
\documentclass[reqno]{amsart}

\AtBeginDocument{{\noindent\small
{\em Electronic Journal of Differential Equations},
Vol. 2004(2004), No. 146, pp. 1--14.\newline
ISSN: 1072-6691. URL: http://ejde.math.txstate.edu or http://ejde.math.unt.edu
\newline ftp ejde.math.txstate.edu  (login: ftp)}
\thanks{\copyright 2004 Texas State University - San Marcos.}
\vspace{9mm}}

\begin{document}

\title[\hfilneg EJDE-2004/146\hfil Resolvent estimates]
{Resolvent estimates for scalar fields with electromagnetic perturbation}

\author[M. Tarulli\hfil EJDE-2004/146\hfilneg]
{Mirko Tarulli}

\address{Mirko Tarulli \hfill\break
Dipartimento di Matematica, Universit\`a di Pisa\\
Via F. Buonarroti 2,  56127 Pisa, Italy}
\email{tarulli@mail.dm.unipi.it}

\date{}
\thanks{Submitted July 12, 2004. Published December 7, 2004.}
\subjclass[2000]{35L05, 35J10, 35P25, 35B25, 35B34, 35B40}
\keywords{Perturbed wave equation; perturbed Schr\"odinger equation;
\hfill\break\indent
perturbed Dirac equation; resolvent; short range perturbation;
smoothing estimates}

\begin{abstract}
  In this note we prove some estimates for the resolvent of the
  operator $-\Delta$ perturbed by the differential operator
  $$
  V(x,D)=ia(x)\cdot \nabla+V(x)\quad \mbox{in }\mathbb{R}^3\,.
  $$
  This differential operator is of short range type
  and a compact perturbation  of the Laplacian on $\mathbb{R}^3$.
  Also we find estimates in the space-time norm for the solution
  of the wave equation  with such  perturbation.
\end{abstract}

\maketitle
\numberwithin{equation}{section}
\newtheorem{theorem}{Theorem}[section]
\newtheorem{lemma}[theorem]{Lemma}
\newtheorem{remark}[theorem]{Remark}

\section{Introduction}

 In this work, we study  perturbations for the classical
wave equation, the classical Schr\"odinger equation, and the
classical Dirac equation. More precisely we consider the following
three Cauchy problems:
\begin{equation}\label{din}
\begin{gathered}
\Box u + ia(x)\cdot \nabla u+V(x) u=F,\\
u(0)=0, \quad \partial_t u(0)=0,
\end{gathered}
\end{equation}

\begin{equation}\label{din2}
\begin{gathered}
i\partial_t u - \Delta u + ia(x)\cdot \nabla u+V(x) u= F,\quad t \in \mathbb{R} , \;
 x \in \mathbb{R}^3,\\
u(0,x)=0,
\end{gathered}\end{equation}
and
 \begin{equation}\label{din3}
\begin{gathered}
i\gamma_{\mu} \partial_\mu u + ia(x)\cdot \nabla u+V(x) u= F,\quad  t \in \mathbb{R}  ,
\; x \in \mathbb{R}^3,\\
u(0,x)=0\,.
\end{gathered}
\end{equation}
The solution of problem \eqref{din3} is usually called spinor.
Here the Dirac matrices  $\gamma_{\mu}$ are
 \[
 \gamma_{0}= \begin{pmatrix}
 1 & 0 \\
 0 & -1
 \end{pmatrix} , \quad
 \gamma_{k}=  \begin{pmatrix}
 0 & \sigma_k \\
 -\sigma_k & 0
 \end{pmatrix} , \quad  k=1, 2, 3.
\]
and the Pauli matrices $\sigma_k$ are
 \[
 \sigma_{1}=
 \begin{pmatrix}
 0 & 1 \\
 1 & 0
 \end{pmatrix} , \quad \sigma_{2}=
  \begin{pmatrix}
 0 & -i\\
 i & 0
 \end{pmatrix} , \quad \sigma_{3}=
 \begin{pmatrix}
 1 & 0 \\
 0 & -1
\end{pmatrix}.
\]
For the 1-form $a=\sum_{j=1}^{3}a_j dx^j$ for the magnetic potential,
by the Poincar\'e lemma, we know
that if  $a', a$ are two magnetic potentials with $da=da'$, then
$a=a'+d\phi $, where $\phi \in C^\infty$. The operators
$(-\Delta+ia' \cdot \nabla+V)$ and $(-\Delta+ia\cdot
\nabla+\widetilde{V})$ are related by
\begin{equation}\label{related}
(-\Delta+ia' \cdot \nabla+V)=e^{-i\phi}(-\Delta+ia \cdot \nabla
+\widetilde{V})e^{i\phi},
\end{equation}
 where $V=V_1-i \cdot \nabla a'+(a')^2$ and
$\widetilde{V}=\widetilde{V}_1-i \cdot \nabla a -\Delta \phi+a^2+\phi^2$.
 So we will assume that $a=(a_{1}, a_{2}, a_{3}) $  are measurable functions,
such that $\nabla a_{j}$ exists (in distributional sense) and it
is measurable, defined as $a_j=a'_j+\partial_j\phi$ for $j=1, 2, 3$,
where the functions $a'_j$ and $\partial_j\phi$  satisfy the
inequalities
\begin{equation}\label{eq.potass1}
\begin{aligned}
|a_{j}'(x)|+||x| \nabla a_{j}'(x)|\leq \frac{C_{0} \delta}{|x| \,
W_{\epsilon_0}(x)} ,\quad\mbox{a.e. } x\in \mathbb{R}^3 ,\delta >0,\\
|\partial_j\phi(x)|+||x| \nabla \partial_j\phi(x)|\leq \frac{C_{0} }{|x| \,
 W_{\epsilon_0}(x)} ,\quad\mbox{a.e. } x\in \mathbb{R}^3.
\end{aligned}
\end{equation}
 The potential $V$ (resp.  $V_1$, $\widetilde{V}_1$) is a  non-negative
 measurable function satisfying the inequality
\begin{equation}\label{eq.potass2}
|V(x)|\leq \frac{C_{1} }{|x|^{2} \, W_{\epsilon_0}(x)} ,\quad\mbox{a.e. }
 x\in \mathbb{R}^3 ,
\end{equation}
 where $\epsilon_{0}$, $C_{0}>0$, $C_{1}>0$ are constants, and
\begin{equation}\label{weight}
W_\epsilon(|x|):=|x|^\epsilon + |x|^{-\epsilon}, \quad \forall x \in \mathbb{R}^3.
\end{equation}
We see that the potential $a_{j}(x)$ is bounded from above by
$C\delta |x|^{-1-\varepsilon_0}$ if $|x| \geq 1$, while
$a_{j}(x) \leq C \delta{|x|^{-1+\varepsilon_0}}$
 if $|x| \leq 1$, and the potential $V(x)$ is bounded from above by
$C\delta |x|^{-2-\varepsilon_0}$ if $|x| \geq 1$, while
$V(x) \leq \frac{C}{|x|^{-2+\varepsilon_0}}$
 if $|x| \leq 1$.
 The last estimate shows that we admit singularities
 of $a_{j}$ and $V$, such that $a_{j}$ is in $L^2_{loc}(\mathbb{R}^3)$,
 while $V$ is not in $L^2_{loc}(\mathbb{R}^3)$. In the papers
\cite{A}, \cite{A2} Agmon showed how scattering theory could be developed
for general elliptic operator with perturbations $O(|x|^{-1-\epsilon})$ at infinity and
Agmon-H\"ormander generalized the techniques required to study the perturbation
of simply characteristic operators (see \cite{Ho}). In \cite{GeVi} one can
find a perturbation theory for potentials decaying as $|x|^{-2-\epsilon}$
at infinity.

