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\markboth{\hfil Variational and penalization methods \hfil EJDE--2000/57}
{EJDE--2000/57\hfil Chao-Nien Chen \& Shyuh-yaur Tzeng \hfil}
\begin{document}
\title{\vspace{-1in}\parbox{\linewidth}{\footnotesize\noindent
{\sc  Electronic Journal of Differential Equations},
Vol.~{\bf 2000}(2000), No.~57, pp.~1--21. \newline
ISSN: 1072-6691. URL: http://ejde.math.swt.edu or http://ejde.math.unt.edu
\newline ftp  ejde.math.swt.edu \quad ftp ejde.math.unt.edu (login: ftp)}
 \vspace{\bigskipamount} \\
%
 Variational and penalization methods for studying connecting
orbits of \\  Hamiltonian systems 
\thanks{ {\em Mathematics Subject Classifications:} 34C37, 49M30, 58E99, 58F09.
\hfil\break\indent
{\em Key words:} Hamiltonian system, homoclinic, heteroclinic, 
   calculus of variations.
\hfil\break\indent
\copyright 2000 Southwest Texas State University  and University of
North Texas. \hfil\break\indent
Submitted November 11, 1999. Published August 22, 2000. \hfil\break\indent
Partially supported by the National Science Council of Republic of China} }
\date{}
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\author{Chao-Nien Chen \& Shyuh-yaur Tzeng}
\maketitle

\begin{abstract} 
In this article, we consider a class of second order Hamiltonian 
systems that possess infinite or finite number of equilibria.  
Variational arguments will be used to study the existence of connecting 
orbits joining pairs of equilibria. Applying penalization methods, we obtain
various patterns for multibump homoclinics and heteroclinics of Hamiltonian
systems.
\end{abstract}

\setcounter{section}{-1}
\newtheorem{theorem}{Theorem}
\newtheorem{proposition}{Proposition}
\newtheorem{lemma}{Lemma}


\section{Introduction}

In recent years, some new tools have been developed in the calculus of 
variations for studying the existence of connecting orbits of nonlinear 
differential equations; see for example  
\cite{AB,BS,CT,CES,CR1,F,KV,KKV,M1,M2,R2,R3,R4,R5,S,Sp,St}.
A great deal of attention has been focused on the second order Hamiltonian
system
\renewcommand{\theequation}{HS}
\begin{equation}
\ddot{q}-V'(t,q)=0\,,
\end{equation}
where $q:{\mathbb R}\to{\mathbb R}^n$, 
$V\in C^2({\mathbb R}\times{\mathbb R}^n,{\mathbb R})$,
and $V'(t,y)=D_y V(t,y)$. If $V'(t,\eta)=0$ for all $t\in{\mathbb R}$, then 
$\eta$ is an equilibrium of (HS). A solution $q$ of (HS), that satisfies
\renewcommand{\theequation}{\thesection.\arabic{equation}}
\setcounter{equation}{0}
\begin{equation}
\lim_{t\to -\infty}q(t)=\eta_i \mbox{ and } \lim_{t\to \infty}q(t)=\eta_j
\end{equation}
for a pair of equilibria $\eta_i$ and $\eta_j$, is called a heteroclinic solution
or heteroclinic orbit of (HS). In case that $\eta_i=\eta_j$ and $q\not\equiv\eta_i$,
the solution is called a homoclinic orbit.

Rabinowitz \cite{R2} considered a class of (HS) where $V$ is periodic in $t$ and has a local
minimum at $0$. Under certain growth conditions for $V$ at $y=0$ and infinity,
he applied Mountain Pass Lemma  to obtain a homoclinic orbit $q$ of (HS) which satisfies
\begin{equation}
\lim_{|t|\to\infty}q(t)=0\,.
\end{equation}
Subsequently, Coti Zelati
and Rabinowitz \cite{CR1} studied the multibump homoclinic solutions for this system.
Qualitatively, if the one bump homoclinic solution satisfies certain nondegeneracy 
condition, a chain of one bump homoclinics can be concatenated to form a multibump homoclinic.
Such techniques have been extended to study semilinear elliptic partial
differential equations \cite{CR2,Sp}. Results in this spirit in dynamical systems
are the Shadowing Lemma and the Smale-Birkhoff Theorem (see e.g. \cite{GH}).

The existence of heteroclinic orbits of (HS) has been studied in \cite{CT, St}, where
the function $V$ satisfies the following conditions:
\begin{description}

\item{(V1)} There is a set ${\cal K}_1\subset {\mathbb R}^n$ such that if 
$\eta\in {\cal K}_1$ then $V(t,\eta)=\inf\limits_{y\in {\mathbb R}^n}V(t,y)=$
$V_0$ for all $t\in {\mathbb R}$.

\item{(V2)} There are positive numbers $\mu_1,\mu_2$ and $\rho_0$ such 
that if $|y-\eta|\leq \rho_0$ 
for some $\eta\in {\cal K}_1$ then $\mu_2|y-\eta|^2\geq$ 
$V(t,y)-V_0\geq \mu_1|y-\eta|^2$ for all
$t\in {\mathbb R}$. Moreover, if
$\eta_i,\eta_j\in {\cal K}_1$ and $i\neq j$, then
$|\eta_i-\eta_j|>8\rho_0$. 

\item{(V3)} There is a $\mu_0>0$ such that if $V(t,y)\leq V_0+\mu_0$ for 
some $t\in {\mathbb R}$ then
$|y-\eta|\leq \rho_0$ for some $\eta\in {\cal K}_1.$

\item{(V4)} For any $r_0>0$ there is an $M>0$ such that 
$\sup\limits_{t\in {\mathbb R}}\parallel D^2_yV(t,y)\parallel_\infty\leq$
$M$ if $|y|\leq r_0.$
\end{description}

If $V$ is periodic in $t$ and in each component of $y$,
Strobel \cite{St} showed that, for any $\eta_i\in {\cal K}_1$, there is a heteroclinic
solution $q$ of (HS) which satisfies
\[
q(t)\to\eta_i \mbox{ as } t\to -\infty
\]
and
\[
q(t)\to {\cal K}_1\backslash\{\eta_i\} \mbox{ as } t\to\infty.
\]
Moreover, for any pair of $\eta_i,\eta_j\in{\cal K}_1$, they can be joined by a
chain of heteroclinics. If additional nondegeneracy conditions are satisfied,
there exist multibump heteroclinic orbits connecting $\eta_i$ and $\eta_j$. Such kinds of
results have also been proved by Rabinowitz \cite{R3} and Maxwell \cite{M1,M2} for orbits connecting
periodic solutions instead of equilibria.

For the first order Hamiltonian system, the existence of
multibump homoclinic solutions was proved by S\`er\`e \cite{S}.
The interested readers may consult \cite{CES, KV, KKV, Mo, R5} for more 
references and various extensions for using variational methods to study connecting orbits of Hamiltonian systems.

In this paper, we treat the case where $V$ is not necessarily periodic in its variables.
By (HS), the potential $V$ is only determined up to an additive constant, so
we may assume that $V_0=0$. Let $E=W^{1,2}({\mathbb R},{\mathbb R}^n)$ with the norm
\[
\parallel z\parallel =(\int^\infty_{-\infty}(|\dot{z}|^2+|z|^2)dt)^{1/2}.
\]
By changing variables of $V$, we may take $\eta_1=0$. For $z\in E$, define
\begin{equation}
I(z)=\int^\infty_{-\infty}[\frac{1}{2}|\dot{z}|^2+V(t,z)]dt.
\end{equation}
Since $I\in C^1(E,{\mathbb R})$
and $E\subset C_0({\mathbb R},{\mathbb R}^n)$, the space of continuous
functions $z$ on ${\mathbb R}$ such that $z(t)\to 0$ as $|t|\to \infty$,
if $I'(q)=0$ and $I(q)>0$
then $q$ is a homoclinic orbit of (HS).

