v_\lambda \not\equiv
0$ in $\Omega _\lambda ,$ for $\lambda >0,$ since the maximum of $u$ is at
$x=0$.

We note that we can begin our eigenvalue procedures for any $\Omega
_{\lambda _0}$  for which we can conclude that $\mu (\lambda _0)>0$.  If
some information is known about the norm of $u,$ then we need not start by
considering a very thin domain $\Omega _\lambda $ to ensure $\mu (\lambda
_0)>0$.  We can bypass in this way the requirement that $\Omega _\lambda
\subset \Omega $ for all relevant $\lambda ,$ and still obtain the
monotonicity result $u>v_\lambda ,$ for $\lambda >\lambda _0$ say.  We
note that, as a consequence, we immediately have the observation that if
$f$ is Lipschitz, with small constant,
and $\Omega $ is symmetric in $x_1$ then all 
positive solutions must be symmetric, regardless of whether $\Omega $ is
convex or not in $x_1$.  
This result is essentially known, [12].
This approach can also be applied if some extra
conditions are imposed on $f,$ as the following arguments in particular
indicate.

Consider now the situation where $f(x,\xi)$ is not smooth at $\xi =0$.  In
general we could not obtain results for this case.  In special situations,
however, we could actually obtain better results than those obtained
earlier.  Specifically, assume now: $f\in \;\text{Lip}_{\ell\text{oc}}
\big(\ol\Omega \times (0,\infty )\big)$
 and $0\le f(x,\xi )/\xi $ is nonincreasing in
$\xi $ for $\xi >0$.  The prototype $f$ we have in mind is $f(x,\xi ) =
p(x)\xi ^\theta +q(x)$ with $p,q\ge 0,$ smooth and $\theta \le 1$.  Our
result for these $f$ is as follows (see also [9]):

\proclaim {Theorem 10} Suppose $\Omega $ is a bounded domain and that 
$u$ is a
positive solution of $-\Delta u = f(x,u)$. Then $u$ is
unique up to a constant multiple.  If $f(x,c\xi ) \not\equiv cf(x,\xi )$
for any $c>0,\;\xi >0\quad (c\ne 1),$ and $x\in \Omega $ then $u$ is unique. 
If both $\Omega $ and $f(x,\cdot )$ are symmetric about $x_1=0$ then so is
$u$.
\endproclaim 

We observe that we do not require that $\Omega $ be convex in $x_1$ nor
assume conditions on $\vec\nabla_xf$.


\demo {Proof} Let $\varphi \in C^\infty _0(\Omega )$.  We apply once again
Picone's Identity and conclude:
$$
\int_\Omega \vert \nabla\varphi \vert ^2 = \int_\Omega
\;\frac{f(x,u)}{u}\;\varphi ^2 +\int_\Omega u^2\vert \nabla\;(\frac
\varphi u)\vert ^2.
$$
Now let $v$ denote 
another positive solution and without loss of generality,
$(u-v)^-\not\equiv 0$.
  By our assumptions on $f(x,\xi
)/\xi $ we have:
$$
\aligned 
J(\varphi ) &\equiv \int_\Omega \vert \nabla \varphi \vert ^2
-\big[\frac{f(x,u)-f(x,v)}{u-v}\big]\varphi ^2\\
&= \int_\Omega u^2\vert
\nabla\;(\frac \varphi u)\vert ^2 +\int_\Omega
[\frac{f(x,u)}{u}\;-\;\frac{f(x,u)-f(x,v)}{u-v}]\varphi ^2\ge 0 
\endaligned
\tag 3
$$
since $\frac{f(x,u)-f(x,v)}{u-v} \le \frac{f(x,u)}{u}\;$.  Note that here
we set $[\frac{f(x,u)-f(x,v)}{u-v}]=0$ if $u=v$.