 In \cite{Ve} the free wave equation and Schr\"odinger equation
(i.e. $a=0, V=0$) are studied and for both the following estimate are obtained (in \cite{Ve} some
sharper estimates are proved):
\begin{equation}\label{smoothing}
\||x|^{-\frac 12}W_\delta^{-1} \nabla u(x,t)\|_{ L^2_tL^2_x }
\leq C \||x|^{\frac 12}W_\delta F(x, t)\|_{ L^2_tL^2_x }.
\end{equation}
 Similar estimate leads for other dispersive equations of mathematical
physics. The equation \eqref{smoothing} is known as smoothing estimate for the
Schr\"odinger equation.

 In this work we shall establish the same estimate
\eqref{smoothing} for potential perturbation of the wave and the Schr\"odinger
equations.

\begin{theorem}\label{main}
If $u(x, t)$ is the solution  of  \eqref{din} with $(-\Delta+ia\cdot \nabla+V)$
satisfying \eqref{eq.potass1} and \eqref{eq.potass2} then, for any $\delta,
\delta'>0$:
\begin{gather}\label{mainest1}
\||x|^{-\frac 12}W_\delta^{-1} \nabla u(x,t)\|_{ L^2_tL^2_x }
\leq C \||x|^{\frac 12}W_\delta F(x, t)\|_{ L^2_tL^2_x },\\
\label{mainest2}
\||x|^{-\frac 12}W_\delta^{-1}  u(x,t)\|_{ L^2_tL^2_x }
\leq C \|F(x, t)\|_{ L^2_tL^1_x }, \\
\label{mainest3}
\||x|^{\frac 12}W_\delta V(x,D)u(x,t)\|_{ L^2_tL^2_x }
\leq C \||x|^{\frac 12}W_\delta F(x, t)\|_{ L^2_tL^2_x }.
\end{gather}
\end{theorem}

 For \eqref{din2} we have the following statement

\begin{theorem}\label{main2}
If $u(x, t)$ is the solution  of  \eqref{din2} and \eqref{din3}
with $(-\Delta+ia\cdot \nabla+V)$ satisfying \eqref{eq.potass1} and
\eqref{eq.potass2} then, for any $\delta, \delta'>0$:
\begin{gather}\label{mainest2.1}
\||x|^{-\frac 12}W_\delta^{-1} \nabla u(x,t)\|_{ L^2_tL^2_x }
\leq C \||x|^{\frac 12}W_\delta F(x, t)\|_{ L^2_tL^2_x }, \\
\label{mainest2.2}
\||x|^{-\frac 12}W_\delta^{-1}  u(x,t)\|_{ L^2_tL^2_x }
\leq C \|F(x, t)\|_{ L^2_tL^1_x }, \\
\label{mainest2.3}
\||x|^{\frac 12}W_\delta V(x,D)u(x,t)\|_{ L^2_tL^2_x }
\leq C \||x|^{\frac 12}W_\delta F(x, t)\|_{ L^2_tL^2_x }.
\end{gather}
\end{theorem}

 For the corresponding homogeneous problem
\begin{equation}\label{din2hom}
i\partial_t u - \Delta u + ia(x)\cdot \nabla u+V(x) u= 0,\quad
 t \in \mathbb{R}  , \;  x \in \mathbb{R}^3,\\
u(0,x)=f,
\end{equation}
 we have the following result.

\begin{theorem}\label{main3}
If $u(x, t)$ is the solution of \eqref{din2hom} then, for any $\delta,
\delta'>0$:
\begin{equation}\label{mainest4}
\||x|^{-\frac 12}W_\delta^{-1} \nabla u(x,t)\|_{ L^2_t L^2_x }\leq C
\|f\|_{ \dot {H}_V^{1/2}},
\end{equation}
where $\dot {H}_V^s(\mathbb{R}^3)$ is the perturbed homogeneous Sobolev space.
\end{theorem}

 Recall that $\dot {H}_V^s(\mathbb{R}^3)$ is defined, for any $p,q\geq 1$ and for any
 $s\in \mathbb{R}$, as the completion of $C^\infty_0(\mathbb{R}^3)$ with respect to the norm:
\begin{equation}\label{manci}
\| f\|_{\dot {H}_V^{s}}^2:= \sum_{j\in \mathbb{Z}} 2^{2js} \|\varphi_j(\sqrt
{-\Delta_V}) f\|_{L^2}^2, \forall f\in  C^\infty_0(\mathbb{R}^3),
\end{equation}
 where $-\Delta_V$ is the operator
\begin{equation}\label{fri.ext}
-\Delta_V:=-\Delta + V(x,D),
\end{equation}
 with
\begin{equation}\label{operator}
V(x, D)=ia(x)\cdot \nabla +V(x)=i\sum_{j=1}^{3}a_{j}(x)\partial_{j} u+V(x)
\end{equation}
 and
$\sum_{j\in \mathbb{Z}} \varphi_j(\lambda)=1$,
 with $\varphi_j(\lambda)=\varphi(\frac{\lambda}{2^j})$, $\varphi \in
C^\infty_0(\mathbb{R})$, $\mathop{\rm supp} \varphi\subset [\frac{1}{2}, 2]$.

 \begin{remark}\label{Wave operator} \rm
We can use the perturbed homogeneous Sobolev space in \eqref{manci} because,
the assumptions
 \eqref{eq.potass1} and \eqref{eq.potass2} imply that
 $\sigma_{sing} (-\Delta+V(x,D))=\emptyset$ so the wave operators exist
 and are complete  \cite{Ku1,Ku2,ReSi3}.
\end{remark}

 The key point in this work is the use of appropriate estimates of the resolvent
$R_V(\lambda^2\pm i0)$ defined as follows:
\begin{equation}\label{eq.laptop}
R_V(\lambda^2 \pm i 0) f = \lim_{\varepsilon \rightarrow
0^{+}}R_V(\lambda^2 \pm i \varepsilon) f,
\end{equation}
 where
\begin{equation}\label{eq.laptop1}
R_V(\lambda^2 \pm i \varepsilon ) = [(\lambda^{2}\pm i
\varepsilon)+\Delta_{V})]^{-1},
\end{equation}
 with the notation
 $D=i^{-1}\nabla$. The operator in \eqref{fri.ext} has to be
understood in the sense of the classical
Friedrich's extension defined by the quadratic form
\begin{align*}
(-\Delta_V f, f) &= \int_{ \mathbb{R}^3}|\nabla f(x)|^2 \,dx  +
\int_{ \mathbb{R}^3} V(x) \, |f(x)|^2 \,dx  \\
&\quad +\sum_{j=1}^{3}\int_{ \mathbb{R}^3}ia_{j}(x)f(x) \overline{\partial_{j}
f(x)} \,dx ,f \in C_0^\infty (\mathbb{R}^3 ),
\end{align*}
and the limit in \eqref{eq.laptop} is taken in a suitable $L^2$ weighted sense.

 More precisely, given any real $a$ and $ \delta>0$,
we define the  spaces $L^{2}_{a, \delta}$ as the completion of $C^\infty_0(\mathbb{R}^3)$ respect to the following norms:
$$
\| f \|_{L^{2}_{a,\delta}}^2 := \int_{\mathbb{R}^3}  |f |^2 |x|^{2a}
W_\delta^2(|x|) dx, \quad \hbox{if  } a>0$$
 and
$$
\| f \|_{{L^2_{a,\delta}}}^2 := \int_{\mathbb{R}^3} |f |^2
|x|^{2a} W_\delta^{-2}(|x|) dx,
\quad \hbox{if  } a<0,$$
 where the weights $W_\delta(|x|)$ are
defined in \eqref{weight}.