A sequence $\{z_m\}\subset E$
is called a (PS)$_c$ sequence if $I(z_m)\to c$ and
$I'(z_m)\to 0$ as $m\to\infty$. Our approach is to search
critical points of $I$ by investigating the convergence of Palais-Smale 
sequences. The investigation will be based on a comparison argument described 
as follows. Define
\[ \gathered
\theta(\rho)=\min(\mu_1\rho^2,\mu_0)\,, \\
\Lambda=\sup\{\|V'(t,y)\|+1/2|t\in{\mathbb R}\mbox{ and } y\in 
\bigcup_{\eta\in{\cal K}_1}\overline{B_{\rho_0}(\eta)}\}\,.
\endgathered \]
For $j_1<j_2$, let
\[ \gathered
\hat{E}(j_1,j_2)=\{z\in W^{1,2}_{loc}({\mathbb R},{\mathbb R}^n)|z(t)=\eta_1
\mbox{ if } t\leq j_1 \mbox{ and } z(t)=\eta_2\mbox{ if } t\geq j_2\}, \\
\tilde{E}(j_1,j_2)=\{z\in W^{1,2}_{loc}({\mathbb R},{\mathbb R}^n)|z(t)
=\eta_2 \mbox{ if } t\leq j_1 \mbox{ and } z(t)=\eta_1
\mbox{ if } t\geq j_2\}\,, \\
\hat{\alpha}(j_1,j_2)=\inf_{z\in\hat{E}(j_1,j_2)}I(z)\,, \\
\tilde{\alpha}(j_1,j_2)=\inf_{z\in\tilde{E}(j_1,j_2)}I(z)\,.
\endgathered\]
Set $\hat{\alpha}(-\infty,j_2)=\lim_{j_1\to-\infty}\hat{\alpha}(j_1,j_2)$ and
$\hat{\alpha}(j_1,\infty)=\lim_{j_2\to\infty}\hat{\alpha}(j_1,j_2)$.

\begin{theorem} % Theorem 1.
Assume (V1)-(V4) are satisfied. 
Suppose there are $k_1<k_2<k_3<k_4$ such that
\begin{gather}\label{0.3}
\hat{\alpha}(k_1,k_2)<\min (\hat{\alpha}(-\infty,k_1),\hat{\alpha}(k_2,k_3))\,, \\
\label{0.4}
\tilde{\alpha}(k_3,k_4)<\min (\tilde{\alpha}(k_2,k_3),
\tilde{\alpha}(k_4,\infty)), \\
\label{0.5}
k_3-k_2>6\rho_0+2(\hat{\alpha}(k_1,k_2)+
\tilde{\alpha}(k_3,k_4)+\rho_0\sqrt{2\theta(\rho_0)})/\theta(r),
\end{gather}
where 
\begin{equation}\label{0.6}
r=\min\bigg(1,\frac{\rho_0}{2},\sqrt[4]{\frac{\rho^2_0}{8\mu_2}},
\frac{\rho_0\sqrt{2\theta(\rho_0)}}{\Lambda},\frac{\hat{\theta}}{3\Lambda}
\bigg)
\end{equation}
and
$\hat{\theta}=\min(\hat{\alpha}(-\infty,k_1)-\hat{\alpha}(k_1,k_2)$, 
$\hat{\alpha}(k_2,k_3)-\hat{\alpha}(k_1,k_2)$,
$\tilde{\alpha}(k_2,k_3)-\tilde{\alpha}(k_3,k_4)$, 
$\tilde{\alpha}(k_4,\infty)-\tilde{\alpha}(k_3,k_4))$.
Then there is a homoclinic orbit of (HS) which satisfies (0.2).
\end{theorem}

The homoclinic orbit described in Theorem 1 will be obtained by finding a
local minimizer of $I$. Our strategy is to add penalization to $I$ so that a
local minimizer of $I$ becomes a global minimzer to a penalized functional. An
example for which Theorem 1 holds is $n=1$ and 
${\displaystyle V(t,y)=G(t)(1-(y-1)^2)^2}$, where $G>0$ and is relatively 
large on $(-\infty,k_1)$, $(k_2,k_3)$ and $(k_4,\infty)$. Such oscillation conditions
may repeat infinitely many times when $V$ is periodic in $t$. In this case, $I$
possesses a large number of local minimizers.
To find multiple homoclinics of (HS), we add different penalty functions to
single out such local minimzers. Roughly speaking, the homoclinics obtained here
comprise two heteroclinics nicely concatenated. It will also be discussed under what
conditions a chain of more than two heteroclinics can be concatenated to form
a multibump homoclinic. Strobel \cite{St} has obtained such 
multibump solutions by using delicate deformation arguments.
There additional nondegeneracy conditions are required and in general such conditions
are hard to verify. Also, as in most results for multibump solutions,
Strobel's arguments indicate that the distance between two bumps needs to be long; however,
there is no estimates for how long it has to be. We do not assume
any nondegenercy condition on single bump solutions and a lower bound of distance
between two bumps will be obtained. Our methods can be applied to aperiodic Hamiltonian
systems as well. The detailed analysis will be given in Section 2 and Section 4.

In Sections 3, a minimax method, in the framework of Mountain Pass Lemma, will be used
to obtain homoclinic solutions of (HS). Since the local minimizers
obtained by penalization methods are not necessary to be isolated, additional
works are required to verify the existence of minimax critical values of $I$. Also, the
justification of convergence of minimaxing sequences is more complicated than
that of minimizing sequences.

A simple example for which the potential of (HS) possesses more than two minima is a forced pendulum problem, 
where $V(t,y)=G(t)(1+{\rm cos} (y-\pi))$, $y\in {\mathbb R}$ and $G>0$. Such examples can easily be found
in case of $n>1$. The distribution of the wells of $V$ in general need not to be equi-distanced. 
Naturally, one expects to find a connecting orbit whose trajectory is close to some other
equilibria in some time intervals. Results for (HS) involving connecting
orbits of this type will be presented in Section 5.

\section{Preliminaries} \setcounter{equation}{0}

This section contains several technical results such as qualitative properties
of $I$ and various estimates of Palais-Smale sequences. 

\begin{proposition} % Proposition 1.
For any $t_1, t_2\in {\mathbb R}$, $q\in W^{1,2}([t_1,t_2],
{\mathbb R}^n)$ and $\rho\in (0,\rho_0]$, if $\inf\limits_{\stackrel{\scriptstyle t\in[t_1,t_2]}
{\eta\in {\cal K}_1}}|q(t)-\eta|\geq \rho$ then
$\int^{t_2}_{t_1}V(t,q)dt \geq (t_2-t_1)\theta(\rho)$.
\end{proposition} 

The proof of this proposition follows from (V2) and (V3).

\begin{proposition} % Proposition 2.
 Suppose $q(t_1)\in\partial B_\rho(\eta_i)$, $q(t_2)\in \partial B_\rho(\eta_j)$,
and \\ $q(t)\in {\mathbb R}^n\backslash 
(\cup_{\eta\in {\cal K}_1}B_\rho(\eta))$ for
$t\in (t_1,t_2).$ If $i\ne j$ and $\rho\in (0,\rho_0]$, then 

\begin{equation}\label{1.1}
\int ^{t_2}_{t_1}[\frac{1}{2}|\dot{q}(t)|^2+V(t,q)]dt \geq
\frac{1}{2(t_2-t_1)}(|\eta_i-\eta_j|-2\rho)^2+\theta(\rho)(t_2-t_1).
\end{equation}
\end{proposition} 

\paragraph{Proof.}  Since
$$|\eta_i-\eta_j|-2\rho\leq |q(t_2)-q(t_1)|=|\int^{t_2}_{t_1}\dot{q}(t)dt|
\leq\sqrt{t_2-t_1}(\int^{t_2}_{t_1}|\dot{q}(t)|^2dt)^{1/2},$$
Proposition 1 yields (1.1).

\begin{lemma} %f Lemma 1.
Let $\{z_m\}\subset E$ be a (PS)$_c$ sequence. Then
there is a constant $C_0>0$ such that
\[
\sup_{m\in {\mathbb N}}\parallel \dot{z}_m\parallel_{L^2({\mathbb R})}\leq C_0.
\]
\end{lemma}

The proof of this lemma is trivial.

\begin{lemma} %  Lemma 2.
 If $\{z_m\}$ is a (PS)$_c$ sequence then $\{z_m\}$ is
bounded in $L^\infty({\mathbb R},{\mathbb R}^n).$
\end{lemma}

\paragraph{Proof.} Without loss of generality, we may assume that $I(z_m)\leq c+1$
for all $m\in {\mathbb N}$. Let 
$d_m(\tau)=\mathop{\rm inf}_{\eta\in {\cal K}_1}|z_m(\tau)-\eta|$
and
$\tilde S_m=\{\tau\in {\mathbb R}|d_m(\tau)<\rho_0\}.$
By Proposition 2, for any $t\in {\mathbb R},$
$$\tilde S_m\cap [-\hat{n}+t,\hat{n}+t]\neq\phi,$$
where $\hat{n}=[\frac{c+1}{2\theta(\rho_0)}]+2.$ 
Pick a $t_m\in \tilde S_m\cap[-\hat{n}+t,\hat{n}+t].$
It follows from Lemma 1 that
\[
|z_m(t)|\leq|z_m(t_m)|+|\int^t_{t_m}\dot{z}_m(s)ds|
\leq\sup_{\eta\in {\cal K}_1}
|\eta|+\rho_0+\sqrt{\hat n}C_0.
\]
This completes the proof of the case of Card ${\cal K}_1<\infty$.
An argument used in  \cite{CT}[Lemma 2] takes care of the other case.

\section{A Penalization Method}  \setcounter{equation}{0}

We now prove the existence of homoclinic orbits of (HS). As mentioned earlier,
the homoclinic orbit will be obtained as a local minimizer of $I$. To find such
a local minimizer, we use a penalization method descirbed as follows.