Now let $w=(u-v)^-$ and observe that we may construct a sequence of
functions $0\le \varphi _m\le (u-v)^-$
with compact support such that $\varphi
_m\to (u-v)^-$ in $H^{1,2}$.  We conclude that
$$
\align 
\big\vert \big(\frac{f(x,u)-f(x,v)}{u-v}\big)\big\vert \varphi ^2_m &\le
\big\vert \big[\frac{f(x,u)-f(x,v)}{u-v}\big]\big\vert [(u-v)^-]^2\\
&=\vert
f(x,u)-f(x,v)\vert (u-v)^-,
\endalign 
$$
and by integrating and recalling the equation $(u-v)$ satisfies,
that $J(w) =0$ since:
$$
\int_\Omega \vert \nabla \varphi _m\vert ^2\to \int_\Omega \vert \nabla
w\vert ^2=-\int_\Omega \nabla (u-v)\cdot \nabla w.
$$
In the same way, we obtain $0\le J(w+\varepsilon \varphi )$ for given
$\varepsilon $ and any $\varphi \in C^\infty _0$.  We conclude that $-
\Delta w-[\frac{f(x,u)-f(x,v)}{u-v}]w=0$ in $\Omega $.  But $w\ge 0$ in $\Omega
$ and since $\frac{f(x,u)-f(x,v)}{u-v}$ is locally in $L^\infty (\Omega )$
by the fact that  $u,v\in C^\delta (K),$  Harnack's Inequality, [16],
implies that $w>0$ or $w\equiv 0$.  
By assumption, we have $w\not\equiv 0$.  But then (3) yields $w=cu$
for some $c>0,$ i.e. $v=(1+c)u$.  It also follows that
$f\big(x,(1+c)u\big) = (1+c)f(x,u)$ for $x\in \Omega $ from the equations
that $u,v$ satisfy, and if this is impossible, we conclude $u\equiv v$. 
Finally, suppose both $\Omega $ and $f(x,\cdot )$ are symmetric in $x_1,$
and now choose $v$ by $v(x,\bar x) = u(-x_1,\bar x)$.  Clearly $0<v$
satisfies the same equation in $\Omega $ by the assumed symmetry, and we
again have $w>0$ or $w\equiv 0$.  Now $w>0$ is impossible since $w=0$ 
on $x_1=0,$ and it follows that $w\equiv 0,$ i.e. $u\ge v$.  In the same way
we obtain $v\ge u$ and the result.
\enddemo

The proof of Theorem~10  also yields monotonicity results: suppose, for
example, $f=f(u)$ and $\Omega _\lambda $ is properly contained in $\Omega
$ for some $\lambda >0$ then $u>v_\lambda $ follows by choosing
$v=v_\lambda $ in the proof, and we thus have $\pd{u}{x_1} <0$ on $\Omega
\cap \{x_1=\lambda \}$.

As a final remark, we recall that the classic moving plane argument can be
extended to systems: $-\Delta \vec u = \vec f(\vec u),$ [22], if
we merely assume
$\pd{f_i}{u_j}\ge 0$.   We were not able to obtain 
a similar extension under our conditions on $\partial \Omega ,\;
 \vec u,\;\vec f$.

\heading 5. Examples\endheading

We conclude with some simple examples.  We begin with:


\demo {Proof of Theorem 0} (a) Since $p\in L^\alpha ,$ the linear problem:
$-\Delta \wt u = p\ge 0,\quad \wt u\in H^{1,2}_0(\Omega )$ has a positive
solution $\wt u$ in $L^\infty (\Omega )\cap C(\Omega ),$ [16].  Observe
that we thus have $-\Delta \wt u\ge \lambda p(x)g(\wt u)$ for $\lambda $
such that $\lambda g(\wt u)\le 1$.  Since $\us\sim\to u = 0$ is a
subsolution we have the existence of a solution $0<u\in L^\infty
(\Omega )\cap C(\Omega )$ by Schauder's Fixed Point Theorem. \quad (b)~In this
case $p_\lambda =p(x)\int^1_0g^\pr\big(tu+(1-t)v_\lambda \big)$ and $\Vert
P_\lambda \Vert _{L^\alpha }$ is clearly bounded and pointwise continuous
in $\lambda $ by the continuity of $u,g^\pr$ and the continuity in
$L^{\frac{n+\varepsilon }{2}}$ follows.  The symmetry and
differentiability of the positive solutions follow from the comments after
Theorem~5.  We
mention that the uniqueness questions for some of these problems is
discussed in [22].

As another example, consider the problem:
$-\Delta u = q(x)u^\gamma $ in $R^n,$ with:
\newline $1<\gamma <(n+2)/(n-2)$ and
$q$ smooth such that $0< q\in L^s\cap L^\infty (R^n)$ for
$s=2n/\big((n+2)-\gamma (n-2)\big)$.  The Mountain Pass Lemma, [1], [19]
then yields the existence of a decaying positive solution $u\in E(R^n)$.  If we
further assume that $q$ is symmetric with respect to $x_1=0$ and
$x_1\;\pd{q}{x_1}<0$ for $x_1\ne 0$ then any such solutions is symmetric
in $x_1$ and $x_1\;\pd{u}{x_1}<0$ for $x_1\ne 0$.
\enddemo 


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\enddocument
\bye