 The existence of the limit in \eqref{eq.laptop}
(known as limiting absorption principle \cite{A,AS,Ho,Ku2}
can be established in the uniform operator norm
$$
B ( L^2_{1/2,\delta} , L^2_{-1/2,\delta} ) \quad  \forall \delta >0.
$$
 To verify  the limiting absorption principle we use the following
resolvent identities:
\begin{align*}
R_{V}(\lambda^2 \pm i\varepsilon)
&= R_{0}(\lambda^2 \pm i\varepsilon)+i
R_{0}(\lambda^2 \pm i\varepsilon)a\cdot \nabla R_{V}(\lambda^2 \pm
i\varepsilon)\\
&\quad +R_{0}(\lambda^2 \pm i\varepsilon)VR_{V}(\lambda^2 \pm i\varepsilon),
\\
R_{V}(\lambda^2 \pm i\varepsilon)
&= R_{0}(\lambda^2 \pm i\varepsilon)+i
R_{V}(\lambda^2 \pm i\varepsilon)a\cdot \nabla R_{0}(\lambda^2 \pm
i\varepsilon)\\
&\quad +R_{V}(\lambda^2 \pm i\varepsilon)VR_{0}(\lambda^2 \pm i\varepsilon).
\end{align*}
The previous identities combined with the classical limiting absorption
principle for the free resolvent imply
\begin{equation}\label{identres}
\begin{aligned}
R_V(\lambda^2 \pm i0)
&=R_0(\lambda^2 \pm i0)+i R_{0}(\lambda^2 \pm i0)a\cdot \nabla R_{V}
(\lambda^2 \pm i0)\\
&\quad + R_0(\lambda^2 \pm i0) VR_V(\lambda^2 \pm i0),
\end{aligned}
\end{equation}
 and
\begin{equation}\label{identres1}
\begin{aligned}
R_V(\lambda^2 \pm i0)
&=R_0(\lambda^2 \pm i0)+i R_{V}(\lambda^2 \pm i0)a\cdot
\nabla R_{0}(\lambda^2 \pm i0)\\
&\quad + R_V(\lambda^2 \pm i0) VR_0(\lambda^2 \pm i0).
\end{aligned}
\end{equation}

 Several works have treated the potential type perturbation of the free wave equations.
The case of purely potential perturbation $V(x)$ is considered in \cite{BS}
under the following decay assumption:
$$
|V(x)|\leq \frac {C}{|x|^{4+\delta_0}}\, , \quad |x| \geq 1,
$$
for some $C, \delta_0>0$. In \cite{Cu} the previous assumption is
weaken and the decay required at infinity is the following one:
$|V(x)|\leq \frac {C}{|x|^{3+\delta_0}}$.
The family of radial potentials $V(x)=\frac{c}{|x|^2}$, where $c\in \mathbb{R}^+$,
are treated in the papers
\cite{PSS} and \cite{BP}. More precisely, the first paper treats the
case of radial initial data, while in the second work general initial data are
considered. In these papers dispersive estimates for the corresponding perturbed
wave equations are established. In \cite{GeVi} the assumption \eqref{eq.potass2}
means that at infinity the potential is bounded from above by $ C
|x|^{-2-\varepsilon_0}$, while its behavior near $x=0$ is dominated by constant
times $|x|^{-2+\varepsilon_0}$. In this paper Strichartz type estimates for
the corresponding perturbed wave equation are established.
In this work we introduce a ''short range'' perturbation with symbol of order
one and \eqref{eq.potass1} means that at infinity our potential is bounded from
above by $ C |x|^{-1-\varepsilon_0}$, while its behavior near $x=0$ is dominated
by constant times $|x|^{-1+\varepsilon_0}$. It is clear that the
assumption \eqref{eq.potass1}, \eqref{eq.potass2} are quite general and
allow one to consider non radially symmetric potentials.

 The work is organized as follows. In the section 2 we prove some estimates for
the operators $R_0(\lambda^2\pm i0)$. In section 3 we give some estimates for
the perturbed resolvent $R_V(\lambda^2\pm i0)$. In section 4 we prove
theorems
\ref{main}, \ref{main2}, and  \ref{main3}.

\section{Free Resolvent Eestimates}
This section is devoted to prove of some estimates satisfied by the free
resolvent operator $R_0(\lambda^2\pm i0)$.

\begin{lemma} \label{lem2.1}
The family of operators $R_0(\lambda^{2} \pm i0)$ satisfies the following
estimates:
\begin{itemize}
\item[(i)] For any $\delta, \delta'>0$ there exists a real constant
$C=C(\delta, \delta')>0$ such that for any $\lambda>0$:
\begin{equation}\label{Ho}
\||x|^{-\frac 12} W_{\delta}^{-1} R_0(\lambda^2 \pm i0)f\|_{L^{2}} \leq \frac{C}{\lambda}
  \||x|^\frac 12 W_{\delta'} f\|_{L^{2}}
\end{equation}
\item[(ii)] For any $\delta, \delta', \epsilon>0$ that satisfy
$0<\epsilon<2\delta'$, there exists $C=C(\delta, \delta', \epsilon)>0$ such
that for any $\lambda>0$:
\begin{equation}\label{eq.firsta}
  \||x|^{-\frac 12} W_{\delta}^{-1}R_0(\lambda^2 \pm i0)f\|_{L^2} \leq C
  \||x|^\frac {3+\epsilon}2 W_{\delta'}f\|_{L^2}
\end{equation}
\item[(iii)] For any $\delta, \delta'>0$ there exists a real constant
$C=C(\delta, \delta')>0$ such that for any $\lambda>0$:
\begin{equation}\label{eq.firstb}
\||x|^{-\frac 12} W_{\delta}^{-1} R_0(\lambda^2\pm i0) f\|_{L^2}\leq
 \frac{C}{\lambda^\frac{\delta'}{2+\delta'}} \||x|^\frac {3}2
 W_{\delta'}f\|_{L^2}
\end{equation}
\item[(iv)] For any $\delta, \delta'>0$ and for $s \in [1/2,3/2]$, there
exists a real constant $C=C(\delta, \delta')>0$ such that for any
$\lambda \in \mathbb{R} $:
\begin{equation}\label{eq.firstc}
\||x|^{-s} W_{\delta}^{-1} R_0(\lambda^2\pm i0) f\|_{L^2}\leq
 C \||x|^{2-s}
 W_{\delta'}f\|_{L^2}
\end{equation}
\item[(v)] For any $\delta, \delta'>0$ there exists a real constant
$C=C(\delta, \delta')>0$ such that for any $\lambda>0$:
\begin{equation}\label{eq.firstbpirmo}
\||x|^{-\frac 32} W_{\delta}^{-1} R_0(\lambda^2\pm i0)
f\|_{L^2}\leq \frac{C}{\lambda^\frac{\delta'}{2+\delta'}}
\||x|^\frac {1}2 W_{\delta'}f\|_{L^2}
\end{equation}
\item[(vi)] For any $\delta>0$ there exists a real constant
$C=C(\delta)>0$ such that for any $\lambda \geq 0$:
\begin{equation}\label{eq.finf1}
  \||x|^{-\frac 12} W_{\delta}^{-1} R_0(\lambda^2 \pm i0)f\|_{L^{2}} \leq C
  \|f\|_{L^1}
\end{equation}
\item[(vii)] For any $\delta, \delta'>0$ and for $s \in [1/2,3/2]$,
 there exists a real constant $C=C(\delta, \delta')>0$ such that for any
$\lambda>0$:
\begin{equation}\label{eq.grad}
\||x|^{-s} W_{\delta}^{-1}  \nabla R_0(\lambda^2 \pm i0)f\|_{L^{2}} \leq C\
||x|^{s} W_{\delta}  f\|_{L^{2}}.
\end{equation}
\end{itemize}
\end{lemma}