\paragraph{Proof of Theorem 1.} To illustrate the basic idea of penalization,
here we give a proof for the special case where ${\cal K}=\{\eta_1,\eta_2\}$.
The extension to the general case can easily be carried out once we have seen
the proof of Theorem 4.
Let $\bar{\rho}=5\rho_0/2$,
$\hat{t}_1=k_1-3\rho_0-(\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4))/\theta(r)$,
$\hat{t}_2=k_2+3\rho_0+(\hat{\alpha}(k_1,k_2)+\rho_0\sqrt{2\theta(\rho_0)})/\theta(r)$,
$\hat{t}_3=k_3-3\rho_0-(\tilde{\alpha}(k_3,k_4)+\rho_0\sqrt{2\theta(\rho_0)})/\theta(r)$,
$\hat{t}_4=k_4+3\rho_0+(\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4))/\theta(r)$
and
\[
M_0=\bigg[\frac{\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4)+1}{\rho_0}
\bigg]^2+\frac{\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4)}{\hat{t}_3
-\hat{t}_2}+\theta(r).
\]
Let $\psi\in C^\infty({\mathbb R}\times{\mathbb R}^n,{\mathbb R})$ such that 
$0\leq\psi\leq M_0$ and
\[
\psi(t,y)=\left\{\begin{array}{ll}
0 & \mbox{ if }  y\in B_{\bar{\rho}}(\eta_2) \mbox{ or } 
   t\in[\hat{t}_1+\rho_0,\hat{t}_2-\rho_0]\cup[\hat{t}_3+\rho_0,\hat{t}_4-\rho_0]\\
M_0& \mbox{ if } y\not\in B_{3\rho_0}(\eta_2) \mbox{ and } 
   t\in[\hat{t}_2,\hat{t}_3]\\
0 & \mbox { if } y\in B_{\bar{\rho}}(\eta_1)\mbox{ and } 
   t\not\in(\hat{t}_2-\rho_0,\hat{t}_3+\rho_0)\\
M_0& \mbox{ if } y\in{\mathbb R}^n\backslash(\bigcup_{i=1,2}B_{3\rho_0}(\eta_i))
   \mbox{ and } t\in(-\infty,\hat{t}_1]\cup[\hat{t}_4,\infty).
\end{array}\right.
\]
Set 
\begin{gather}
I_0(z)=I(z)+\int^\infty_{-\infty}\psi(t,z)\,dt\,, \\
\alpha=\inf_{z\in E}I_0(z).
\end{gather}
It is clear that
\begin{equation}
\alpha<\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4).
\end{equation}
Let $\{u_m\}$ be a sequence which satisfies $\lim_{m\to\infty}I_0(u_m)=\alpha$
and
\begin{equation}
\sup_{m\in{\mathbb N}}I_0(u_m)\leq \alpha+1.
\end{equation}
By Lemma 2, $\{u_m\}$ is bounded in $W^{1,2}_{loc}({\mathbb R},{\mathbb R}^n)$. 
Hence there is a $q\in W^{1,2}_{loc}({\mathbb R},{\mathbb R}^n)$
such that along a subsequence 
\begin{equation}
u_m\to q \mbox{ weakly in } W^{1,2}_{loc}({\mathbb R},{\mathbb R}^n) \mbox{ and strongly in }L^\infty_{loc}({\mathbb R},{\mathbb R}^n)
\end{equation}
and
\begin{equation}
I_0(q)\leq\alpha.
\end{equation}

To show that $q$ is a homoclinic orbit of (HS), we first note that 
$q\not\equiv 0$.
Indeed, 
\begin{equation}
\mbox{ there is a } t_0\in (\hat{t}_2,\hat{t}_3)\mbox{ such that } q(t_0)\in B_r(\eta_2);
\end{equation}
for otherwise, we would obtain $I_0(q)>\alpha$ 
which violates (2.6). Hence there is a $m_0\in {\mathbb N}$ such that if $m\geq m_0$
then $u_m(t_0)\in B_r(\eta_2)$.

We are now going to show that $q\in E$. Let
\begin{equation} \gathered
\tau_1(m)=\sup\big\{s|u_m(t)\in\overline{B_r(0)}\quad \mbox{ if } \quad 
t\leq s\big\}\,, \\
\tau_2(m)=\sup\{t|t<t_0 \mbox{ and } u_m(t)\in\overline{B_r(0)}\}.
\endgathered \end{equation}
We claim
\begin{equation}
\tau_2(m)\geq \hat{t}_1-\frac{1}{\theta(r)}(\alpha+1).
\end{equation}
Suppose (2.9) is false. Letting
\begin{equation}
\tau_3(m)=\inf\{t|t>\tau_2(m) \mbox{ and }  u_m(t)\in\overline{B_r(\eta_2)}\},
\end{equation}
we get
\[
\tau_3(m)\leq\tau_2(m)+\frac{1}{\theta(r)}(\alpha+1)<\hat{t}_1.
\]
Then there are $t_1,t_2\in(\tau_2(m),\tau_3(m))$ such that $u_m(t_1)\in\partial B_{3\rho_0}(0)$,
$u_m(t_2)\in\partial B_{3\rho_0}(\eta_2)$ and $u_m(t)\in{\mathbb R}^n\backslash(\bigcup_{i=1,2}B_{3\rho_0}(\eta_i))$ if $t\in(t_1,t_2)$.
It follows from Proposition 2 and (2.3) that
\begin{eqnarray}
I_0(u_m)&\geq&\frac{2\rho_0^2}{(t_2-t_1)}+(t_2-t_1)\bigg[\frac{1+\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4)}{\rho_0}\bigg]^2\nonumber\\
&>& 2(1+\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4))>\alpha+1.
\end{eqnarray}
This violates (2.4) and thus (2.9) must be true. Similarly
$\tau_5(m)\leq\hat{t}_4+(\alpha+1)/\theta(r)$,
where 
\[\tau_5(m)=\inf\big\{t|t>t_0 \mbox{ and }u_m(t)\in\overline{B_r(0)}\big\}.
\]
By (2.5) there are $\hat{\tau}\in(\hat{t}_1-(\alpha+1)/\theta(r),t_0)$ and
$\bar{\tau}\in(t_0,\hat{t}_4+(\alpha+1)/\theta(r))$ such that
$\max(|q(\hat{\tau})|$, $|q(\bar{\tau})|)<r$. Let
\begin{eqnarray}
\tau_3&=&\tau_3(q)=\inf\{t| t\in(\hat{\tau},t_0] \mbox{ and } q(t)\in 
\overline{B_r(\eta_2)}\},\\
\tau_2&=&\tau_2(q)=\sup\{t| t<\tau_3 \mbox{ and } q(t)\in 
\overline{B_r(0)}\},\\
\tau_4&=&\tau_4(q)=\sup\{t| t\in[t_0,\bar{\tau}) \mbox{ and } q(t)\in 
\overline{B_r(\eta_2)}\}, \\
\tau_5&=&\tau_5(q)=\inf\big\{t| t>\tau_4 \mbox{ and } q(t)\in 
\overline{B_r(0)}\big\}\,.
\end{eqnarray}
We claim that 
\begin{equation}
\mbox{there is no $t<\tau_2$ such that } q(t)\in\overline{B_r(\eta_2)}.
\end{equation}
Suppose (2.16) is false. Then there are $\tau_0,\tau_1\in (-\infty,\tau_2)$
such that $q(\tau_0)\in\partial B_{\rho_0}(\eta_2)$, 
$q(\tau_1)\in\partial B_{\rho_0}(0)$
and $q(t)\in{\mathbb R}^n\backslash(\bigcup_{i=1,2}B_{\rho_0}(\eta_i))$ if
$t\in(\tau_0,\tau_1)$. It follows from Proposition 2 that
\[
\int^{\tau_1}_{\tau_0}[\frac{1}{2}|\dot{q}|^2+V(t,q)]dt
\geq 2\rho_0\sqrt{18\theta(\rho_0)}.
\]
Set
\begin{eqnarray*}
Z(t)=\left\{\begin{array}{ll}
0 & \mbox{ if }  t\in(-\infty,\tau_2-r]\cup[\tau_5+r,\infty)\\[2pt]
\frac{t-\tau_2+r}{r}q(\tau_2) &\mbox{ if }  t\in(\tau_2-r,\tau_2)\\[2pt]
q(t) &\mbox{ if }  t\in[\tau_2,\tau_5]\\[2pt]
\frac{\tau_5+r-t}{r}q(\tau_5) &\mbox{ if }  t\in(\tau_5,\tau_5+r).
\end{array}\right.
\end{eqnarray*}
Applying the mean value theorem yields
\begin{equation}
\int^{\tau_2}_{\tau_2-r}[\frac{1}{2}|\dot{Z}|^2+V(t,Z)]dt
+\int^{\tau_5+r}_{\tau_5}[\frac{1}{2}|\dot{Z}|^2+V(t,Z)]dt\leq 2\Lambda r.
\end{equation}
Hence
\begin{eqnarray*}
I_0(Z)&=&I_0(q)-\int^{\tau_2}_{-\infty}[\frac{1}{2}|\dot{q}|^2+V(t,q)
+\psi(t,q)]dt \\
&&-\int^\infty_{\tau_5}[\frac{1}{2}|\dot{q}|^2+V(t,q)+\psi(t,q)]dt
  +\int^{\tau_2}_{\tau_2-r}[\frac{1}{2}|\dot{Z}|^2+V(t,Z)]dt\\
&&+\int^{\tau_5+r}_{\tau_5}[\frac{1}{2}|\dot{Z}|^2+V(t,Z)]dt\\
&\leq& \alpha-2\rho_0\sqrt{18\theta(\rho_0)}+2\Lambda r<\alpha.
\end{eqnarray*}
This violates (2.2) and thus (2.16) must be true. Likewise, there is no $t>\tau_5$
such that $q(t)\in\overline{B_r(\eta_2)}$. Let
\[
S_0=\{t|q(t)\not\in B_r(0)\}\cap((-\infty,\tau_2)\cup(\tau_5,\infty)).
\]
It is easy to see that ${\displaystyle|S_0|\leq[\frac{\alpha}{\theta(r)}]+1}$, where $|S_0|$
is the Lebesgue measure of $S_0$. Let $S_1=S_0\cup[\tau_2,\tau_5]$ and
$S_2={\mathbb R}\backslash S_1$. It follows from (V2) that
\[
I_0(q)\geq\int^\infty_{-\infty}\frac{1}{2}|\dot{q}|^2dt+\int_{S_1}[V(t,q)
+\psi(t,q)]dt+\int_{S_2}\mu_1|q|^2dt.
\]
Since $|S_1|\leq[\alpha/\theta(r)]+1+\tau_5-\tau_2$, we conclude that $q\in E$
and thus $q(t)\to 0$ as $|t|\to\infty$.

