\documentclass[reqno]{amsart}

\AtBeginDocument{{\noindent\small
{\em Electronic Journal of Differential Equations},
Vol. 2004(2004), No. 94, pp. 1--31.\newline
ISSN: 1072-6691. URL: http://ejde.math.txstate.edu or http://ejde.math.unt.edu
\newline ftp ejde.math.txstate.edu  (login: ftp)}
\thanks{\copyright 2004 Texas State University - San Marcos.}
\vspace{9mm}}

\begin{document}

\title[\hfilneg EJDE-2004/94\hfil Solitary waves]
{Solitary waves for \\ Maxwell-Schr\"odinger equations}

\author[G. M. Coclite, V. Georgiev\hfil EJDE-2004/94\hfilneg]
{Giuseppe Maria Coclite, Vladimir  Georgiev} % in alphabetical order

\address{Giuseppe Maria Coclite \hfill\break
C.M.A. (Centre of Mathematics for Applications),
P.O. Box 1053 Blindern, 0316 Oslo, Norway}
\email{giusepc@math.uio.no}

\address{Vladimir Georgiev \hfill\break
Dipartimento di Matematica,  Universit\`a degli Studi di Pisa,
Via F. Buonarroti 2, 56100 Pisa, Italy}
\email{georgiev@dm.unipi.it}

\date{}
\thanks{Submitted May 21, 2004. Published July 30, 2004.}
\thanks{Supported by Research Training Network (RTN) HYKE
and by grant HPRN-CT-2002-00282 \hfill\break\indent from the European Union.}
\subjclass[2000]{35Q55, 35Q60, 35Q40}
\keywords{Maxwell - Schr\"odinger system; solitary type solutions; \hfill\break\indent
variational problems}

\begin{abstract}
 In this paper we study solitary waves for the coupled system
 of  Schr\"odinger- Maxwell equations in the three-dimensional space.
 We prove  the existence of a sequence of radial
 solitary waves for these equations with a fixed $L^2$ norm.
 We study the asymptotic behavior and the smoothness of these solutions.
 We show also that the eigenvalues are negative  and the first one
 is isolated.
\end{abstract}

\maketitle
\numberwithin{equation}{section}
\newtheorem{theorem}{Theorem}[section]
\newtheorem{lemma}[theorem]{Lemma}
\newtheorem{proposition}[theorem]{Proposition}
\newtheorem{corollary}[theorem]{Corollary}
\newtheorem{remark}[theorem]{Remark}
%\allowdisplaybreaks

\section{Introduction}\label{intro}

The classical correspondence rules in quantum mechanics
 are
\begin{equation}\label{eq.corr1}
  E \to i \hbar \partial_t , \quad
  p \to -i \hbar \nabla,  \quad
  \nabla=(\nabla_1,\nabla_2,\nabla_3), \quad
  \nabla_j = \partial{x_j}, \quad j =1,2,3,
\end{equation}
where $E$ is the energy and $p=(p_1,p_2,p_3)$ is the momentum
(see for example \cite[Section 4, Chapter V]{B69}).
Using these rules, we can  derive some basic wave equations in
quantum mechanics from the corresponding laws of classical
mechanics. For example, the classical relation
\begin{equation}\label{eq.E=cl}
    E = \frac{p^2}{2m} + V(x), \quad  p^2 = p_1^2 + p_2^2+p_3^2,
\end{equation}
represents the energy as a sum of  kinetic energy $p^2/2m$ and
 a potential energy term $V(x)$. The well - known Schr\"odinger
equation for the wave function $\psi(t,x)$ can be written as
\begin{equation}\label{eqS1}
    i \hbar \partial_t \psi = - \frac{ \hbar^2}{2m} \Delta \psi +
    V(x) \psi
\end{equation}
and this equation  is a consequence of \eqref{eq.corr1} and the
relation \eqref{eq.E=cl}. Here $ \hbar$ is the Plank constant, $m$
is the mass of the field $\psi$ and $V(x)$ is a given external
potential. For the case of potential created by the nucleus of the
some atoms (see Section 4, Chapter V in \cite{B69} for example) we
have a Coulomb potential
\begin{equation}\label{eq.Vdef}
V(x) = - \frac{e^2 Z}{|x|},
\end{equation}
where $e$ is the electron charge, while $Z$ is the number of
protons in the nucleus.


The interaction between the
electromagnetic field and the wave function related to a
quantistic non-relativistic charged particle (considered as
classical fields) is described by the Maxwell - Schr\"odinger
system. More precisely, let  $ \psi = \psi (x,t) $ be the wave
function and let $\mathcal{A}=(A_0,A_1,A_2,A_3)$ be the
electromagnetic potentials of a charged non- relativistic
particle. Then the corresponding Maxwell - Schr\"odinger system
(in Lorentz gauge) has the form (see the next section for the
derivation of this system)
\begin{equation}
\begin{gathered}
\frac{1}{c^2}\partial_{tt} \mathcal{A} - \Delta \mathcal{A} = \mathcal{J}, \\
i\hbar\partial_{t,\mathcal{A}} \psi  + \frac{\hbar^2}{2m} \Delta_{
\mathcal{A}} \psi -V(x) \psi= 0, \\
\frac{1}{c}\partial_t A_0 + \sum_{k=1}^3 \partial_{x_k} A_k = 0,
\end{gathered} \label{eq.MSdin}
\end{equation}
where $c$ is the light velocity (in vacuum),
\begin{equation}
\begin{gathered}
\partial_{t, \mathcal{A}} = \partial_t +i\frac{e}{\hbar} A_0, \quad
 \Delta_{ \mathcal{A}} = \sum_{k=1}^3
\partial_{k, \mathcal{A}}^2,  \\
\partial_{k, \mathcal{A}} = \partial_{x_k} +i\frac{e}{\hbar c} A_k, \quad
\mathcal{J}= (J_0,J_1,J_2,J_3),  \\
J_0 = 4\pi e |\psi|^2, \quad J_k =  4\pi \frac{\hbar e}{mc}
\mathop{\rm Im}( \bar{\psi}\partial_{k, \mathcal{A}} \psi).
\end{gathered} \label{eq.def132}
\end{equation}
We choose  units in which
$$
\hbar =  c =1, \quad\alpha = \frac{e^2}{4\pi} \approx \frac{1}{137}.
$$
Also for simplicity we take $m=1$.