\begin{proof} In the sequel we will use the following representation
formula for the operator $R_0(\lambda^2 \pm i0)$:
\begin{equation}\label{eq.repro}
    R_0( \lambda^2 \pm i0)f (x) =\frac {1}{4\pi}
    \int \frac{ {\rm e}^{\pm i \lambda
    |x-y|}}{|x-y|}
    f(y) dy.
\end{equation}
The proof of \eqref{Ho} can be found in \cite{A} and \cite{BRV}.
The proof of \eqref{eq.firsta}, \eqref{eq.firstb}, \eqref{eq.firstc},
 \eqref{eq.firstbpirmo}, and \eqref{eq.finf1} can be found in \cite{GeVi}.
The proof of \eqref{eq.grad} can be found in \cite{ReSi3,Vo1,Ho},
where slightly different spaces have been used.
\end{proof}

\begin{lemma}\label{inter}
Assume that the perturbation $V(x,D)$ satisfies Assumption
\eqref{eq.potass1}, \eqref{eq.potass2}.
Then the following estimates are satisfied:
For any $\delta, \delta'>0$ there exists a real constant
$C:=C(\delta, \delta')>0$ such that for any $\lambda \geq 0$,
\begin{gather}\label{r01}
  \||x|^{-\frac 12} W_{\delta}^{-1}  R_0(\lambda^2\pm i0)V(x,D) f\|_{L^{2}}
  \leq  C\||x|^{-\frac 12} W_{\delta'}^{-1} f\|_{L^{2}},\\
\label{r02}
  \||x|^{\frac 12} W_{\delta} V(x,D)R_0(\lambda^2\pm i0) f\|_{L^{2}}\leq
  C\||x|^{\frac 12} W_{\delta'} f\|_{L^{2}}.
\end{gather}
\end{lemma}

\begin{proof} We split the proof of \eqref{r01} into two step.

\noindent {\em Step 1.} Estimate of
\begin{equation}\label{magnetic1}
iR_{0}(\lambda^2 \pm i0)a\cdot \nabla f .
\end{equation}
  We have the  formula
\begin{equation}\label{magnetic2}
iR_{0}(\lambda^2 \pm i0)a\cdot \nabla f =
iR_{0}(\lambda^2 \pm i0)\nabla (a\cdot f)
-iR_{0}(\lambda^2 \pm i0)(\nabla a)\cdot  f
\end{equation}
From the functional calculus we have $[\nabla ,
R_{0}(\lambda^2 \pm i0)]=0$, so we rewrite \eqref{magnetic2} as
\begin{equation}\label{magnetic2'}
iR_{0}(\lambda^2 \pm i0)a\cdot \nabla f :=
i\nabla R_{0}(\lambda^2 \pm i0) (a\cdot f)
- iR_{0}(\lambda^2 \pm i0)(\nabla a)\cdot  f .
\end{equation}
We have
\begin{equation}\label{l01}
\begin{aligned}
&\||x|^{-\frac 12} W_{\delta}^{-1}iR_{0}(\lambda^2 \pm i0)a\cdot \nabla
f\|_{L^{2}}\\
&\leq C\||x|^{-\frac 12} W_{\delta}^{-1}i\nabla R_{0}(\lambda^2 \pm i0) a
f\|_{L^{2}}
+C\||x|^{-\frac 12} W_{\delta}^{-1}iR_{0}(\lambda^2 \pm i0)(\nabla a)f\|
_{L^{2}}.
\end{aligned}
\end{equation}
 We can estimate now the first term in the right-hand side of  \eqref{l01}.
Using \eqref{eq.grad}, we obtain
\begin{equation}\label{l01a}
\||x|^{-\frac 12} W_{\delta}^{-1}i\nabla R_{0}(\lambda^2 \pm i0) a
f\|_{L^{2}}\leq C \|||x|^{-\frac 12} W_{\delta''}^{-1} a  f\|_{L^{2}}.
\end{equation}
By assumption \eqref{eq.potass1} and choosing $0<\delta''<
\epsilon_{0}$, $\delta_{a}\leq  \epsilon_{0}-\delta''$
 we have
\begin{equation}\label{l02}
\begin{aligned}
\||x|^{-\frac 12} W_{\delta}^{-1} iR_{0}(\lambda^2 \pm i0)a\cdot \nabla
f\|_{L^{2}}
&\leq C \||x|^{\frac 12} W_{\delta''}^{-1} a  f\|_{L^{2}}\\
&\leq C \||x|^{-\frac 12} W_{\epsilon_{0}-\delta''}^{-1}  f\|_{L^{2}} \\
&\leq C \||x|^{-\frac 12} W_{\delta_{a}}^{-1}  f\|_{L^{2}}. \\
\end{aligned}
\end{equation}
For the second term in the right-hand side of \eqref{l01}, we use the
estimates \eqref{eq.firstc} and obtain
\begin{equation}\label{l01b}
\||x|^{-\frac 12} W_{\delta}^{-1}iR_{0}(\lambda^2 \pm i0) (\nabla a)
f\|_{L^{2}}\leq C \||x|^{\frac{3}{2}}W_{\delta''} \nabla a
f\|_{L^{2}}.
\end{equation}
 By  \eqref{eq.potass1}, choosing $0<\delta''<
\epsilon_{0}$, $\delta_{b}\leq \epsilon_{0}-\delta''$,
 we have
\begin{equation}\label{l03}
\begin{aligned}
\||x|^{-\frac 12} W_{\delta}^{-1}iR_{0}(\lambda^2 \pm i0)a\cdot \nabla
f\|_{L^{2}}
&\leq C \||x|^{\frac{3}{2}}W_{\delta''} (\nabla a) f\|_{L^{2}}\\
&\leq C \||x|^{-\frac {1}{2}}W_{\epsilon_{0}-\delta''}  f\|_{L^{2}} \\
&\leq C \| |x|^{-\frac 12} W_{\delta_{b}}^{-1} f\|_{L^{2}}.
\end{aligned}
\end{equation}
 From the fact that $\delta_{b}<\delta_{a}$ we put $\delta'\leq \delta_{b}$.
 Then \eqref{l01} becomes
\begin{equation}\label{l04}
\||x|^{-\frac 12} W_{\delta}^{-1} iR_{0}(\lambda^2 \pm i0)a\cdot \nabla
f\|_{L^{2}}\leq C \||x|^{-\frac 12} W_{\delta'}^{-1}  f\|_{L^{2}}.
\end{equation}

\noindent {\em Step 2.} Estimate of
\begin{equation}\label{electric}
R_{0}(\lambda^2 \pm i0)V f .
\end{equation}
 From assumption \eqref{eq.potass1}, we see that
 $|\nabla a_{j}(x)|\leq \frac{C_{0} \delta}{|x|^{2} \,W_{\epsilon_0}(x)}$.
Then we proceed as in Step 1 to obtain
\begin{equation}\label{l05}
\||x|^{-\frac 12} W_{\delta}^{-1} R_{0}(\lambda^2 \pm i0)V
f\|_{L^{2}}\leq C \||x|^{-\frac 12} W_{\delta'}^{-1}   f\|_{L^{2}}.
\end{equation}
Taking into account  estimates \eqref{l04} and \eqref{l05}, we
arrive at
\begin{align*}
&\||x|^{-\frac 12} W_{\delta}^{-1} R_0(\lambda^2\pm i0)V(x,D) f\|_{L^{2}}\\
&\leq \||x|^{-\frac 12} W_{\delta}^{-1} iR_{0}(\lambda^2 \pm i0)a\cdot \nabla
f\|_{L^{2}}
+\||x|^{-\frac 12} W_{\delta}^{-1}R_{0}(\lambda^2 \pm i0)V
f\|_{L^{2}}\\
&\leq C\||x|^{-\frac 12} W_{\delta'}^{-1} f\|_{L^{2}}\,.
\end{align*}
Thus \eqref{r01} is established.