To show $q$ satisfies (HS), we first prove that
\begin{equation}
q(t)\in B_{2\rho_0}(0) \mbox{ if } t\in(-\infty,\tau_2)\cup(\tau_5,\infty).
\end{equation}
We only treat the case of $t\in(-\infty,\tau_2)$, the other is analogue. Suppose 
there is a $\tau<\tau_2$ such that $q(\tau)\not\in B_{2\rho_0}(0)$. Then we
can find $t_3<t_4<t_5\leq t_6<t_7<t_8\leq\tau_2$ such that $q(t_i)\in\partial B_r(0)$
if $i=3,8$, $q(t_i)\in\partial B_{\rho_0}(0)$ if $i=4,7$, $q(t_i)\in\partial B_{2\rho_0}(0)$ 
if $i=5,6$ and $\rho_0<|q(t)|<2\rho_0$ if $t\in(t_4,t_5)\cup(t_6,t_7)$.
If $t_8-t_3<2r$, setting
\[
Z_1(t)=\left\{\begin{array}{ll}
q(t) & \mbox{ if } t\not\in (t_3,t_8)\\[2pt]
\frac{t_8-t}{t_8-t_3}q(t_3)+\frac{t-t_3}{t_8-t_3}q(t_8) & \mbox{ if }  t\in (t_3,t_8),
\end{array}\right.
\]
we get
\begin{eqnarray*}
I_0(Z_1)-I_0(q)
&=&\int^{t_8}_{t_3}[\frac{1}{2(t_8-t_3)^2}|q(t_8)-q(t_3)|^2+V(t,Z_1)]dt \\
&&-\int^{t_8}_{t_3}[\frac{1}{2}|\dot{q}|^2+V(t,q)+\psi(t,q)]dt\,.
\end{eqnarray*}
Now
\[
\rho_0\leq|q(t_5)-q(t_4)|
=|\int^{t_5}_{t_4}\dot{q}(t)dt|
\leq\sqrt{t_5-t_4}(\int^{t_5}_{t_4}|\dot{q}(t)|^2dt)^{1/2}
\]
which implies that
\[
\int^{t_5}_{t_4}[\frac{1}{2}|\dot{q}|^2+V(t,q)]dt
\geq\frac{\rho_0^2}{2(t_5-t_4)}>\frac{\rho^2_0}{2(t_8-t_3)}.
\]
Likewise,
\[
\int^{t_7}_{t_6}[\frac{1}{2}|\dot{q}|^2+V(t,q)]dt >\frac{\rho_0^2}{2(t_8-t_3)}.
\]
Moreover, by (V2)
\[
\int^{t_8}_{t_3}[\frac{1}{2(t_8-t_3)^2}|q(t_8)-q(t_3)|^2+V(t, Z_1)]dt
<\frac{2r^2}{t_8-t_3}+2\mu_2r^3.
\]
Invoking (0.7) yields
\[
I_0(Z_1)-I_0(q)
<\frac{2r^2}{t_8-t_3}+2\mu_2r^3-\frac{\rho^2_0}{t_8-t_3}\leq 0,
\]
which is absurd since $I_0(q)=\min_{z\in E}I(z)$.

We next consider the case that $t_8-t_3\geq 2r$. Let
\[
Z_2(t)=\left\{\begin{array}{ll}
q(t) & \mbox{ if } t\not\in (t_3, t_8)\\[2pt]
0 & \mbox{ if } t\in [t_3+r, t_8-r]\\[2pt]
\frac{t_3+r-t}{r}q(t_3) & \mbox { if } t\in (t_3,t_3+r)\\[2pt]
\frac{t-t_8+r}{r}q(t_8) & \mbox{ if } t\in (t_8-r, t_8)\,.
\end{array}\right.
\]
Arguing as in (2.17), we obtain
\[
\int^{t_8}_{t_3}[\frac{1}{2}|\dot{Z}_2|^2+V(t,Z_2)+\psi(t,Z_2)]dt \leq 2\Lambda r.
\]
On the other hand, by (V2)
\[
\int^{t_5}_{t_4}[\frac{1}{2}|\dot{q}|^2+V(t,q)]dt
\geq\frac{\rho_0^2}{2(t_5-t_4)} +\theta(\rho_0)(t_5-t_4)
\geq\rho_0\sqrt{2\theta(\rho_0)}.
\]
Likewise,
\[
\int^{t_7}_{t_6}[\frac{1}{2}|\dot{q}|^2+V(t,q)]dt\geq\rho_0\sqrt{2\theta(\rho_0)}.
\]
Hence using (0.7) yields
\begin{eqnarray*}
\lefteqn{I_0(Z_2)-I_0(q)}\\
&=&\int^{t_8}_{t_3}[\frac{1}{2}|\dot{Z}_2|^2+V(t,Z_2)+\psi(t,Z_2)-\frac{1}{2}
|\dot{q}|^2-V(t,q)-\psi(t,q)]\,dt\\
&<&2\Lambda r-2\rho_0\sqrt{2\theta(\rho_0)}\le 0\,,
\end{eqnarray*}
which leads to the same contradiction as above. This completes the proof of 
(2.18). Also, a slight modification in the above argument shows that
\begin{equation}
q(t)\in B_{2\rho_0}(\eta_2)\mbox{ if } t\in(\tau_3,\tau_4).
\end{equation}

Next, we claim
\begin{equation}
\tau_3<\hat{t}_2-2\rho_0.
\end{equation}
If (2.20) is false, then
\begin{eqnarray}
\int^{\tau_3}_{-\infty}[\frac{1}{2}|\dot{q}|^2+V(t,q)+\psi(t,q)]dt 
&=& \inf_{z\in A_1}\int^{\tau_3}_{-\infty}[\frac{1}{2}|\dot{z}|^2+V(t,z)
+\psi(t,z)]dt\nonumber\\
&<& \hat{\alpha}(k_1,k_2)+\Lambda r,
\end{eqnarray}
where $A_1=\{z|z\in E\mbox{ and } z(\tau_3)=q(\tau_3)\}$.
Combining (2.21) with (0.7) gives
\[
\int^{\tau_3}_{-\infty}[\frac{1}{2}|\dot{q}|^2+V(t,q)+\psi(t,q)]dt
<\hat{\alpha}(k_1,k_2)+\rho_0\sqrt{2\theta(\rho_0)}.
\]
It follows from Proposition 2 that
\[
\tau_2\geq \tau_3-\frac{1}{\theta(r)}\bigg(\hat{\alpha}(k_1,k_2)+\rho_0\sqrt{2\theta(\rho_0)}\bigg)\geq k_2+\rho_0.
\]
Setting
\[
Z_3(t)=\left\{\begin{array}{ll}
\eta_2 &\mbox{ if }  t\geq \tau_3+r\\[2pt]
\frac{\tau_3+r-t}{r}q(\tau_3)+\frac{t-\tau_3}{r}\eta_2 &\mbox{ if } 
 t\in(\tau_3,\tau_3+r)\\
q(t) &\mbox{ if }  t\in[\tau_2,\tau_3]\\[2pt]
\frac{t-\tau_2+r}{r}q(\tau_2)& \mbox{ if }  t\in(\tau_2-r,\tau_2)\\[2pt]
0 &\mbox{ if } t\leq\tau_2-r,
\end{array}\right.
\]
we see that $Z_3\in \hat{E}(k_2,k_3)$ and
\begin{eqnarray*}
\int^{\tau_3}_{\tau_2}[\frac{1}{2}|\dot{q}|^2+V(t,q)+\psi(t,q)]dt
&\geq& I_0(Z_3)-2\Lambda r\\
&>& \hat{\alpha}(k_2,k_3)-2\Lambda r\\
&\geq&\hat{\alpha}(k_1,k_2)+\Lambda r.
\end{eqnarray*}
This is incompatible with (2.21), so (2.20) must hold.
The above argument also shows that
\begin{equation}
\tau_4>\hat{t}_3+2\rho_0.
\end{equation}