We consider special solitary type solutions to the system
\eqref{eq.MSdin} of the form
$$
\psi (x,t) =
u(x) e^{-i \omega t/\hbar},\quad x\in \mathbb{R}^3 ,  t\in
\mathbb{R},$$ and  $$ A_0 = \varphi (x),\quad\ A_j(x)=0,\quad
j=1,2,3,\quad x \in \mathbb{R}^3,
$$
where $\omega \in \mathbb{R}$ and $u$ is real valued. Then the system
\eqref{eq.MSdin} takes the simpler form
\begin{equation}\label{eq.M-S}
\begin{gathered}
- \frac{1}2\Delta u + e \varphi u +  V(x)u = \omega u ,\quad x \in \mathbb{R}^3, \\
-\Delta \varphi = 4\pi e u^2, \quad x \in \mathbb{R}^3, \\
\int_{\mathbb{R}^3} u^2 =N,
\end{gathered}
\end{equation}
 where the last equation is due to the probabilistic interpretation of the
wave function. In this work we shall assume the following relation
between $N$ and $Z$ is satisfied
\begin{equation}\label{eq.Coul1}
  N \leq  Z.
\end{equation}
The equations in (\ref{eq.M-S}) have a variational structure, in
fact they are the Euler - Lagrange equations related to the
functional:
\begin{equation} F(u,\varphi)=\frac{1}4 \int_{\mathbb{R}^3}\vert\nabla
u\vert^2\,dx + \frac{e}2 \int_{\mathbb{R}^3}\varphi u^2 \,dx +
\frac{1}2 \int_{\mathbb{R}^3} V(x) u^2 \,dx -
\frac{1}{16\pi}\int_{\mathbb{R}^3}\vert\nabla \varphi \vert^2\,dx .
\label{funz.compl}\end{equation}
It is easy to see that this functional is well - defined, when
$$
u \in H^1(\mathbb{R}^3),\quad \int_{\mathbb{R}^3} \vert \nabla \varphi
\vert^2 \,dx< \infty.
$$
 This functional is strongly indefinite, which means that
$F$ is neither  bounded from below nor from above and this
indefiniteness cannot be removed by a compact perturbation.
Moreover, $ F $ is not even. Later on (see \eqref{funz.rid}) we
shall introduce a functional $J(u)$ that is bounded from below and
such that the critical points of $J$ can be associated with the
critical points of $F$.

The first natural question is connected with the simplest case
$V\equiv 0$ (that is $Z=0$), namely
\begin{equation}\label{eq.M-S0}
\begin{gathered}
- \frac{1}2\Delta u + \varphi e u = \omega u , x \in \mathbb{R}^3,  \\
- \Delta \varphi = 4\pi e u^2, \ x \in \mathbb{R}^3.
\end{gathered}
\end{equation}
It is well-known that the similar physical model of Maxwell -
Dirac system with zero external field admits solitary solutions
(see \cite{EGS}), i.e. nontrivial solutions in the Schwartz class
$S( \mathbb{R}^3)$.

Our first result is as follows.

\begin{theorem}\label{thmain0m} Let $(u,\varphi,\omega)$ be a solution of
(\ref{eq.M-S0}) such that $u,  \varphi$ are radial and
$$u \in H^1 (\mathbb{R}^3),\quad \int_{\mathbb{R}^3} \vert \nabla \varphi \vert^2
\,dx< \infty.$$ Then
$u\equiv\varphi\equiv 0$.
\end{theorem}

The above result shows that the Schr\"odinger - Maxwell equations
with zero potential have only  trivial solution. This fact
justifies the study of the Schr\"odinger - Maxwell equations with
nonzero external potential.

  We shall
look for soliton type solutions $u$, i.e. very regular solutions
decaying rapidly at infinity. First, we establish the existence of
$H^1$ radially symmetric solutions.

\begin{theorem}\label{thmain1m}
Under the assumptions (\ref{eq.Vdef}) and (\ref{eq.Coul1}), there
exists a sequence   of real negative numbers
$\{\omega_k\}_{k\in\mathbb{N}}$ so that
$\omega_k \to 0$ and for any $\omega_k$ there exists a couple
$(u_k,\varphi_k) $  of solutions of (\ref{eq.M-S}) such that
$$
u_k \in H^1 (\mathbb{R}^3),\quad \int_{\mathbb{R}^3} \vert \nabla \varphi_k \vert^2
\,dx< \infty.
$$
Moreover $u_k, \varphi_k$ are radially symmetric
functions.
\end{theorem}

A more precise information about the localization of the
eigenvalues $\omega$ is given in the following.

\begin{theorem}\label{lemmaspecin} Assume (\ref{eq.Vdef}) and $N <
Z$. Let  $(u,\varphi,\omega)$ be a nontrivial  solution of the
equations in (\ref{eq.M-S}) such that $u, \varphi$ radial and
$$u \in H^1 (\mathbb{R}^3),\quad \int_{\mathbb{R}^3} \vert \nabla \varphi \vert^2
\,dx< \infty.$$
 Then
we have
\begin{equation}\label{spec2in}
\omega<0.
\end{equation}
\end{theorem}

On the other hand, the solutions constructed in Theorem
\ref{thmain1m} are only radial ones. Therefore, it remains as an
open problem the existence of non-radial solutions.

Some qualitative properties of the solutions for the case $N\leq
Z$ are described in the following.

\begin{theorem}\label{thmain2} Under the assumptions (\ref{eq.Vdef}), if $ (u,\varphi, \omega ) $  is a  solution of
(\ref{eq.M-S})  with $u$ and $\varphi$ radially symmetric maps and
such that
$$u \in H^1 (\mathbb{R}^3),\quad \int_{\mathbb{R}^3} \vert \nabla \varphi \vert^2
\,dx< \infty,$$ then
\begin{itemize}
\item[(a)] $u(r) \in C^\infty([0,1]), \varphi(r) \in C^\infty([0,1])$

\item[(b)] If $N=Z$ then  $u \in S( |x| > 1 )$, with $S( |x| > 1)$ being
the Schwartz class of rapidly decreasing functions.
\end{itemize}
\end{theorem}

\begin{remark}\label{remthmain2} \rm
 Property (b) in the above theorem shows that the
soliton behavior of the solutions can be established, when the
neutrality condition $N=Z$ is satisfied. The physical importance
of the neutrality condition is discussed in \cite{Lie} (see (5.2)
page 24 in \cite{Lie}).
\end{remark}


Finally the topological properties of the set of the solutions are
stated as follows.

\begin{theorem}\label{thmain3} Under the assumptions (\ref{eq.Vdef}) and
(\ref{eq.Coul1}), let  $ (u,\varphi, \omega ) $  be a solution of
(\ref{eq.M-S})  such that  $\omega <0$ is the first eigenvalue,
 $u $ and $\varphi$ are radially symmetric maps and
such that
$$u \in H^1 (\mathbb{R}^3),\quad \int_{\mathbb{R}^3} \vert \nabla \varphi \vert^2
\,dx< \infty.$$ Then the solution $ (u,\varphi, \omega ) $ is
isolated, i.e. there exists a neighborhood $U\subset H^1
(\mathbb{R}^3)$ of $u$, one $W$ of $\varphi$ such that
$$ \int_{\mathbb{R}^3} \vert \nabla \phi \vert^2
\,dx< \infty,\quad \phi \in W,$$ and one $\Omega\subset \mathbb{R}$
of $\omega$ such that each $(v,\phi,\lambda)  \in U\times W\times
\Omega$ with  $ (v,\phi,\lambda) \neq (u,\varphi,\omega)$, $v$
and $\phi$ radially symmetric maps  satisfying the following
$$\int_{\mathbb{R}^3} |v|^2 \,dx =N,$$
is not a solution of (\ref{eq.M-S}).
\end{theorem}

For the sake of completeness we want to recall that the existence
of solitary waves  has been studied by Benci and Fortunato (see
\cite{BF}) in the case in which the charged particle ``lives'' in a
bounded space region $\Omega$.
Moreover, the Maxwell equations coupled with nonlinear
Klein-Gordon equation,  with Dirac equation, with nonlinear
Schr\"odinger equation and with the Schr\"odinger equation under
the action of some external potential have been studied
respectively in \cite{BF1,EGS,C,C1,C2}. Also,
we recall the classical papers \cite{AHB,AHB2,CSS}.