The Proof of \eqref{r02} is the dual to the estimate \eqref{r01} and it is
omitted.
\end{proof}

\section{Perturbed Resolvent Estimates}

In this section we prove some estimates for the perturbed resolvent
 $R_V(\lambda^{2} \pm i0)$.

\begin{theorem}\label{fred}
Assume that the perturbation $V(x,D)$ satisfies the assumptions
\eqref{eq.potass1} and \eqref{eq.potass2}. Then for any
$0<\delta<\epsilon_{0}/2$ there exists a family of operators
$A_{\lambda}^{\pm}\in \mathcal {B}({L^{2}_{-\frac {1}{2},\delta}},
{L^{2}_{-\frac {1}{2},\delta}})$
such that,
$$
A_\lambda^\pm \circ [I-R_0(\lambda^2\pm i0) V(x,D)]=
I= [I-R_0(\lambda^2\pm i0) V(x,D)] \circ A_\lambda^\pm.
$$
 Moreover, there exists a constant $C=C(\delta)>0$ such that,
$$
\|A_\lambda^\pm f\|_{{L^{2}_{-\frac {1}{2},\delta}}}\leq
C \|f\|_{{L^{2}_{-\frac {1}{2},\delta}}},\quad  \forall \lambda\in \mathbb{R}.
$$
\end{theorem}

\begin{theorem}\label{fred1}
Assume that the perturbation $V(x,D)$ satisfies the assumptions
\eqref{eq.potass1} and \eqref{eq.potass2}. Then for any
$0<\delta<\epsilon_{0}/2$ there exists a family of operators $B_{\lambda}
^{\pm}\in \mathcal {B}({L^{2}_{\frac {1}{2},\delta}},
{L^{2}_{\frac {1}{2},\delta}})$
such that,
$$
B_\lambda^\pm \circ [I- V(x,D)R_0(\lambda^2\pm i0)]= I= [I- V(x,D)R_0(\lambda^2\pm
i0)] \circ B_\lambda^\pm.
$$
 Moreover, there exists a constant $C=C(\delta)>0$ such that
$$
\|B_\lambda^\pm f\|_{{L^{2}_{\frac {1}{2},\delta}}}\leq
C \|f\|_{{L^{2}_{\frac {1}{2},\delta}}}, \quad \forall \lambda\in \mathbb{R}.
$$
\end{theorem}

 We have
\begin{equation}\label{eq:elecmagn}
R_0(\lambda^2\pm i0) V(x,D)=iR_{0}(\lambda^2 \pm i0)a\cdot \nabla
+R_{0}(\lambda^2 \pm i0)V.
\end{equation}
Now we need the following lemmas.

\begin{lemma}\label{compelect}
Assume that the potential $V$ satisfies  assumptions
\eqref{eq.potass2}. Then
\begin{enumerate}
\item The operators $R_0(\lambda^{2} \pm i0)V$ are
compact in the space $B({L^{2}_{-\frac {1}{2},\delta}},
{L^{2}_{-\frac {1}{2},\delta'}})$, provided that $\delta, \delta'$ are small.
Moreover the following estimate is satisfied:
$$
\|R_0(\lambda^2 \pm i0)V\|_{B({L^2_{-\frac 12,\delta}},
{L^2_{-\frac 12,\delta'}})} \rightarrow 0,$$ as $\lambda\rightarrow
\infty$.
\item The operators $VR_0(\lambda^{2} \pm i0)$ are
compact in the space $B({L^{2}_{\frac {1}{2},\delta}},
{L^{2}_{\frac {1}{2},\delta'}})$, provided that $\delta, \delta'$ are small.
Moreover the following estimate is satisfied:
$$
\|VR_0(\lambda^2 \pm i0)\|_{B({L^2_{\frac 12,\delta}},
{L^2_{\frac 12,\delta}})} \rightarrow 0,
$$
as
$\lambda\rightarrow \infty$.
\end{enumerate}
\end{lemma}

\begin{proof} The proof of (1) can be found in
\cite[Theorem III.1 and Lemma III.1]{GeVi}.
The proof of (2) is the dual of (1) where
$$
VR_0(\lambda^{2} \pm i0)=(R_0(\lambda^{2} \mp i0)V)^{*}
$$
and is omitted.
\end{proof}



\begin{lemma}\label{compmagn}
Assume that the potential $ia\cdot \nabla$ satisfies assumptions \eqref{eq.potass1}.
Then \begin{enumerate}
\item  The operators $iR_0(\lambda^{2} \pm i0)a\cdot \nabla$ are
compact in the space $B({L^{2}_{-\frac {1}{2},\delta}},
{L^{2}_{-\frac {1}{2},\delta'}})$, provided that $\delta, \delta'$ are
small.
\item  The operators $ia\cdot \nabla R_0(\lambda^{2} \pm i0)$ are
compact in the space $B({L^{2}_{\frac {1}{2},\delta}},
{L^{2}_{\frac {1}{2},\delta'}})$, provided that $\delta, \delta'$ are small.
\end{enumerate}
\end{lemma}

\begin{proof} For part (1), we  follow the proof in \cite{GeVi}.
Let $\{f_n\}$ be a sequence bounded  in ${L^2_{-\frac 12,\delta}}$ and
let $g_n:=iR_0(\lambda^2\pm i0)a\cdot \nabla\  f_n$.
 We split the proof in two cases:

\noindent {\em Case 1.} Compactness in $B_{2r} \setminus B_{\frac 1{2r}}$,
for $0<r<\infty$.
The estimate \eqref{r01} implies that if $\delta, \delta'$ are
 small, then
\begin{equation}\label{clau}
iR_0(\lambda^2\pm i0)a\cdot \nabla\ \in B({L^{2}_{-\frac 12,
\delta}},{L^{2}_{-\frac 12, \delta'}}).
\end{equation}
 In the proceeding of the proof, we use the representation \eqref{magnetic2'}
 for the operator \eqref{magnetic1} acting on ${L^{2}_{-\frac 12, \delta}}$.
 The estimate \eqref{clau} implies that
 $\|g_n\|_{L^2(B_{2r} \setminus B_{\frac 1{2r}})} \leq C(r)$.
 Let now
\begin{equation} \label{gradient}
\begin{aligned}
&\|\nabla g_n\|_{L^2(B_{2r} \setminus B_{\frac 1{2r}})}\\
& \leq C\|i(\Delta+\lambda^{2}) R_{0}(\lambda^2 \pm i0) a
f\|_{L^{2}(B_{2r} \setminus B_{\frac 1{2r}})} \\
&\quad +C\lambda^{2}\| |x|^{-\frac 12} W_{\delta}^{-1}iR_{0}(\lambda^2 \pm i0) af\|
_{L^{2}(B_{2r} \setminus B_{\frac 1{2r}})}\\
&\quad +C\| |x|^{-\frac 12} W_{\delta}^{-1} i\nabla R_{0}(\lambda^2 \pm i0)(\nabla a)f\|
_{L^{2}(B_{2r} \setminus B_{\frac 1{2r}})}\\
&\leq C\| a f\|_{L^{2}(B_{2r} \setminus B_{\frac 1{2r}})}
+C\lambda^{2}\||x|^{-\frac 12} W_{\delta}^{-1}  iR_{0}(\lambda^2 \pm i0) af\|
_{L^{2}(B_{2r} \setminus B_{\frac 1{2r}})} \\
&\quad +C\||x|^{-\frac 32} W_{\delta}^{-1} i\nabla R_{0}(\lambda^2 \pm i0)
(\nabla a)f\|_{L^{2}(B_{2r} \setminus B_{\frac 1{2r}})}
\end{aligned}
\end{equation}
 With estimates \eqref{Ho}, \eqref{eq.grad} and
  the assumption \eqref{eq.potass1}, we obtain
 $$
\|\nabla g_n\|_{L^2(B_{2r} \setminus B_{\frac 1{2r}})} \leq
C(r,\lambda)\||x|^{-\frac 12} W_{\delta}^{-1}  f_n\|_{L^2(B_{2r}
\setminus B_{\frac 1{2r}})}
$$
 and from the boundness of $\{f_n\}$,
 $\|\nabla g_n\|_{L^2(B_{2r} \setminus B_{\frac 1{2r}})} \leq C(r,\lambda)$.
 So we have
$$
\|\nabla g_n\|_{H^{1}(B_{2r} \setminus B_{\frac 1{2r}})} \leq C(r,\lambda).
$$
 The compactness of the Sobolev embedding due to Rellich-Kondrachov
 theorem implies that $\{g_n\}$ is compact $L^2(B_r\setminus B_\frac{1}{r})$
 for any $1<r<\infty$.