It remains to prove that
\begin{equation}
\tau_2>\hat{t}_1+2\rho_0
\end{equation}
and
\begin{equation}
\tau_5<\hat{t}_4-2\rho_0.
\end{equation}
Again, we argue indirectly. If (2.23) is false, then
$\tau_3\leq k_1-\rho_0$. This implies that
\[
\int^{\tau_3}_{\tau_2}[\frac{1}{2}|\dot{q}|^2+V(t,q)
+\psi(t,q)]dt\geq\hat{\alpha}(\tau_2-r,\tau_3+r)-2\Lambda r
>\hat{\alpha}(-\infty,k_1)-2\Lambda r\,.
\]
Define
\[
Z_4(t)=\left\{\begin{array}{ll}
q(t) &\mbox{ if } t\geq\tau_4\\[2pt]
\frac{\tau_4-t}{r}\eta_2+\frac{t-\tau_4+r}{r}q(\tau_4)&\mbox{ if } 
 t\in(\tau_4-r,\tau_4)\\[2pt]
\eta_2 &\mbox{ if }  t\in(k_2,\tau_4-r)\\[2pt]
Z_5(t)&\mbox{ if }  t\in(-\infty,k_2),
\end{array}\right.
\]
where $Z_5\in\hat{E}(k_1,k_2)$ and satisfies
$I_0(Z_5)=\hat{\alpha}(k_1,k_2)$. Since $Z_4\in E$ and
\begin{eqnarray}
I_0(Z_4)&\leq&\hat{\alpha}(k_1,k_2)+\Lambda r
 +\int^\infty_{\tau_4}[\frac{1}{2}|\dot{q}|^2+V(t,q)+\psi(t,q)]dt\nonumber\\
&=&\hat{\alpha}(k_1,k_2)+\Lambda r+I_0(q)
 -\int^{\tau_4}_{-\infty}[\frac{1}{2}|\dot{q}|^2+V(t,q)+\psi(t,q)]dt\nonumber\\
&<&\hat{\alpha}(k_1,k_2)+\alpha-\hat{\alpha}(-\infty,k_1)+3\Lambda r\leq\alpha,
\end{eqnarray}
we see that (2.25) contradicts (2.2) and thus (2.23) must hold. The proof of
(2.24) is similar.

\section{ A Minimax Approach} \setcounter{equation}{0}

We now use a minimax approach, which is in the same spirit of Mountain Pass 
Lemma \cite{AR},
to obtain the existence of homoclinic solutions of (HS). Let $q$ be the homoclinic
solution obtained in Theorem 1,
\begin{gather}
\Gamma=\{v\in C([0,1],E)|v(0)=q \mbox{ and } v(1)=0\}\, \\
\beta=\inf_{v\in \Gamma}\max_{a\in[0,1]}I(v(a))\,.
\end{gather}

\begin{proposition} % Proposition 3.
If the hypotheses of Theorem 1 are satisfied, then $\beta>\alpha$.
\end{proposition}

\paragraph{Proof.}  We argue indirectly. If $\beta=\alpha$, then there exists 
a sequence $\{v_m\}\subset\Gamma$ such that 
\[
\max_{a\in[0,1]}I(v_m(a))\to \alpha \mbox{ as } m\to\infty.
\]
For $z\in E$, define
\[
G(z)=\{(t,z(t))|t\in{\mathbb R}\}.
\]
Let $A=\{(t,y)|\psi(t,y)=0\}$, where $\psi$ was the penalty function defined in the 
proof of Theorem 1.
For fixed $m$, we set
\begin{equation}
a_m=\sup\{\bar{a}|G(v_m(a))\subset \mbox{\AA if } a<\bar{a}\}
\end{equation}
and $u_m=v_m(a_m)$. Then $G(u_m)\cap\partial A\neq\phi$. Since
\[
\lim_{m\to\infty}I_0(u_m)=\lim_{m\to\infty}I(u_m)=\alpha,
\]
the arguments used to prove (2.9), (2.11) and (2.17) show that if 
$u_m(t)\in\partial A$ and $m$ is sufficiently large, then 
$t\in[\hat{t_1}-(\alpha+1)/\theta(r),\hat{t}_4+(\alpha+1)/\theta(r)]$.
Furthermore, we may proceed as the proof of Theorem 1 to obtain a $\bar{q}\in E$
and a subsequence, still denoted by $\{u_m\}$, such that $u_m\to\bar{q}$
weakly in $W^{1,2}_{loc}({\mathbb R},{\mathbb R}^n)$  and strongly in $L^\infty_{loc}({\mathbb R},{\mathbb R}^n)$.
Consequently there is an $s\in[\hat{t_1}-(\alpha+1)/\theta(r),\hat{t}_4+(\alpha+1)/\theta(r)]$
such that $\bar{q}(s)\in\partial A$. On the other hand, repeating the proof of Theorem 1
yields $I(\bar{q})=\alpha$ and $G(\bar{q})\subset$\AA. 
Thus we get a contradiction
which completes the proof.

To show $\beta$ is a critical value of $I$, we use comparison arguments to 
justify the convergence of (PS)$_\beta$ sequences.
Let ${\cal E}_k=\{z\in E|z(t)=0$ if $t\in[-k,k]\}$. For $w\in{\cal E}_k$,
we define
\begin{equation}
J_k(w)=\int^{-k}_{-\infty}[\frac{1}{2}|\dot{w}|^2+V(t,w)]dt+\int^\infty_k[\frac{1}{2}|\dot{w}|^2+V(t,w)]dt
\end{equation}
and
\begin{eqnarray*}
P_k&=&\Big\{c :\mbox{ there exists a sequence $\{w_m\}\subset{\cal E}_k$ with
 $J_k(w_m)\to c$}\\
 &&\quad\mbox{ and $J'_k(w_m)\to 0$  as $m\to\infty$}\Big\}.
\end{eqnarray*}
To simplify the presentation, we focus on the case where 
${\cal K}_1=\{\eta_1,\eta_2\}$ in the remaining of this section.

\begin{theorem} % Theorem 2.
 Assume the hypotheses of Theorem 1 are satisfied. If
\begin{eqnarray}
\beta<\min(\hat{\alpha}(-\infty,k_1),\tilde{\alpha}(k_4,\infty)), \\
\beta\not\in P_k\mbox{ and } \beta-\alpha\not\in P_k\mbox{ for some } k,
\end{eqnarray}
then there are at least two homoclinic orbits of (HS) which satisfy (0.2).
\end{theorem}

We now state a technical lemma to be used in the proof of Theorem 2.

\begin{lemma} % Lemma 3.
Let $\{z_m\}$ be a (PS)$_c$ sequence and $q_0$ be a function which
satisfies $I'(q_0)=0$. Suppose there is an increasing sequence 
$\{t_m\}\subset (0,\infty)$ such that $t_m\to\infty$ and
\begin{equation}
\int^{t_m}_{-t_m}|z_m-q_0|^2dt\to 0 \mbox{ as } m\to\infty.
\end{equation}
Then, for $k\geq 1$, there is a sequence $\{w_m\}\subset {\cal E}_k$ such that
$\lim_{m\to\infty}J_k(w_m)=c-I(q_0)$ and $\lim_{m\to\infty}J'_k(w_m)=0$.
\end{lemma}

A detailed proof of the lemma can be found in \cite{CR1}.