The plan of the work is the following. In Section 2 we prove some
preliminary variational results, that permit to reduce
(\ref{eq.M-S}) to a single equation. Moreover we show the
variational structure of the problem. In Section 3 we prove some
topological properties of the energy functional associated to
(\ref{eq.rid}). In Section 4 we prove Theorem \ref{thmain0m} and
\ref{lemmaspecin}. In Section 5, 6 and 7 we prove Theorem
\ref{thmain1m}, \ref{thmain2} and \ref{thmain3}, respectively.

\section{Derivation of the equations}

The relations \eqref{eq.corr1} have to be modified as follows (see
Section 2, part I in \cite{STZ}
\begin{equation}\label{eq.corr1mod}
\begin{gathered}
    E \to i \hbar \partial_{t,\varphi} , \quad
    p \to -i \hbar \nabla_{\mathbb{A}}, \\
   \partial_{t,\varphi} = \partial_t + \frac{i e}{  \hbar}\varphi ,
    \quad  \nabla_{ \mathbb{A}}
    = \nabla - \frac{i e}{\hbar c} \mathbb{A},
\end{gathered}\end{equation}
when an external electromagnetic potential
$(\varphi,\mathbb{A})$, $\mathbb{A}=(\mathbb{A}_1,\mathbb{A}_2,\mathbb{A}_3)$
is presented. Here
$c>0$ is the light speed. Then the relation \eqref{eq.E=cl} leads
to the following Schr\"odinger equation with electromagnetic
potential and external Coulomb potential
\begin{equation}\label{eq.Schemp}
    i \hbar \partial_{t,\varphi} \psi =
    - \frac{ \hbar^2}{2m} \nabla_{ \mathbb{A} }^2 \psi + V(x) \psi.
\end{equation}
The corresponding Lagrangian density (see (6.7), Section 6.2 in
\cite{KM}) is
\begin{equation}\label{eq.Lag}
    \mathcal{L}_{\varphi, \mathbb{A}}(\psi) =
    \frac{i \hbar}{4}  \left( \overline{\psi} \ \partial_{t,\varphi}
    \psi - \psi \  \overline{\partial_{t,\varphi} \psi} \right) -
    \frac{ \hbar^2}{4m} | \nabla_{ \mathbb{A}} \psi |^2
    - \frac{V}2 |\psi|^2.
\end{equation}
Equation \eqref{eq.Schemp} is then the Euler - Lagrange
equation for the functional
$$
\int_{\mathbb{R}^{1+3}} \mathcal{L}_{\varphi, \mathbb{A}}(\psi).$$

We have the following charge conservation law for any solution to
\eqref{eq.Schemp}
\begin{equation}\label{eq.charge}
    \int_{\mathbb{R}^3} |\psi(t,x)|^2 \,dx = N ,
\end{equation}
where $N$ has the interpretation as  number of electrons.