\noindent{\em Case 2.} Compactness in $(\mathbb{R}^3 \setminus  B_r)\cup B_\frac{1}{r}$.
To study compactness in this space, we use  the  inequality
\begin{equation}\label{chi}
\begin{aligned}
&\int_{(\mathbb{R}^3 \setminus  B_r)\cup B_\frac{1}{r}} g_n^2(|x|)
W_{\delta}^{-2}(|x|)|x|^{-1}dx\\
&\leq \big(\sup_{\{(\mathbb{R}^3 \setminus  B_r)\cup B_\frac{1}{r}\}}
 W_{\delta}^{-1}(|x|)\big) \int_{\mathbb{R}^3} g_n^2(|x|) W_{\delta}^{-1}(|x|)|x|^{-1} dx.
\end{aligned}
\end{equation}
 The definition of the weights $W_{\delta}(|x|)$ guarantees that for
$\delta>0$ there exist real constants $c_1(\delta), c_2(\delta)$ such that
$c_1(\delta)W_{\delta}\leq W_{\frac \delta2}^2 \leq c_2(\delta)W_{\delta}$.
 This property combined with \eqref{chi}, where we chose
 $\delta'=\frac{\delta}{2}$, implies
\begin{align*}
&\int_{(\mathbb{R}^3 \setminus  B_r)\cup B_\frac{1}{r}}g_n^2(|x|)
W_{\delta}^{-2}(|x|)|x|^{-1}dx  \\
&\leq C  (\sup_{\{(\mathbb{R}^3 \setminus  B_r)\cup B_\frac{1}{r}\}}
 W_{\delta}^{-1}(|x|)) \int_{\mathbb{R}^3} g_n^2(|x|)
 W_{\frac \delta2}^{-2}(|x|)|x|^{-1} dx\\
&\leq C'  (\sup_{\{(\mathbb{R}^3 \setminus  B_r)\cup B_\frac{1}{r}\}}
 W_{\delta}^{-1}(|x|))\|f|_{L^2_{-\frac 12,\delta}}.
\end{align*}

 Moreover $(\sup_{\{(\mathbb{R}^3 \setminus  B_r)\cup B_\frac{1}{r}\}}
 W_{\delta}^{-1}(|x|)) \rightarrow 0$ if $r\rightarrow \infty$ and it implies
 with an easy diagonal argument the compactness of the sequence $\{g_n\}$
 in the space ${L^2_{-\frac{1}2,\delta}}$.

\noindent {\em Proof of (2)} This is the dual to part (1) of this theorem.
We can also proceed independently following \cite{A},
\cite[Chapter XIV, Scattering Theory. lemma 14.5.1]{Ho} or \cite{We}.
\end{proof}

\begin{proof}[Proof of Theorem \ref{fred}]
 Lemmas \ref{compelect},  \ref{compmagn} and the choice of $\delta$
 (small perturbation) in the coefficients of the perturbing term \eqref{eq.potass1}
imply that the operators $[\mathop{\rm Id} - R_0(\lambda^2 \pm i0) V(x,D)]$
are injective in $B(L^{2}_{-\frac 12,\delta})$ and are compact perturbation
of the invertible operator $\mathop{\rm Id}$.
We can apply the Fredholm Alternative Theorem to obtain the existence of
the operators $A_\lambda^\pm$.
 To prove the uniform bound $\|A_\lambda^\pm\|_{B(L^2_{-\frac
12,\delta})}\leq C$ we consider two cases.

\noindent {\em Case 1: $\lambda$ large.}
 As a consequence of lemma \ref{compelect},
 \ref{compmagn} there exists $\bar\lambda>0$ such
that if $\lambda>\bar \lambda$ then $\|R_0(\lambda^2\pm
i0)V(x, D)\|_{B(L^2_{-\frac 12,\delta})}\leq \frac{1}{2}$ and this implies
that $\|[\mathop{\rm Id} -R_0(\lambda^2\pm i0)V(x,D)]\|_{B(L^2_{-\frac 12,\delta})}
\geq \frac{1}{2}$ provided that $\lambda > \bar \lambda$. This uniform bound from
 below for the operators implies an uniform bound from above for their corresponding inverse operators $A_\lambda^\pm$.\\

\noindent {\em Case 2: $\lambda$ small.}
The boundedness of $\|A_\lambda^\pm \|_{B(L^2_{-\frac 12,\delta})}$ for
$\lambda<\bar \lambda$
is a consequence of the
continuity of the family of operators $A_\lambda^\pm $ in the space
$B(L^2_{-\frac 12,\delta})$ with respect to the parameter $\lambda\in [0, \infty)$
 and of the compactness of the interval $[0, \bar\lambda_p]$.
\end{proof}

The proof of Theorem \ref{fred1} is analogous to the proof of theorem \ref{fred};
therefore, we omit it.

\begin{remark}\label{resonances} \rm
 The notion of resonances of an operator was introduced in quantum
mechanics for Schr\"odinger operator. The resonances of an operator can be
connected with poles of the associated resolvent function taken in some
generalized sense.
 The problem of resonances arise in mathematical physics and in other field
such as geometry. In our case this problem arises when we have perturbation
of operator acting in some Banach spaces.
 Several works have treated the theory of resonances, we refer the reader to
 \cite{A2,Hi,Ra,SjZw,Vo2}. The remark
suggest that resonances may exist in the case of electromagnetic
perturbation of type $V(x,D)=ia(x)\cdot \nabla+V(x)$. To assure that
resonances cannot exist we impose a smallness assumption \eqref{eq.potass1}
on $a$.
\end{remark}


\begin{theorem} \label{thm3.3}
Assume that the perturbation $V(x,D)$ satisfies \eqref{eq.potass1} and
\eqref{eq.potass2}. For each $0<\delta<\epsilon_0/2$ we have
\begin{itemize}