\paragraph{Proof of Theorem 2.}  By the standard deformation theory (e.g.,
\cite{ R1}), there exists a sequence $\{z_m\}\subset E$ such that
$\lim_{m\to\infty}I(z_m)=\beta$ and $\lim_{m\to\infty}I'(z_m)=0$.  It follows
from Lemma 2 that $\{z_m\}$ is bounded in $W^{1,2}_{loc}({\mathbb R},{\mathbb
R}^n)$.  Hence there is a $\tilde{q}\in W^{1,2}_{loc}({\mathbb R},{\mathbb
R}^n)\cap L^\infty_{loc}({\mathbb R},{\mathbb R}^n)$ such that along a
subsequence $z_m\to\tilde{q}$ weakly in $W^{1,2}_{loc}({\mathbb R},{\mathbb
R}^n)$ and strongly in $L^\infty_{loc}({\mathbb R},{\mathbb R}^n)$.  Moreover,
\[
I(\tilde{q})\leq\beta.
\]
Applying (3.5) and the arguments used to prove Theorem 1, we get 
$\tilde{q}\in E$. It follows from Lemma 2 and the Dominated Convergence 
Theorem that
\begin{equation}
\lim_{m\to\infty}\int^\infty_{-\infty}V'(t,z_m)\phi dt=\int^\infty_{-\infty}
V'(t,\tilde{q})\phi dt
\end{equation}
for all $\phi\in C^\infty_0({\mathbb R},{\mathbb R}^n)$. Since 
$C^\infty_0({\mathbb R},{\mathbb R}^n)$ is
dense in $E$, it follows that $I'(\tilde{q})\phi=0$ for all $\phi\in E$.

It remains to show that $\tilde{q}\not\equiv 0$ and $\tilde{q}\neq q$. if
$\tilde{q}\equiv 0$, invoking Lemma 3 would yield $\beta\in P_k$. Similarly,
using $\beta-\alpha\not\in P_k$, we obtain $\tilde{q}\neq q$.

In the next existence result, we add an additional assumption on $V$ so that 
(3.6) holds.
\begin{description}
\item{(V5)} There exist positive numbers $e,\theta_1,\theta_2,R_1,R_2,R_3, R_4$
such that
\[
V(t,y)\geq\left\{\begin{array}{ll}
\theta_1 &\mbox{ if }  t\leq-k \mbox{ and } R_3\leq|y|\leq R_1\\
\theta_2 &\mbox{ if }  t\geq k \mbox{ and } R_4\leq|y|\leq R_2
\end{array}\right.
\]
and $y\cdot V'(t,y)\geq e|y|^2$ if 
$(t,y)\in((-\infty,-k]\times \overline{B_{R_1}(0)})\cup([k,\infty)
\times\overline{B_{R_2}(0)})$.
\end{description}

\begin{theorem} % Theorem 3.
Assume (V5), (3.5) and the hypotheses of Theorem 1 are satisfied.
If
\begin{equation}
\beta<\min(\sqrt{2\theta_1}(R_1-R_3),\sqrt{2\theta_2}(R_2-R_4)),
\end{equation}
then there are at least two homoclinic orbits of (HS) which satisfy (0.1).
\end{theorem}

\paragraph{Proof.} It suffices to verify (3.6). Let $\{w_m\}\subset {\cal E}_k$ 
be a sequence such that $J'_k(w_m)\to 0$ as $m\to\infty$. If 
$\|w_m\|_{L^\infty(-\infty,-k]}\leq R_1$ and 
$\|w_m\|_{L^\infty[k,\infty)}\leq R_2$ for all large $m$, then it follows from
(V5) that
\[
J'_k(w_m)\frac{w_m}{\|w_m\|_k}\geq\|w_m\|^{-1}_k\int_{|t|\geq k}(|\dot{w}_m|^2+e|w_m|^2)dt\geq\bar{e}\|w_m\|_k,
\]
where $\bar{e}=\min(1,e)$ and $\|\cdot\|_k$ denotes the restriction of
$\|\cdot\|$ on ${\cal E}_k$. Then we have $\|w_m\|_k\to 0$ and consequently
\begin{equation}
J_k(w_m)\to 0 \mbox{ as } m\to\infty.
\end{equation}

Suppose that there is a subsequence, still denoted by $\{w_m\}$, such that 
$\|w_m\|_{L^\infty(-\infty,-k]}>R_1$. Since $w_m(-k)=0$ and 
$\lim_{t\to -\infty}w_m(t)=0$, there is a $s_m\in(-\infty,-k)$ such that 
$|w_m(s_m)|>R_1$. Using (V5) and arguing like (2.11), we get
\begin{equation}
J_k(w_m)\geq (R_1-R_3)\sqrt{2\theta_1}.
\end{equation}
Likewise,
\begin{equation}
J_k(w_m)\geq (R_2-R_4)\sqrt{2\theta_2}
\end{equation}
if $\|w_m\|_{L^\infty[k,\infty)}>R_2$.
Now (3.10),(3.11) and (3.12) imply (3.6). The proof is complete.

\section{Multibump Homoclinic Solutions} \setcounter{equation}{0}

As we have seen, the homoclinic solution obtained in Theorem 1 comprises two heteroclinics
nicely concatenated. Our aim in this section is to discuss under what conditions
a chain of more than two heteroclinics can be concatenated to form a multibump
homoclinic. To avoid complicated notation,
we will mainly focus on the case where $V$ is periodic in $t$.
\begin{description}
\item{(V6)} $V(t+T,y)=V(t,y)$ for all $t\in {\mathbb R}$ and 
$y\in{\mathbb R}^n$.
\end{description}

Let us first deal with the case that two heteroclinics are concatenated to form
a homoclinic solution of (HS).

\begin{theorem} % Theorem 4.
Assume that (V1)-(V3) and (V6) are satisfied.
Suppose there are $k_0<k_1<k_2<k_3<k_4=k_0+T$ such that
\begin{gather}
\hat{\alpha}(k_1,k_2)<\min(\hat{\alpha}(k_0,k_1),\hat{\alpha}(k_2,k_3))\,,\\
\tilde{\alpha}(k_3,k_4)<\min(\tilde{\alpha}(k_2,k_3),\tilde{\alpha}(k_0,k_1))\,,\\
\min(k_3-k_2,k_1-k_0)>6\rho_0+2(\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4)
+\rho_0\sqrt{2\theta(\rho_0)})/\theta(r)\,,
\end{gather}
where
\begin{equation}
r=\min\bigg(1,\frac{\rho_0}{2},\sqrt[4]{\frac{\rho^2_0}{8\mu_2}},
\frac{\rho_0\sqrt{2\theta(\rho_0)}}{\Lambda},\frac{\bar{\theta}}{3\Lambda}\bigg)
\end{equation}
and $\bar{\theta}=\min(\hat{\alpha}(k_0,k_1)-\hat{\alpha}(k_1,k_2),
\hat{\alpha}(k_2,k_3)-\hat{\alpha}(k_1,k_2),\tilde{\alpha}(k_2,k_3)
-\tilde{\alpha}(k_3,k_4)$,
$\tilde{\alpha}(k_0,k_1)-\tilde{\alpha}(k_3,k_4))$. Then there exist a sequence of homoclinics
$\{q_j\}$ of (HS) which satisfy (0.2) and 
$I(q_j)<\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4)$. Moreover, for any pair 
of $q_i$ and $q_j$, there does not exist $m\in{\mathbb N}$ such that 
$q_i(t+mT)=q_j(t)$.
\end{theorem}

\paragraph{Proof.} The proof is similar to that of Theorem 1, so we only
sketch the significant difference. Let 
$\psi_1\in C^\infty({\mathbb R}\times{\mathbb R}^n,{\mathbb R})$
such that $0\leq\psi_1\leq M_1$ and
\[
\psi_1(t,y)=\left\{\begin{array}{ll}
0 &\mbox{ if } t\in[\hat{t}_1+\rho_0,\hat{t}_2-\rho_0]
 \cup[\hat{t}_3+\rho_0,\hat{t}_4-\rho_0]\\
M_1 &\mbox{ if }  y\not\in B_{3\rho_0}(\eta_2) \mbox{ and } t\in[\hat{t}_2,
 \hat{t}_3]\\
0 & \mbox{ if }  y\in B_{\bar{\rho}}(\eta_2) \mbox{ and } t\in(\hat{t}_2
 -\rho_0,\hat{t}_3+\rho_0)\\
M_1 & \mbox{ if } y\not\in B_{3\rho_0}(\eta_1) \mbox{ and } 
t\in[\hat{t}_0,\hat{t}_1]\cup [\hat{t}_4,\hat{t}_1+T]\\
0 & \mbox{ if }  y\in B_{\bar{\rho}}(\eta_1) \mbox{ and } 
t\in (-\infty,\hat{t}_2-\rho_0]\cup[\hat{t}_3+\rho_0,\infty),
\end{array}\right.
\]
where $\bar{\rho}=5\rho_0/2$,
$\hat{t}_0=k_0+3\rho_0+\bigg(\tilde{\alpha}(k_3,k_4)
+\rho_0\sqrt{2\theta(\rho_0)}\bigg)/\theta(r)$,
$\hat{t}_1=k_1-3\rho_0-\bigg(\hat{\alpha}(k_1,k_2)
+\rho_0\sqrt{2\theta(\rho_0)}\bigg)/\theta(r)$,
$\hat{t}_2=k_2+3\rho_0+\bigg(\hat{\alpha}(k_1,k_2)
+\rho_0\sqrt{2\theta(\rho_0)}\bigg)/\theta(r)$,
$\hat{t}_3=k_3-3\rho_0-\bigg(\tilde{\alpha}(k_3,k_4)
+\rho_0\sqrt{2\theta(\rho_0)}\bigg)/\theta(r)$,
$\hat{t}_4=\hat{t}_0+T$,
$t^\star=\min(\hat{t}_3-\hat{t}_2,\hat{t}_1-\hat{t}_0)$
and
$M_1=\theta(r)+(\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4))/t^\star$.
Set 
\begin{equation}
I_1(z)=\int^\infty_{-\infty}[\frac{1}{2}|\dot{z}|^2+V(t,z)+\psi_1(t,z)]dt.
\end{equation}
We may proceed as in the proof of Theorem 1 to get a $q\in E$ which satisfies
\begin{equation}
I_1(q)=\inf_{z\in E}I_1(z)<\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4),
\end{equation}
(2.18), (2.20), and (2.22).