Equation \eqref{eq.Schemp} is linear in $\psi$ and the
electromagnetic potential is assumed to be a known real - valued
function. The description of the interaction between
electromagnetic and Schr\"odinger fields involves quantum fields
equations for  an electrodynamic  non - relativistic  many body
system. A classical approximation of these quantum fields
equations gives a simplified nonlinear model for the following
Lagrangian density
\begin{equation}\label{LM-S}
    \mathcal{L}_{M-S}(\psi, \varphi, \mathbb{A}) =
    \mathcal{L}_{\varphi , \ \mathbb{A}}(\psi) + D \  \mathcal{L}_M(A),
\end{equation}
where $D >0 $ is a suitable constant and
\begin{equation}\label{eq.M}
    \mathcal{L}_M(A) = - \frac{1}4 \sum_{\mu, \nu =0}^3
    F_{\mu \nu} F^{\mu \nu}
\end{equation}
is the Lagrangian density for the free Maxwell equation, i.e.
$F_{\mu \nu}$ is the electromagnetic antisymmetric tensor, such
that
\begin{equation}\label{eq.Fmuni}
    F_{\mu \nu} = - F_{\nu \mu} = \partial_\mu A_\nu -
    \partial_\nu A_\mu, \quad \nu , \mu = 0,1,2,3.
\end{equation}
Here
$\partial_0 = c^{-1} \partial_t$, $\partial_j = \partial_{x_j}$,
$j=1,2,3$.
 The four potential $A_\mu$ is defined as follows
\begin{equation}\label{eq.FA}
    A_0 = \varphi , \quad A_j = - \mathbb{A}_j, \quad j=1,2,3.
\end{equation}
It is easy to compute all components of $F_{\mu \nu}:$
\begin{equation}\label{eq.faj}
     F_{0 j} = - c^{-1}\partial_t \mathbb{A}_j - \partial_j \varphi, \quad
    F_{j k} = \partial_k \mathbb{A}_j - \partial_j \mathbb{A}_k,\quad
    j,k =1,2,3.
\end{equation}
Since the Minkowski metric with respect to coordinates $$ x^0 =
ct,\quad x^j =x_j, \quad j=1,2,3$$  is $g_{\mu \nu} = {\rm diag} (1,
-1,-1,-1)$, we find
\begin{equation}\label{eq.fauj}
    F^{0 j} =- F_{0j} , \quad
    F^{j k} =  F_{j k} ,\quad
    j,k =1,2,3,
\end{equation}
so
\begin{align*}
\sum_{\mu, \nu =0}^3
    F_{\mu \nu} F^{\mu \nu} &= -2  \sum_{j=1}^3 (F_{0 j})^2 +
    2 \sum_{1 \leq j < k \leq 3} (F_{j k})^2 = \\
    & = -2  |c^{-1}\partial_t \mathbb{A} + \nabla \varphi |^2 +
    2 | \nabla \times \mathbb{A}|^2,
\end{align*}
    where $a \times b$ denotes the vector product in $\mathbb{R}^3$.
The Lagrangian density  in \eqref{LM-S} for the Maxwell - Schr\"odinger system
    becomes now
    \begin{equation}\label{LM-S1}
\begin{aligned}
\mathcal{L}_{M-S}(\psi, \varphi, \mathbb{A})
&= \frac{i \hbar}{4}  \left( \overline{\psi} \ \partial_{t,\varphi}
    \psi - \psi \   \overline{\partial_{t,\varphi}\ \psi} \right) -
    \frac{ \hbar^2}{4m} | \nabla_{ \mathbb{A}} \psi |^2
    - \frac{V}2 |\psi|^2\\
&\quad + \frac{D}{2 } |c^{-1}\partial_t \mathbb{A} + \nabla \varphi |^2 -
     \frac{D}{2} | \nabla \times \mathbb{A}|^2 ,
\end{aligned}
\end{equation}
where $D>0$ is a dimensionless constant. Taking the variation of
the functional
$$
\int_{\mathbb{R}^{1+3}} \mathcal{L}_{M-S}(\psi, \varphi,
\mathbb{A})$$ with respect to $\bar{\psi}$, we obtain the
Scr\"odinger equation \eqref{eq.Schemp} and this is the second
equation in \eqref{eq.MSdin}. The variation with respect to
$\varphi$ gives the equation
\begin{equation}\label{eq.M1}
    -\frac{e}{2} |\psi|^2 - D \Delta \varphi -  \frac{D}{c}
    \partial_t (\nabla \cdot \mathbb{A}) = 0,
\end{equation}
while the variation with respect to $ \mathbb{A}$ implies
\begin{equation}\label{eq.S2}
i \frac{\hbar e }{4m c} ( \nabla \overline{\psi} \psi -
\nabla \psi \overline{\psi}) - \frac{ e^2}{2 m c^2}
\mathbb{A} |\psi|^2
- \frac{D}{c^2} \partial_t^2 \mathbb{A} + D \Delta \mathbb{A} - D
\nabla ( \nabla \cdot \mathbb{A}) - \frac{D}{c} \partial_t \nabla
\varphi =0.
\end{equation}
We shall take (for simplicity)
\begin{equation}\label{eq.choiceD}
    D = \frac{1}{8\pi}
\end{equation}
and shall assume that the electromagnetic potential satisfies the
following Lorentz gauge condition
\begin{equation}\label{eq.Lorgauge}
    \frac{1}{c} \partial_t A^0 + \sum_{k=1}^3 \partial_{x_k} A^k =
    0.
\end{equation}
Then a combination between \eqref{eq.M1} and this Lorentz gauge
condition implies
\begin{equation}\label{eq.M1nm}
    -  \Delta \varphi +  \frac{1}{c^2}
    \partial_t ^2 \varphi = 4\pi e |\psi|^2,
\end{equation}
In a similar way from \eqref{eq.S2} we get (using the gauge
condition)
\begin{eqnarray}\label{eq.S2nm}
\frac{ \hbar e}{2 m c} \mathop{\rm Im} \left( \nabla_{k, \mathcal{A}}
\psi  \ \overline{\psi} \right) - \frac{1}{c^2} \partial_t^2
\mathbb{A}_k +  \Delta \mathbb{A}_k  =0, \quad \ k=1,2,3.
\end{eqnarray}
Equations \eqref{eq.M1nm} and \eqref{eq.S2nm} can be rewritten
as
\begin{align}
\frac{1}{c^2}\partial_{tt} \mathcal{A} - \Delta \mathcal{A} =
\mathcal{J}, \label{eq.MSdinfirst}
\end{align}
where
\begin{equation} \label{eq.def132adssee}
\mathcal{J}= (J_0,J_1,J_2,J_3),  \quad
 J_0 = 4\pi e|\psi|^2,\quad J_k =  4\pi \frac{\hbar e}{mc}\mathop{\rm Im}
 ( \bar{\psi}\partial_{k, \mathcal{A}} \psi)
\end{equation}
and this coincides with the first equation in \eqref{eq.MSdin}.

\section{The Variational Setting} \label{sec;1}

 In this section we shall prove a variational
principle that permits to reduce
 (\ref{eq.M-S}) to the study of the critical points of an even functional, which is
not strongly indefinite. To this end we need some technical
preliminaries.

We define the space $ {\bf\mathcal D}^{1,2}(\mathbb{R}^3) $ as the
closure of
 $ C^{\infty }_0(\mathbb{R}^3)$ with respect to the norm
$$
\Vert u\Vert_{{\mathcal D}^{1,2}} := \Big(
\int_{\mathbb{R}^3}\vert \nabla u\vert^2\,dx \Big)^ {1/2}.
$$
The Sobolev - Hardy inequality (see \cite{RS}) implies the
following lemma.

\begin{lemma} \label{lemma21a}
 For all $ \rho\in
L^{6/5}(\mathbb{R}^3)$ there exists only one
 $ \varphi \in {\mathcal D}^{1,2}(\mathbb{R}^3)$ {\it such that}
 $ \Delta\varphi =\rho$.  Moreover there results
 \begin{equation} \Vert\varphi\Vert^2_{{\mathcal D}^{1,2}}\le c\Vert\rho\Vert^2_{L^{6/5}}
 \label{Poissona}\end{equation}
  and the map
 $$ \rho\in L^{6/5}(\mathbb{R}^3)\mapsto\varphi=\Delta^{-1}(\rho)\in
 {\mathcal D}^{1,2}(\mathbb{R}^3) $$
  is continuous.
\end{lemma}


Moreover, the classical Sobolev embedding and a duality argument
guarantee the properties
\begin{equation}\label{startx}
\begin{gathered}
  H^1( \mathbb{R}^3 ) \subseteq L^q( \mathbb{R}^3 ) \quad \text{for}
   2 \leq q \leq 6 \\
  L^{q'} ( \mathbb{R}^3 ) \subseteq \left( H^1( \mathbb{R}^3 )\right)'
  \quad \text{for}   \frac{6}5 \leq q' \leq 2.
\end{gathered}
\end{equation}
Denoting by $H^1_r(\mathbb{R}^3) $ the set of all $H^1$ radial
functions. Then the classical Strauss Lemma shows that (see
\cite{S} or \cite[Theorem~A.I']{BL})
\begin{equation}\label{eq.strimb}
   H^1_r(\mathbb{R}^3) \text{ is compactly embedded into} \ \   L^q
(\mathbb{R}^3), 2 < q < 6.
\end{equation}
By Lemma \ref{lemma21a} and by using the Sobolev
inequalities, for any given $u \in H^1 (\mathbb{R}^3)$ the second
equation of (\ref{eq.M-S}) has the unique solution
$$
\varphi=-4\pi e \Delta^{-1} u^2 \big(\in {\mathcal
D}^{1,2}(\mathbb{R}^3)\big).
$$
For this reason we can reduce  the system (\ref{eq.M-S}) to the
equations
\begin{equation} -\frac{1}2 \Delta
u-4\pi e^2 (\Delta^{-1} u^2) u + V(x)u =\omega  u,\quad
\int_{\mathbb{R}^3} |u|^2 \,dx =N. \label{eq.rid}
\end{equation}
Observe that (\ref{eq.rid}) is the Euler-Lagrange equation of the
functional
\begin{equation} J(u)=\frac{1}4 \int_{\mathbb{R}^3}\vert\nabla u\vert^2\,dx+
 \pi \ e^2\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1} u^2\vert^2\,dx
 + \frac{1}2 \int_{\mathbb{R}^3} V(x) |u|^2 \,dx, \label{funz.rid}
\end{equation}
constrained on the manifold
$$
B:= \big\{u\in H^1(\mathbb{R}^3) \big\vert \Vert u\Vert_{L^2}^2=N\big\}.
$$
Note that the functional $J(u)$ can be defined for complex valued
$u$, while its critical points are only real-valued.