\item[(i)] There exists a real constant
$C=C(\delta)>0$ such that for any $\lambda \in \mathbb{R} $:
\begin{equation}\label{second1}
\||x|^{-\frac 12} W_{\delta}^{-1}  R_V(\lambda^2 \pm i0)f\|_{L^{2}} \leq \frac{C}{\lambda}
  \||x|^{\frac 12} W_{\delta} f\|_{L^{2}}
\end{equation}
\item[(ii)] For any $\epsilon>0$ that satisfy $0<\epsilon<2\delta$,
there exists $C=C(\delta, \epsilon)>0$ such that for any $\lambda\in \mathbb{R}$:
\begin{equation}\label{second2}
  \| |x|^{-\frac 12} W_{\delta}^{-1} R_V(\lambda^2 \pm i0)f\|_{L^2} \leq C
  \||x|^\frac {3+\epsilon}2 W_{\delta'}  f\|_{L^2}
\end{equation}
\item[(iii)] There exists a real constant $C=C(\delta)>0$ such that for
 any $\lambda\in \mathbb{R}$:
\begin{equation}\label{second3}
\||x|^{-\frac 12} W_{\delta}^{-1}  R_V(\lambda^2\pm i0) f\|_{L^2}\leq
 \frac{C}{\lambda^\frac{\delta'}{2+\delta'}} \||x|^{\frac 32} W_{\delta'}  \|_{L^2}
\end{equation}
\item[(iv)] For any $\delta, \delta'>0$ and for $s \in [1/2,3/2]$,
there exists a real constant $C=C(\delta, \delta')>0$ such that for any $\lambda \in \mathbb{R} $:
\begin{equation}\label{secondc}
\||x|^{-s} W_{\delta}^{-1} R_V(\lambda^2\pm i0) f\|_{L^2}\leq
 C \||x|^{2-s}
 W_{\delta'}f\|_{L^2}
\end{equation}
\item[(v)] There exists a real constant $C=C(\delta)>0$ such that for any
$\lambda\in \mathbb{R}$:
\begin{equation}\label{second4}
\||x|^{-\frac 32} W_{\delta'}^{-1}  R_V(\lambda^2\pm i0)
f\|_{L^2}\leq \frac{C}{\lambda^\frac{\delta'}{2+\delta'}}
\||x|^{\frac 12} W_{\delta} f\|_{L^2}
\end{equation}
\item[(vi)] For any $\delta>0$ there exists a real constant
$C=C(\delta)>0$ such that for any $\lambda\in \mathbb{R}$:
\begin{equation}\label{second5}
  \||x|^{-\frac 12} W_{\delta}^{-1} R_V(\lambda^2 \pm i0)f\|_{L^{2}} \leq C
  \|f\|_{L^1}.
\end{equation}
\item[(vi)] For any $\delta, \delta'>0$ and for $s \in [1/2,3/2]$,
 there exists a real constant $C=C(\delta, \delta')>0$ such that for any
$\lambda>0$:
\begin{equation}\label{eq.grad1}
\||x|^{-s} W_{\delta}^{-1}  \nabla R_V(\lambda^2 \pm i0)f\|_{L^{2}} \leq C\ ||x|^{s} W_{\delta}  f\|_{L^{2}}.
\end{equation}
\end{itemize}
\end{theorem}

 Theorem \ref{fred} implies that the identity (\ref{identres}) can be
 written as:
\begin{equation*}
[I- R_0(\lambda^2\pm i0) V(x,D)] R_V(\lambda^2\pm i0)= R_0(\lambda^2\pm i0),
\end{equation*}
 and the following identity,
\begin{equation}\label{cruc}
R_V(\lambda^2\pm i0)=A_\lambda^\pm R_0(\lambda^2\pm i0).
\end{equation}

 Theorem \ref{fred1} implies that the identity (\ref{identres1}) can be
 written now as:
\begin{equation*}
 R_V(\lambda^2\pm i0) [I- V(x,D)R_0(\lambda^2\pm i0)]= R_0(\lambda^2\pm i0),
\end{equation*}
 and the following identity,
\begin{equation}\label{cruc1}
R_V(\lambda^2\pm i0)=R_0(\lambda^2\pm i0)B_\lambda^\pm .
\end{equation}

\begin{proof}[Proof Theorem \ref{thm3.3}]
Estimate \eqref{second1} can be proved
 combining the identity \eqref{cruc} with the theorem \ref{fred} and estimate
\eqref{Ho} in the following way:
\begin{align*}
\||x|^{-\frac 12} W_{\delta}^{-1}  R_V(\lambda^2 \pm i0)f\|_{L^{2}}
&\leq \||x|^{-\frac 12} W_{\delta}^{-1}  A_\lambda^\pm R_0(\lambda^2\pm
i0)f\|_{L^{2}} \\
&\leq  C\||x|^{-\frac 12} W_{\delta}^{-1} R_0(\lambda^2\pm
i0)f\|_{L^{2}}\\
&\leq C \||x|^{\frac 12} W_{\delta}   f\|_{L^{2}}.
\end{align*}
Estimate \eqref{second2} can be proved
 combining the identity (\ref{cruc}) with the theorem \ref{fred} and estimate
(\ref{eq.firsta}) as before.
Estimate \eqref{second3} can be proved
 combining the identity (\ref{cruc}) with the theorem \ref{fred} and estimate
(\ref{eq.firstb}) as before.
Estimate \eqref{secondc} can be proved
 combining the identity (\ref{cruc}) with the theorem \ref{fred} and estimate
(\ref{eq.firstc}) as before.
Estimate \eqref{second4} can be proved
 combining the identity (\ref{cruc}) with the theorem \ref{fred} and estimate
(\ref{eq.firstbpirmo}) as before.
Estimate \eqref{second5} can be proved
 combining the identity (\ref{cruc}) with the theorem \ref{fred} and estimate
(\ref{eq.finf1}) as before.
Estimate \eqref{eq.grad1} can be proved
 combining the identity (\ref{cruc1}) with the theorem \ref{fred1} and estimate
(\ref{eq.grad1}) .
\end{proof}

\begin{theorem}\label{potres}
Assume that the perturbation $V(x,D)$ satisfies \eqref{eq.potass1},
\eqref{eq.potass2}. For each $0<\delta<\epsilon_0/2$ we have for any
$\lambda\in \mathbb{R}$
\begin{equation}\label{thirth1}
\||x|^{\frac 12} W_{\delta}  V(x,D) R_V(\lambda^2 \pm i0)f\|_{L^{2}} \leq C
  \||x|^{\frac 12} W_{\delta'}  f\|_{L^{2}}.
\end{equation}
\end{theorem}

\begin{proof} The resolvent identity implies
\[
V(x,D) R_V(\lambda^2 \pm i0)=V(x,D)R_0(\lambda^2 \pm i0)
+V(x,D)R_0(\lambda^2 \pm i0)V(x,D) R_V(\lambda^2 \pm i0).
\]
 From this we have
\begin{equation}\label{idenres3}
[I- V(x,D)R_0(\lambda^2\pm i0) ] R_V(\lambda^2\pm i0)
= V(x,D)R_0(\lambda^2\pm i0).
\end{equation}
 Following theorem \ref{fred1} part (2), we have
$$
V(x,D) R_V(\lambda^2 \pm i0)=B_\lambda^\pm V(x,D)R_0(\lambda^2\pm i0)\,.
$$
 Combining this with estimate \eqref{r02} obtain
\begin{align*}
\|V(x,D) R_V(\lambda^2 \pm i0)f\|_{L^{2}_{\frac {1}{2},\delta}}
&\leq C \|B_\lambda^\pm V(x,D)R_0(\lambda^2\pm i0) f\|_{L^{2}_{\frac
{1}{2},\delta}} \\
&\leq C \|V(x,D)R_0(\lambda^2\pm i0) f\|_{L^{2}_{\frac {1}{2},\delta}}\\
&\leq C\|f\|_{L^{2}_{\frac{1}{2},\delta}}.
\end{align*}
\end{proof}


\section{Proof of Main Estimates}

 In this section we prove the main theorems \ref{main},
\ref{main2}, \ref{main3}. We use the techniques of \cite{KPV} and \cite{Ve}.