Next, we prove that $q$ satisfies (2.23), (2.24) and (2.19).
If (2.23) is false, arguing like (2.21) yields
\begin{eqnarray}
\int^{\tau_3}_{\tau_2}[\frac{1}{2}|\dot{q}|+V(t,q)+\psi_1(t,q)]dt
&<&\int^{t_0}_{-\infty}[\frac{1}{2}|\dot{q}|^2+V(t,q)+\psi_1(t,q)]dt\nonumber\\
&<&\hat{\alpha}(k_1,k_2)+\Lambda r\,,
\end{eqnarray}
where as (2.7) $t_0$ is a point in $(\hat{t}_2,\hat{t}_3)$ and $q(t_0)\in B_r(\eta_2)$.
Combining (4.7) with (4.4) gives
\begin{equation}
\tau_3\leq\tau_2+\frac{1}{\theta(r)}(\hat{\alpha}(k_1,k_2)+\rho_0\sqrt{2\theta(\rho_0)})\leq k_1-\rho_0.
\end{equation}
Arguing like (2.7), we get an $s\in (\hat{t}_0,\hat{t}_1)$ such that $q(s)\in B_r(0)$. Hence
$\tau_2>\hat{t}_0$ and
\begin{equation}
\int^{\tau_3}_{\tau_2}[\frac{1}{2}|\dot{q}|^2+V(t,q)+\psi_1(t,q)]dt
\geq\hat{\alpha}(k_0,k_1)-2\Lambda r\geq\hat{\alpha}(k_1,k_2)+\Lambda r.
\end{equation}
This completes the proof of (2.23), since (4.9) is incompatible with (4.7).

The proofs of (2.24) and (2.19) follow from the same lines of reasoning 
as above. Thus we have shown that $q$ is a homoclinic solution of (HS).

To obtain more homoclinic solutions of (HS), we add different penalty functionals to $I$.
It will be seen that the distance between two bumps can be as long as we please.
For $j\in{\mathbb N}$, let $\psi_j(t,y)$ be defined as follows: 
\[
\left\{\begin{array}{ll}
0 &\mbox{ if }  t\in[\hat{t}_1+\rho_0,\hat{t}_2-\rho_0]\cup
   [\hat{t}_3+\rho_0+(j-1)T,\hat{t}_4-\rho_0+(j-1)T]\\
M_1 &\mbox{ if }  y\not\in B_{3\rho_0}(\eta_2) \mbox{ and } 
t\in[\hat{t}_2,\hat{t}_3+(j-1)T]\\[2pt]
0 & \mbox{ if }  y\in B_{\bar{\rho}}(\eta_2) \mbox{ and } 
t\in(\hat{t}_2-\rho_0,\hat{t}_3+\rho_0+(j-1)T)\\
M_1 & \mbox{ if } y\not\in B_{3\rho_0}(\eta_1) \mbox{ and } 
t\in[\hat{t}_0,\hat{t}_1]\cup [\hat{t}_4+(j-1)T,\hat{t}_1+jT]\\
0 & \mbox{ if }  y\in B_{\bar{\rho}}(\eta_1) \mbox{ and } 
 t\in (-\infty,\hat{t}_2-\rho_0]\cup[\hat{t}_3+\rho_0+(j-1)T,\infty).
\end{array}\right.
\]
If
\begin{equation}
I_j(z)=I(z)+\int^\infty_{-\infty}\psi_j(t,z)dt,
\end{equation}
there is a $q_j\in E$ which satisfies
\begin{equation}
I_j(q_j)=\inf_{z\in E}I_j(z)<\tilde{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4).
\end{equation}
Moreover, a slight modification in the above argument shows that $q_j$
is a solution of (HS). Observe that
\[ \gathered
\tau_4(q_j)>\hat{t}_3+2\rho_0+(j-1)T\,, \\
\tau_5(q_j)<\hat{t}_4-2\rho_0+(j-1)T,
\endgathered \]
where $\tau_i(q_j)$ defined as (2.14), (2.15). Thus the last assertion
of the theorem is verified.

\paragraph{Remark.} From the proof of Theorem 4, we know that as long as suitable 
oscillation conditions like (4.1) and (4.2) hold, homoclinic orbits still exist
even if $V$ is not periodic in $t$.

A special case of Theorem 4 is the following:

\begin{theorem} % Theorem 5.
Assume that (V1)-(V3) and (V6) are satisfied. Suppose there are
$k_1<k_2<k_3=k_1+T$ such that
$\hat{\alpha}(k_1,k_2)<\hat{\alpha}(k_2,k_3)$,
$\tilde{\alpha}(k_1,k_2)<\tilde{\alpha}(k_2,k_3)$
and
$k_3-k_2>6\rho_0+2\big(\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_1,k_2)
+\rho_0\sqrt{2\theta(\rho_0)}\big)/\theta(r)$,
where
\[
r=\min\bigg(1,\frac{\rho_0}{2},\sqrt[4]{\frac{\rho^2_0}{8\mu_2}},
\frac{\rho_0\sqrt{2\theta(\rho_0)}}{\Lambda},
\frac{\bar{\theta}}{3\Lambda}\bigg)
\]
and
$\bar{\theta}=\min(\hat{\alpha}(k_2,k_3)-\hat{\alpha}(k_1,k_2),
\tilde{\alpha}(k_2,k_3)-\tilde{\alpha}(k_1,k_2))$.
Then the assertion of Theorem 4 holds.
\end{theorem}

Next, we consider $2\ell$-bump solutions for $\ell>1$.

\begin{theorem} % Theorem 6.
Suppose the hypotheses of Theorem 4 are satisfied. For each 
$\ell\in{\mathbb N}$, there exist a sequence of $2\ell$-bump homoclinics 
$\{q_j\}$ of (HS) which satisfy (0.2).
\end{theorem}

\paragraph{Proof.} The homoclinic solutions will be obtained by adding different 
penalty functions. Set
\[
M_\ell=\theta(r)+(\hat{\alpha}(k_1,k_2)+\tilde{\alpha}(k_3,k_4))\ell/t^\star.
\]
Let $\hat{\psi}_1(t,y,\ell,m)$ be defined as follows:
\[\left\{\begin{array}{ll}
0&\mbox{ if }  t\in(-\infty,\hat{t}_0-(\ell-1)T-\rho_0]\cup[\hat{t}_1+(m-1)T+\rho_0,\infty)\\
M_\ell &\mbox{ if } y\not\in B_{3\rho_0}(\eta_1) \mbox{ and }  t\in[\hat{t}_0-(\ell-1)T,\hat{t}_1+(m-1)T]\\
0 &\mbox{ if } y\in B_{\bar{\rho}}(\eta_1)  \mbox{ and } \\
&\quad t\in(-\infty,\hat{t}_0-(\ell-1)T-\rho_0)\cup(\hat{t}_1+(m-1)T+\rho_0,\infty)
\end{array}\right.
\]
and let $\hat{\psi}_2(t,y,\ell,m)$ be defined as follows:
\[\left\{\begin{array}{ll}
0&\mbox{ if } t\in(-\infty,\hat{t}_2-(\ell-1)T-\rho_0]\cup[\hat{t}_3+(m-1)T
+\rho_0,\infty)\\
M_\ell &\mbox{ if }  y\not\in B_{3\rho_0}(\eta_2) \mbox{ and } 
t\in[\hat{t}_2-(\ell-1)T,\hat{t}_3+(m-1)T]\\
0 &\mbox{ if } y\in B_{\bar{\rho}}(\eta_2)  \mbox{ and } \\
&\quad t\in(-\infty,\hat{t}_2-(\ell-1)T-\rho_0)\cup(\hat{t}_3+(m-1)T
+\rho_0,\infty).
\end{array}\right.
\]
For every $\ell\in{\mathbb N}$, we may use $\hat{\psi}_1$ and $\hat{\psi}_2$ 
to construct penalty functions and obtain a sequence of $2\ell$-bump 
homoclinics. Since the notation is quite involved, we only carry out the case 
of $\ell=2$ as follows:
Let $m_1,m_2,m_3\in{\mathbb N}$, $\ell=2$ and
\begin{eqnarray*}
\tilde{\psi}(t,y,m_1,m_2,m_3)&=&\hat{\psi}_1(t,y,\ell,1)
+\hat{\psi}_2(t-(\ell-1)T,y,\ell,m_1)\\
&&+\hat{\psi}_1(t-(2\ell-2+m_1)T,y,\ell,m_2)\\
&&+\hat{\psi}_2(t-(3\ell-3+m_1+m_2)T,y,\ell,m_3)\\
&&+\hat{\psi}_1(t-(4\ell-4+m_1+m_2+m_3)T,y,\ell,1),
\end{eqnarray*}
where $\hat{t}_i$, $0\leq i\leq 3$, are defined as in the proof of Theorem 4.
Let ${\mathbb N}$ be the set of all positive integers and 
${\mathbb N}_\ell={\mathbb N}\backslash\{1,2,\cdots,\ell-1\}$.
For every $(m_1,m_2,m_3)\in{\mathbb N}^3_2$, by adding
$\int^\infty_{-\infty}\tilde{\psi}(t,z,m_1,m_2,m_3)dt$ to $I(z)$, 
the corresponding penalized functional possesses a minimizer which is a homoclinic
orbit of (HS). 