 Given any integer $ k \geq 1$ we set
$$
H^k_r(\mathbb{R}^3):=\{u\in H^k(\mathbb{R}^3) :  u(x)
=u(\vert x\vert), \; x\in\mathbb{R}^3 \}.
$$
\begin{lemma}
\label{lemma22} There results:
\begin{itemize}

\item[(i)]  $ J $  is even

\item[(ii)] $ J $ is $ C^1 $  on $ H^1 (\mathbb{R}^3) $  and its
critical points constrained on $B$ are  the solutions of
(\ref{eq.rid})

\item[(iii)] any critical point of $ J \big|_{H^1_r
(\mathbb{R}^3)\cap B} $ is also a critical point of $J\big|_{B}$.
\end{itemize}
\end{lemma}

\begin{proof} The proof of (i) is trivial.
Since \begin{equation*}{ \frac{d}{d\lambda} \Big(
\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1} |u+ \lambda v|^2
\vert^2\,dx}\Big) \Big|_{\lambda =0}= -4\
\int_{\mathbb{R}^3}(\Delta^{-1} u\vert v)\,dx,\end{equation*}
(ii) holds true.
Now we prove (iii). Consider the $O(3)$ group action $T_g$ on
$H^1(\mathbb{R}^3)$ defined by
$$T_g u(x) = u(g(x)),$$
where $g \in O(3)$ and $u \in H^1(\mathbb{R}^3)$. Then the
conclusion follows by well known arguments (see for example
\cite{S}) because $J$ is invariant under the $T_g$ action, namely
$$J (T_g u)=J (u), $$
where $g \in O(3)$ and $u \in H^1(\mathbb{R}^3)$. So, by \cite{P}
or \cite[Theorem~1.28]{W}, iii) is proved.
\end{proof}

\section{Topological Results}\label{sec:2}

In this section we shall prove some topological properties of the
functional $J$.

\begin{lemma}\label{lemma31}
The functional $J$ is weakly lower semicontinuous on $H^1_r(\mathbb{R}^3)$.
In particular, the operator
$$
T: u\in H^1_r(\mathbb{R}^3)\mapsto (\Delta^{-1} u^2) u\in
\big(H^1_r(\mathbb{R}^3)\big)'
$$
is compact and the functionals
\begin{gather*}
J_1: u \in H^1_r (\mathbb{R}^3) \mapsto
\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1} u^2\vert^2\,dx,\\
J_2: u \in H^1 (\mathbb{R}^3) \mapsto\int_{\mathbb{R}^3} V(x)u^2\,dx
\end{gather*}
are weakly continuous. \end{lemma}

\begin{proof}  We prove that $T$ is compact. Let
$\{u_k\}\subset H^1_r (\mathbb{R}^3)$ be bounded. Passing to a
subsequence, there exists $u\in H^1_r (\mathbb{R}^3)$ such that
$u_k\rightharpoonup u$ weakly in $H^1_r(\mathbb{R}^3)$.
By (\ref{Poissona}) and Sobolev
inequalities \eqref{startx} we see that $ \{ \Delta^{-1} u_k^2 \}
$ is bounded in $ {\mathcal D}^{1,2}(\mathbb{R}^3)$. Passing to a
subsequence, there exists $h \in{\mathcal D}^{1,2}(\mathbb{R}^3) $
such that
\begin{equation}
\Delta^{-1}u_k^2 \rightharpoonup h   \quad{\rm weakly\>
in }\>\>   {\mathcal D}^{1,2}(\mathbb{R}^3).
\label{weak}\end{equation} We have to prove that
\begin{equation} (\Delta^{-1} u_k^2)u_k  \to hu
  \quad{\rm in}\>\>  (H^1_r(\mathbb{R}^3))'.
\label{comp}\end{equation} Denote
$$
q=\frac{12}{5},\quad r=\frac{12}{7},\quad
\alpha=\frac{q}{r}=\frac{7}{5}, \quad
\alpha'=\frac{\alpha}{\alpha-1}=\frac{7}{2},
$$
clearly
$2<q< 6$, $\frac{6}{5}<r<2$, $\alpha'=\frac{6}{r}$.
We have
\begin{equation}
\Vert (\Delta^{-1} u^2_k) u_k -hu \Vert_{L^r}
\le \Vert (\Delta^{-1} u^2_k) u_k -(\Delta^{-1} u^2_k)u
\Vert_{L^r} +  \Vert (\Delta^{-1} u^2_k)u - hu\Vert_{L^r},
\label{proof1}
\end{equation}
 by H\"older inequality (note that
$1/r=1/6+1/q$)
$$
\Vert (\Delta^{-1} u^2_k) u_k -(\Delta^{-1} u^2_k)u \Vert_{L^r}
\le \Vert \Delta^{-1} u^2_k \Vert_{L^{6}} \Vert u_k -u\Vert_{L^q},
$$
then, using the compactness of the embedding \eqref{eq.strimb}, we see that
$u_k \to u $ in $ L^q (\mathbb{R}^3) $ and
$ \{\Delta^{-1} u_k^2 \} $ is bounded in
$ {\mathcal D}^{1,2}(\mathbb{R}^3) ( \hookrightarrow  L^6 (\mathbb{R}^3))$, we
have:
 \begin{equation}\Vert (\Delta^{-1} u^2_k) u_k - (\Delta^{-1}
u_k^2) u \Vert_{L^r}   {\to }   0 . \label{proof2}
\end{equation}
 From the fact that
$u_k \to u$  in $L^q(\mathbb{R}^3)$, we see that
$$
u_k^2  \to u^2 \quad  \text{in } L^{6/5}(\mathbb{R}^3).
$$
Applying Lemma \ref{lemma21a}, we find
$$
\Delta^{-1} u_k^2  \to \Delta^{-1}u^2
\quad\text{in } {\mathcal D}^{1,2}(\mathbb{R}^3).
$$
Now the Sobolev embedding \eqref{startx} guarantees that
$$\Delta^{-1} u^2_k  \to
\Delta^{-1} u^2    \quad{\rm in } \>\> L^6 (\mathbb{R}^3).
$$
Comparing this result with \eqref{weak}, we conclude that $h
=\Delta^{-1} u^2$ and via
$$
\Vert (\Delta^{-1} u^2_k) u -hu \Vert_{L^r} \le \Vert \Delta^{-1} u^2_k -h
\Vert_{L^{\alpha' r}} \Vert u \Vert_{L^q},
$$
we get
\begin{equation}
{\Vert (\Delta^{-1} u^2_k) u -hu \Vert_{L^r}  \to 0.} \label{proof3}
\end{equation}
So we have, by (\ref{proof1}), (\ref{proof2}) and
(\ref{proof3}), that
$$
(\Delta^{-1} u^2_k) u_k   \to   hu   \quad {\rm in }\>\>L^r (\mathbb{R}^3). $$
 From the properties \eqref{startx} we arrive at
(\ref{comp}).