\begin{proof}[Proof of Theorem \ref{main}]
 {\em Case 1. Wave equation.}
To prove \eqref{mainest1}, we take Fourier Transform in time
 variable in \eqref{din} to  get
\begin{equation}\label{smeff1}
(\lambda^2+\Delta_V)\hat u(\lambda, x)=-\hat F(\lambda, x).
\end{equation}
Using \eqref{eq.laptop} and the limit absorption principle, we get
\begin{equation}\label{smeff2a}
\hat u(\lambda, x)=- R_V(\lambda^2 \pm i0) \hat F(\lambda, x).
\end{equation}
and consequently
\begin{equation}\label{smeff2}
\nabla \hat u(\lambda, x)=-\nabla R_V(\lambda^2 \pm i0) \hat F(\lambda, x).
\end{equation}
Now we can use \eqref{second1} and obtain
\begin{equation}\label{smeff3}
\||x|^{-\frac 12} W_{\delta}^{-1}\nabla \hat u(\lambda, x)\|^{2}_{L^2}
\leq C \||x|^{\frac 12} W_{\delta} \hat F(\lambda, x)\|^{2}_{L^2}.
\end{equation}
Integrating over $\lambda$ and using the Plancherel identity in time variable,
we have
\begin{equation}\label{smeff4}
        \||x|^{-\frac 12}W_\delta^{-1} \nabla u(x,t)\|_{ L^2_tL^2_x }\leq C \||x|^{\frac 12}W_\delta F(x, t)\|_{ L^2_tL^2_x }.
\end{equation}

To prove \eqref{mainest2}, we use, after the Fourier transform,
the identity \eqref{smeff2a}, the Theorem \ref{fred} and the perturbed
resolvent estimate
\eqref{second5}.

To prove \eqref{mainest3}, we apply the Fourier Transform to obtain
\begin{equation}\label{smeff5}
V(x,D)\hat u(\lambda, x)=V(x,D)R_V(\lambda^2 \pm i0) \hat F(\lambda, x)\,.
\end{equation}
 Then using the estimate \eqref{thirth1} we have
\begin{equation}\label{smeff6}
\||x|^{\frac 12} W_{\delta}V(x,D)\hat u(\lambda, x)
\|_{L^2}\leq C \||x|^{\frac 12} W_{\delta} \hat F(\lambda, x)\|_{L^2}\,.
\end{equation}
 Consequently,
\begin{equation}\label{smeff7}
\||x|^{\frac 12}W_\delta V(x,D) u(x,t)\|_{ L^2_tL^2_x }
\leq C \||x|^{\frac 12}W_\delta F(x, t)\|_{ L^2_tL^2_x }.
\end{equation}

\begin{remark}\label{rem1} \rm
The constants in \eqref{mainest1}, \eqref{mainest2}, \eqref{mainest3} are
all independent of $\lambda$.
\end{remark}


\noindent {\em Case 2. Dirac equation.}
  The Dirac equation can be treated as the wave equation. In fact
 we write the solution of \eqref{din3} as the following integral equation:
 \begin{equation}\label{dirac}
 u=\int_{0}^t U(t-s)F(u(s), V(x, D)) ds,
 \end{equation}
  where $F(u(s), V(x, D))=a\cdot \nabla u + F(t, x )$ and $U(t)$ denote the propagator of
 the free Dirac equation given by
 \begin{equation}\label{diracprop}
 U(t)=\cos(t \sqrt {-\Delta})-\gamma_0(\gamma^j \partial_j )
  \frac{\sin(t\sqrt {-\Delta})}{ \sqrt {-\Delta}}.
 \end{equation}
  A reduction to the wave equation can be done by applying the operator $\Box$
to the solution \eqref{dirac} and using the relation
 \begin{equation}\label{diracrel}
\partial_\mu \partial^\mu u=0.
 \end{equation}
 So the estimates \eqref{mainest1}, \eqref{mainest2} and \eqref{mainest3}
 remain valid.
\end{proof}


\begin{proof}[Proof of Theorem \ref{main2}]
 The proof of non-homogeneous case \eqref{din2} is the analogous of
the perturbed wave equation \eqref{din}. However we have to replace
$\lambda^{2}$ by $\lambda>0$ in the definitions
\eqref{eq.laptop}, \eqref{eq.laptop1}, \eqref{eq.repro} and in the
estimates for free and
perturbed resolvent in the section 2 and 3.
\end{proof}

\begin{proof}[Proof of Theorem \ref{main3}]
For the homogeneous case, the $TT^{*}$ argument
\cite{GV,KT} combined with the estimates
\eqref{mainest1} imply \eqref{mainest4}.
\end{proof}

\begin{remark}\label{homogeneous} \rm
By the definition of the perturbed Besov space we have
$\dot {H}^s_V:=\dot{B}_{V, 2,2}^s$, for any $s\in \mathbb{R}$, so we can replace
$\dot {H}^{1/2}_V$ by $\dot{B}_{V,2,2}^{1/2}$ in the \eqref{mainest4}.
\end{remark}

\begin{remark}\label{wave} \rm
One can also consider the following Cauchy problems for the perturbed
wave equation and the Dirac equation:
\begin{equation}\label{dinmix}
\begin{gathered}
\Box u + ia(x)\cdot \nabla u+V(x) u=0,\\
u(0)=f, \quad \partial_t u(0)=g\,.
\end{gathered}
\end{equation}
 and
 \begin{equation}\label{din3mix}
\begin{gathered}
i\gamma_{\mu} \partial_\mu u + ia(x)\cdot \nabla u+V(x) u= 0,\quad
 t \in \mathbb{R}  , \;  x \in \mathbb{R}^3,\\
u(0,x)=f,
\end{gathered}
\end{equation}
 As in the case of Sch\"odinger equation, the $TT^{*}$
argument combined with the estimates
\eqref{mainest1} applied to the problem \eqref{dinmix}, for any $\delta,
\delta'>0$, yields
\[ %\label{mainest4*}
\||x|^{-\frac 12}W_\delta^{-1} \nabla u(x,t)\|_{ L^2_t L^2_x }\leq C(
\|f\|_{ \dot {H}^1_V}+ \|g\|_{ L^{2}}).
\]
 For problem  \eqref{din3mix}, with any $\delta,
\delta'>0$, the following holds:
  \[ %\label{mainest5*}
\||x|^{-\frac 12}W_\delta^{-1} \nabla u(x,t)\|_{ L^2_t L^2_x }\leq C
\|f\|_{ \dot {H}^1_V},
\]
 where, in the previous estimates, we used the $L^{2}-L^{2}$ boundness
of the operator $\frac{\nabla}{\sqrt{-\Delta_V}}$ given by the following
lemma.
\end{remark}

\begin{lemma}\label{op}
The operator $\frac{\nabla}{\sqrt{-\Delta_V}}$, where $\nabla$ is
the gradient on $\mathbb{R}^{3}$ and $-\Delta_{V}$ is defined by the
\eqref{fri.ext} satisfies the estimate
\begin{equation}\label{l2bound}
\big\|\frac{\nabla}{\sqrt{-\Delta_V}}f \big\|_{ L^2}\leq C
\|f\|_{ L^{2}}, \quad f \in L^{2}.
\end{equation}
\end{lemma}

\begin{proof}
One can rewrite the left-hand side of \eqref{l2bound} as
\begin{equation}\label{l2}
\big(\frac{\nabla}{\sqrt{-\Delta_V}}f,
\frac{\nabla}{\sqrt{-\Delta_V}}f \big) .
\end{equation}
 Setting in the \eqref{l2} $g=\frac{1}{\sqrt{-\Delta_V}}f$, we
obtain
\begin{equation}\label{l2c}
\begin{aligned}
(\nabla g, \nabla g)&\leq C (-\Delta_{V}f, f)\\
&\leq C_{1}(-\Delta f, f)+i(a\cdot \nabla f,f)+\int V|f|^{2},
\end{aligned}
\end{equation}
 where as in the previous estimate we used  the smallness assumption
\eqref{eq.potass1}. So \eqref{l2bound} is established.
\end{proof}


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\end{document}