For $\ell\geq 3$, we can construct a penalty
function $\tilde{\psi}_\ell(t,y,m_1,m_2,\cdots,m_{2\ell-1})$ for every 
$(m_1,m_2,\cdots,m_{2\ell-1})\in{\mathbb N}^{2\ell-1}_\ell$ in the same vein. Then various
patterns of multibump homoclinics of (HS) can be obtained as local minimizers of $I$. 

\section{Multibump Heteroclinic Solutions} \setcounter{equation}{0}

When (HS) possesses more than two equilibria, there could be more different
patterns of multibump connecting orbits. A connecting
orbit is said of type $(\eta_1,\eta_2,\cdots,\eta_\ell)$ if there exist $t_2<t_3<\cdots<t_{\ell-1}$
and $\{\eta_1,\eta_2,\cdots,\eta_\ell\}\subset{\cal K}_1$ such that $q(t_k)\in B_{\rho_0}(\eta_k)$ for $2\leq k\leq \ell-1$,
$\lim_{t\to-\infty}q(t)=\eta_1$ and $\lim_{t\to\infty}q(t)=\eta_\ell$.
Here it is understood that $\eta_m\neq\eta_{m+1}$ for all $m$. In this section, we study such
types of heteroclinic solutions of (HS). Related results for homoclinics can
be found in the same way. Since the notation is quite
involved, we give a presentation for a heteroclinic of type $(\eta_1,\eta_2,\eta_3)$
to illustrate the main idea for the construction of penalty functions.
For $j_1<j_2$, let
\begin{eqnarray*}
\lefteqn{ F(\eta_i,\eta_m,j_1,j_2)}\\
&=&\big\{z\in W^{1,2}_{{\rm loc}}({\mathbb R},{\mathbb R}^n) : 
z(t)=\eta_i\mbox{ if }
t\leq j_1\mbox{ and } z(t)=\eta_m \mbox{ if } t\geq j_2\big\}. 
\end{eqnarray*}
and 
\[
\gamma(\eta_i,\eta_m,j_1,j_2)=\inf_{z\in F(\eta_i,\eta_m,j_1,j_2)}I(z)\,.
\]
Set 
\[ \gathered
\gamma(\eta_i,\eta_m,-\infty,j_2)=\lim_{j_1\to-\infty}
\gamma(\eta_i,\eta_m,j_1,j_2)\,,\\
\gamma(\eta_i,\eta_m,j_1,\infty)=\lim_{j_2\to\infty}
\gamma(\eta_i,\eta_m,j_1,j_2).
\endgathered\]

\begin{theorem} % Theorem 7.
Assume (V1)-(V4) are satisfied. Suppose there are $k_1<k_2<k_3<k_4$ such that
\[\gathered
\gamma(\eta_1,\eta_2,k_1,k_2)<\min(\gamma(\eta_1,\eta_2,-\infty,k_1),
\gamma(\eta_1,\eta_2,k_2,k_3))+3\Lambda r\,,\\
\gamma(\eta_2,\eta_3,k_3,k_4)<\min(\gamma(\eta_2,\eta_3,k_2,k_3),
\gamma(\eta_2,\eta_3,k_4,\infty))+3\Lambda r\,, \\
k_3-k_2>6\rho_0+2(\gamma(\eta_1,\eta_2,k_1,k_2)+\gamma(\eta_2,\eta_3,k_3,k_4)
+\rho\sqrt{2\theta(\rho_0)})/\theta(r)\,,
\endgathered\]
where
\[
r\leq\min\bigg(1,\frac{\rho_0}{2},\sqrt[4]{\frac{\rho^2_0}{8\mu_2}},\frac{\rho_0\sqrt{2\theta(\rho_0)}}{\Lambda}\bigg).
\]
Then (HS) possesses a heteroclinic orbit of type $(\eta_1,\eta_2,\eta_3)$.
\end{theorem}

\paragraph{Proof.} Let $W\in C^\infty({\mathbb R}\times{\mathbb R}^n,{\mathbb R})$ such that 
$0\leq W\leq\tilde{M}$ and
\[
W(t,y)=\left\{\begin{array}{ll}
0 & \mbox{ if }  t\in[s_1+\rho_0,s_2-\rho_0]\cup[s_3+\rho_0,s_4-\rho_0]\\
\tilde{M} & \mbox{ if } y\not\in B_{3\rho_0}(\eta_2)\mbox{ and } t\in [s_2,s_3]\\
0 & \mbox{ if }  y\in B_{\bar{\rho}}(\eta_2)\mbox{ and } t\in(s_2-\rho_0,s_3+\rho_0)\\
\tilde{M} & \mbox{ if } y\not\in B_{3\rho_0}(\eta_1)\mbox{ and } t\in(-\infty,s_1]\\
0 & \mbox{ if }  y\in B_{\bar{\rho}}(\eta_1)\mbox{ and } t\in(-\infty,s_2-\rho_0]\\
\tilde{M} & \mbox{ if } y\not\in B_{3\rho_0}(\eta_3)\mbox{ and } t\in [s_4,\infty)\\
0 & \mbox{ if } y\in B_{\bar{\rho}}(\eta_3)\mbox{ and } t\in [s_3+\rho_0,\infty),
\end{array}\right.
\]
where $\bar{\rho}=5\rho_0/2$, 
$s_1=k_1-3\rho_0-(\rho_0\sqrt{2\theta(\rho_0)}+\gamma_{12})/\theta(r)$,
$s_2=k_2+3\rho_0+(\rho_0\sqrt{2\theta(\rho_0)}+\gamma_{12})/\theta(r)$,
$s_3=k_3-3\rho_0-(\rho_0\sqrt{2\theta(\rho_0)}+\gamma_{23})/\theta(r)$,
$s_4=k_4+3\rho_0+(\rho_0\sqrt{2\theta(\rho_0)}+\gamma_{23})/\theta(r)$,
$\gamma_{12}=\gamma(\eta_1,\eta_2,k_1,k_2)$,
$\gamma_{23}=\gamma(\eta_2,\eta_3,k_3,k_4)$
and
\[
\tilde{M}=\theta(r)+(\gamma_{12}+\gamma_{23})/(s_3-s_2)+(\gamma_{12}+\gamma_{23}+1)^2/\rho^2_0.
\]
Let $Q\in C^2({\mathbb R},{\mathbb R}^n)$ be a fixed function which satisfies
\[
Q(t)=\left\{\begin{array}{ll}
\eta_1 &\mbox{ if }  t\leq-\frac{1}{2}\\
\eta_3 &\mbox{ if }  t\geq\frac{1}{2}.
\end{array}\right.
\]
For $z\in E$, define
\[
I_Q(z)=\int^\infty_{-\infty}[\frac{1}{2}|\dot{Q}+\dot{z}|^2+V(t,Q+z)+W(t,Q+z)]dt.
\]
We may procced as in the proof of Theorem 1 to get a $\bar{z}\in E$ which satisfies
\[
I_Q(\bar{z})=\inf_{z\in E}I_Q(z).
\]
Then with a slight modification, the arguments used in Theorem 1 can be adapted
to show that the function $Q+\bar{z}$ is a heteroclinic solution of (HS).


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\noindent{\sc Chao-Nien Chen}\\ 
Department of Mathematics\\
National Changhua University of Education\\
Changhua, Taiwan, ROC\\
e-mail: chenc@math.ncue.edu.tw \smallskip

\noindent {\sc Shyuh-yaur Tzeng} \\
Department of Mathematics\\
National Changhua University of Education\\
Changhua, Taiwan, ROC \\
e-mail: tzeng@math.ncue.edu.tw


\end{document}