We prove that $J_1$ is weakly continuous. Here it suffices to
observe that the operator $$Q:   u \in H^1_r (\mathbb{R}^3)
\mapsto u^2 \in L^{6/5} (\mathbb{R}^3)$$ is compact, indeed,
by the compact embeddings of $ H^1_r (\mathbb{R}^3 ) $,   the
operator:
 $$
 H^1_r(\mathbb{R}^3)\hookrightarrow \hookrightarrow  L^{12/5}
(\mathbb{R}^3) {\buildrel Q\over\to} L^{6/5}
(\mathbb{R}^3) $$ is compact and, by Lemma \ref{lemma21a}, the
following one
$\Delta^{-1}: L^{6/5} (\mathbb{R}^3) \to {\mathcal D}^{1,2}(\mathbb{R}^3)$
 is continuous.

We prove that $J_2$ is weakly continuous. Let
$ \{u_k \} \subset H^1 (\mathbb{R}^3) $ and
$ u \in H^1 (\mathbb{R}^3)$  such that
$$ u_k \rightharpoonup u \quad {\rm weakly\>  in}\>\>   H^1 (\mathbb{R}^3).
$$
Since
$u_k \rightharpoonup u$ weakly in $L^2 (\mathbb{R}^3)$,
there exists $ C>0 $ such that
$$\Vert u_k \Vert_{L^2} \le C, \quad \Vert u \Vert_{L^2} \le
C,\quad k\in \mathbb{N}.
$$
 Fix  $ \varepsilon >0 $, there results
\begin{equation}\int_{\{ \vert x \vert > z/{ \varepsilon} \}}V(x)
u_k^2\,dx \le C\varepsilon , \quad
\int_{\{ \vert x \vert >z/{ \varepsilon} \}}V(x) u^2\,dx \le C\varepsilon,\quad
k\in \mathbb{N}. \label{st}
\end{equation}
By the Sobolev inequality,
$u_k^2 \rightharpoonup u^2$ weakly  in  $L^3 (\mathbb{R}^3)$,
since $V \in L^{3/2}(\{\vert x \vert \le z/{\varepsilon}\})$,
there results
$$\int_{\{ \vert x \vert \le z/{ \varepsilon}\}}V (x) u_k^2\,dx \to
\int_{\{ \vert x \vert \le z/{ \varepsilon} \}}V(x) u^2\,dx.$$ Then,
by the previous one and (\ref{st}), we can conclude
$$
\int_{\mathbb{R}^3}V(x) u_k^2\,dx \to \int_{\mathbb{R}^3}V(x) u^2\,dx.
$$
Since, by well known arguments, the functional
$$
u \in H^1 (\mathbb{R}^3) \mapsto\int_{\mathbb{R}^3}|\nabla u|^2 \,dx
$$
is weakly lower semicontinuous. The proof is complete.
\end{proof}

\begin{lemma}\label{lemma32}
The functional $J$ is coercive in $H^1_r (\mathbb{R}^3)$, i. e. for all sequence
$\{u_k \} \subset H^1_r (\mathbb{R}^3)$ such that
$\Vert u_k\Vert_{H^1} \to +\infty$ there results
$\lim_k J(u_k)=+ \infty$. \end{lemma}

\begin{proof} Denote
$$
B_{H^1_r} =\{ u \in H^1_r (\mathbb{R}^3) \big\vert \Vert u
\Vert_{H^1} =1 \}.
$$
Let $\{u_k \} \subset H^1_r (\mathbb{R}^3)$
be a sequence, such that
$\Vert u_k \Vert_{H^1} \to +\infty$. Take
$$
\lambda_k = \Vert u_k \Vert_{H^1}\quad\text{and}\quad
{\tilde u}_k = \frac{ u_k}{\lambda_k}.
$$
Then obviously, $u_k = \lambda_k {\tilde u}_k$
with $\lambda_k \in \mathbb{R}$ tending to $+\infty$ and ${\tilde
u}_k \in B_{H^1_r}$. We have
$$ J (u_k ) = a_k\lambda^2_k+b_k\lambda^4_k-c_k\lambda^2_k,
$$
with
\begin{gather*}
a_k = \frac{1}4\int_{\mathbb{R}^3}\vert \nabla \tilde u_k\vert^2\,dx
\in \Big[0, \frac{1}4\Big],\\
b_k = \pi e^2\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1} \tilde u_k^2\vert^2\,dx \ge 0,\\
c_k = \frac{1}2 \int_{\mathbb{R}^3}V(x) {\tilde u}_k^2\,dx \ge 0.
\end{gather*}
Observe that by Sobolev inequality there results
\begin{align*}
2 c_k &= \int_{\{ \vert x \vert \le 1 \}} V (x) {\tilde u}_k^2\,dx
+ \int_{\{ \vert x \vert > 1 \}}  V(x) {\tilde u}_k^2\,dx \\
& \le \Vert V \Vert_{L^\frac{3}{2} (\{ \vert x \vert \le 1 \})}
\Vert \tilde u_k \Vert_{L^6 }^2 + \sup_{\vert x \vert \ge 1} V(x) \Vert \tilde u_k
\Vert_{L^2 }^2 \\
&\le \Big( C \Vert V \Vert_{L^\frac{3}{2} (\{ \vert x \vert \le 1
\})} + \sup_{\vert x \vert \ge 1} V(x) \Big) \Vert \tilde
u_k \Vert_{H^1}^2\\
&= \Big( C \Vert V \Vert_{L^\frac{3}{2} (\{ \vert x \vert \le 1
\})} + \sup_{\vert x \vert \ge 1} V(x)
\Big),
\end{align*}
where $ C > 0 $ is the Sobolev
embedding constant.  Since, by Lemma \ref{lemma31}, $ u \in H^1_r
(\mathbb{R}^3) \mapsto
\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1}
u^2\vert^2\,dx $ is weakly continuous and $ B_{H^1_r} $ is bounded
in $ H^1_r (\mathbb{R}^3 ) $, there exists $ \alpha >0 $ such that
$ b_k \ge \alpha >0.  $ Then we can conclude that
$$\lim_k J (u_k)=+ \infty ,$$
and so the proof is complete.
\end{proof}

 The two previous lemma guarantee that $J$ is bounded from
below. Alternatively, we can give a direct proof of this fact.

\begin{lemma}\label{lemma341} The functional $J$
is bounded from below on $ B$. \end{lemma}

\begin{proof}
For each $u\in B$ there results
\begin{equation}
J(u) \ge \frac{1}4 \int_{\mathbb{R}^3}\vert\nabla u\vert^2\,dx
 - \frac{1}2 \int_{\mathbb{R}^3} V(x) |u|^2 \,dx.
\label{pb1}\end{equation} By Kato's Inequality (see (7.13) page 35
in \cite{Lie}) and since $u\in B$
$$
 \int_{\mathbb{R}^3} V(x) |u|^2 \,dx= Z \int_{\mathbb{R}^3} \frac{|u|^2}{|x|} \,dx\le CZ\Vert u\Vert_{L^2}
\Vert\nabla u\Vert_{L^2}=CNZ\Vert\nabla u\Vert_{L^2},
$$
for some constant $C>0$. So, by (\ref{pb1}),
\begin{equation}\label{pb10}
J(u) \ge \frac{1}4 \Vert\nabla u\Vert^2_{L^2}
 - \frac{CNZ}2\Vert\nabla u\Vert_{L^2}.
\end{equation}
Since the map
$$x\in{\mathbb{R}}\mapsto \frac{1}4 x^2 - \frac{NCZ}{2}x$$
is bounded from below, by (\ref{pb10}), the claim is done.
\end{proof}

\section{Spectral Results} \label{sec:4}

The main result of this section is as follows.

\begin{proposition}\label{lemmaspec}
Let  $(u,\omega)\in H^1_r(\mathbb{R}^3)\times\mathbb{R}$
be solution of the equation in (\ref{eq.rid}). If
\begin{gather}\label{spec1}
0<\int_{\mathbb{R}^3} u^2 \,dx\le N, \\
\label{eq.vwq}     V(x) = - \frac{Ze^2}{|x|},
\end{gather}
then
\begin{gather}\label{spec2}
\omega<0 \quad \text{provided $Z>N$}, \\
\label{spec2'}
\omega \le 0 \quad\text{ provided $Z=N$}.
\end{gather}
\end{proposition}

This proposition implies that Theorem \ref{lemmaspecin} is valid.
However, to prove the above proposition some Lemmas are needed.

\begin{lemma}\label{lemmaag0}
Let $u\in C^2(\{|x|\ge R\})$ be a solution of
\begin{equation}\label{eq.Agmon}
\Delta u + p(x) u=0,\quad |x|\ge R,\end{equation} for some $R>0$,
if $p\in C(\mathbb{R}^3)$ and there exist $\alpha,  R_0>R$ such
that
\begin{equation}\label{eq.cornic}
    p(|x|) \geq 0, \quad |x|\ge R_0,
\end{equation}
\begin{equation}\label{eq.Agmon1}
\frac{\partial p}{\partial r} + \frac{2(1-\alpha)}{|x|} p \ge
0,\quad |x|\ge R_0,\end{equation} then
\begin{equation}\label{eq.Agmon2}
\liminf_{R\to +\infty}
\frac{1}{R^{\alpha}}\int_{\{R_0\le |x| \le R\}} p(x) u^2(x)\,dx
>0.\end{equation}
\end{lemma}

The proof of the above lemma is a direct consequence of
\cite[Theorem 3]{A}.

\begin{lemma}\label{lemmaag}
Let $u\in H^1_r(\mathbb{R}^3), v\in
L^1(\mathbb{R}^3)\cap L^{6/5}(\mathbb{R}^3)$ radial, $\omega > 0$
or $\omega =0$ and
\begin{equation}\label{eq.Agmon3}v\ge 0,\quad \int_{\mathbb{R}^3} v \,dx
<  Z.\end{equation}
If $u,v$ satisfy the equation
\begin{equation}\label{eq.Agmon4}-\frac{1}2 \Delta u-4\pi e^2(\Delta^{-1} v) u
+ V(x)u =\omega  u,\end{equation}  then $u\equiv 0$.
\end{lemma}

\begin{proof} Assume, by absurd, that there exist
$u\not\equiv 0$ and $\omega \ge 0$ satisfying (\ref{eq.Agmon3})
and (\ref{eq.Agmon4}). Denote
$$
p(x) := 8\pi e^2 (\Delta^{-1}v)(x) - 2 V(x) +2\omega, \quad x\in
\mathbb{R}^3,
$$
clearly $u$ is solution of (\ref{eq.Agmon}). We
shall apply Lemma \ref{lemmaag0} for this take $\alpha$,
$0<\alpha<\frac{1}{2}$. By \cite{L2} or  Lemma
\ref{l.Lio} in the Appendix,
\begin{equation}\label{eq.Lions}
    4\pi (\Delta^{-1}v)(x) = -\int_{\mathbb{R}^3}\frac{v(y)}{\max\{|x|,|y|\}}\,dy ,
\quad x\in \mathbb{R}^3,
\end{equation}
so
\begin{equation}\label{eq.viz231}
p(|x|) = 2 e^2 \int_{|y| \geq |x|} \big( \frac{1}{|x|}
- \frac{1}{|y|}\big)  v(y)\, dy
    +2\omega + 2\frac{Z-N}{|x|} e^2 \ge 0.
\end{equation}
For $r= |x|$, there results
\begin{equation} \label{eq.Agmon5}
\begin{aligned}
\frac{\partial p}{\partial r}(x) + \frac{2(1-\alpha)}{|x|}p(x)
&=8\pi e^2 \big(\frac{\partial (\Delta^{-1}v)}{\partial r}(x) +
\frac{2(1-\alpha)}{|x|}(\Delta^{-1}v)  (x)\big)\\
&\quad- 2\big(\frac{\partial V}{\partial r}(x) +
\frac{2(1-\alpha)}{|x|}V (x)\big)+ \frac{4(1-\alpha)\omega}{|x|}.
\end{aligned}
\end{equation}
Moreover, by (\ref{eq.Vdef}),
\begin{equation} \label{eq.Agmon6}
-\frac{\partial V}{\partial r}(x) - \frac{2(1-\alpha)}{|x|}V(x)
= -\frac{Z}{r^2} + \frac{2(1-\alpha)Z}{r^2} =
\frac{(1-2\alpha)Z}{r^2}.
\end{equation}
So using this relation and Lemma \ref{l.Lio1a}  from the
 Appendix, we find
\begin{equation}\label{eq.Agmon7}
\begin{aligned}
&4\pi \big(\frac{\partial \Delta^{-1}v}{\partial r}(x) +
\frac{2(1-\alpha)}{|x|}\Delta^{-1}v  (x)\big)\\
&= \int_{|y| < r}\frac{v(y)}{|x|^2}\,dy  -
\frac{2(1-\alpha)}{r}\int_{\mathbb{R}^3}\frac{v(y)}{\max\{|x|,|y|\}}\,dy \\
&=\int_{|y| < r}\frac{v(y)}{|x|^2}\,dy -
\frac{2(1-\alpha)}{r}\int_{\{|y|\le
r\}}\frac{v(y)}{\max\{|x|,|y|\}}\,dy \\
&\quad -\frac{2(1-\alpha)}{r}\int_{\{|y|\ge
r\}}\frac{v(y)}{\max\{|x|,|y|\}}\,dy \\
&=\int_{\{|y|\le r\}}\frac{v(y)}{\max\{|x|^2,|y|^2\}}\,dy -
\frac{2(1-\alpha)}{r^2}\int_{\{|y|\le r\}}v(y)\,dy\\
&\quad -\frac{2(1-\alpha)}{r}\int_{\{|y|\ge r\}}\frac{v(y)}{|y|}\,dy\\
&\ge\int_{\{|y|\le r\}}\frac{v(y)}{r^2}\,dy -
\frac{2(1-\alpha)}{r^2}\int_{\{|y|\le r\}}v(y)\,dy
-\frac{2(1-\alpha)}{r^2}\int_{\{|y|\ge
r\}}v(y)\,dy \\
&\ge-\frac{(1-2\alpha)}{r^2}\int_{\mathbb{R}^3}v(y)\,dy-
\frac{2(1-\alpha)}{r^2}\int_{\{|y|\ge r\}}v(y)\,dy.
\end{aligned}
\end{equation}
By (\ref{eq.Agmon5}),  (\ref{eq.Agmon6}) and (\ref{eq.Agmon7}),
\begin{equation} \label{eq.Agmon8}
\begin{aligned}
&\frac{\partial p}{\partial r}(x) + \frac{2(1-\alpha)}{|x|} p(x)\\
&\ge 2\frac{(1-2\alpha)}{r^2}\Big(Z-\int_{\mathbb{R}^3}v(y)\,dy\Big)
+4\frac{(1- \alpha)}{r}\Big(\omega - \frac{1}{r} \int_{\{|y|\ge
r\}}v(y)\,dy\Big).
\end{aligned}
\end{equation}
If $\omega >0$, then there exists $R_0> 0$ such that
$$
\frac{1}{|x|}\int_{\{|y|\ge |x|\}}v(y)\,dy\le \frac{\omega}2 , \quad |x|\ge R_0.
$$
If $\omega = 0$ and $Z>N$, then for any $\varepsilon>0$ one can
find $R_0> 0$ such that
$$\int_{\{|y|\ge |x|\}}v(y)\,dy\le \varepsilon, \quad |x|\ge R_0.
$$
In both cases, by (\ref{eq.Coul1}), (\ref{eq.Agmon3}) and
(\ref{eq.Agmon8}), since $0<\alpha<\frac{1}{2}$, we
have
\begin{equation}\label{eq.Agmon9}
\frac{\partial p}{\partial r}(x) + \frac{2(1-\alpha)}{|x|} p(x)\ge
0, \quad |x|\ge R_0.
\end{equation}
By (\ref{eq.Agmon}) and Lemma \ref{lemmaag0}, the formula
(\ref{eq.Agmon2}) holds true.
On the other hand, we have
\begin{equation}\label{eq.Agmon10}
\int_{\mathbb{R}^3} u^2 (\Delta^{-1}v)\,dx\le \Vert
u\Vert^2_{L^{12/5}} \Vert \Delta^{-1}v \Vert_{L^6}\end{equation}
and, as in Lemma \ref{lemma32},
\begin{equation}\label{eq.Agmon11}
\int_{\mathbb{R}^3} u^2 | V | \,dx\le \Vert V
\Vert_{L^{3/2}(\{|x|\le 1\})}\Vert u\Vert^2_{L^6} + Z \Vert
u\Vert^2_{L^2}, \end{equation} so, by (\ref{eq.Agmon10}) and
(\ref{eq.Agmon11}),
\begin{equation} \label{eq.Agmon12}
\begin{aligned}
&\int_{\{R_0\le |x| \le R\}} p  u^2 \,dx\\
&\le \int_{\mathbb{R}^3} p  u^2 \,dx \\
&= 2\Big(4\pi e^2 \int_{\mathbb{R}^3}(\Delta^{-1}v)u^2\,dx+
\int_{\mathbb{R}^3}V u^2\,dx+\int_{\mathbb{R}^3} \omega u^2\,dx\Big)\\
&\le 8\pi  e^2\Vert u\Vert^2_{L^{12/5}} \Vert \Delta^{-1}v
\Vert_{L^6}+2\Vert V \Vert_{L^{3/2}(\{|x|\le 1\})}\Vert
u\Vert^2_{L^6} + 2Z \Vert u\Vert^2_{L^2}+2\omega \Vert
u\Vert^2_{L^2}.
\end{aligned} \end{equation}
Then
\begin{equation}\label{eq.Agmon13}
\lim_{R\to +\infty}
\frac{1}{R^{\alpha}}\int_{\{R_0\le |x| \le R\}} p(x) u^2(x)\,dx
=0,\end{equation} and this is absurd, since (\ref{eq.Agmon13})
contradicts (\ref{eq.Agmon2}), this concludes the proof.
\end{proof}

\begin{corollary}\label{cor.spec}
If $V\equiv 0$ and the assumptions of Lemma
\ref{lemmaag} are satisfied, then $u\equiv 0$.
\end{corollary}


\begin{proof} Suppose, by absurd, that there is
$u\not\equiv 0$ solution of (\ref{eq.Agmon4}), multiplying by $u$
and integrating on $\mathbb{R}^3$, we get $\omega>0$. We are going
to apply the Agmon's result of Lemma \ref{lemmaag0}. For this we
have to verify the condition (\ref{eq.Agmon1}) for $|x|$ large
enough, $0<\alpha<\frac{1}{2}$ and
$$
p(x) := 2 (\Delta^{-1}v)(x)  +2\omega, \quad x\in \mathbb{R}^3.
$$
The argument of the previous lemma (with $Z=0$)
gives
\begin{align*}
&\frac{\partial p}{\partial r}(x) + \frac{2(1-\alpha)}{|x|} p(x)\\
&\ge 4\frac{(1-\alpha)\omega}{r}-2\frac{(1-2\alpha)}{r^2}
\int_{\mathbb{R}^3}v(y)\,dy-4\frac{(1- \alpha)}{r^2} \int_{\{|y|\ge r\}}v(y)\,dy.
\end{align*}
So, for $R_0>0$ sufficiently large
$$
 \frac{\partial p}{\partial r}(x) + \frac{2(1-\alpha)}{|x|}
p(x)\ge0,\quad |x|\ge R_0.
$$
By (\ref{eq.Agmon12}), with $Z=0$ we have
$$
\frac{1}{R^{\alpha}}\int_{\{R_0\le |x| \le R\}} p  u^2 \,dx\le
\frac{2}{R^{\alpha}}\left(\Vert u\Vert^2_{L^{12/5}} \Vert
\Delta^{-1}v \Vert_{L^6}+\omega \Vert
u\Vert^2_{L^2}\right).
$$
This is absurd, because it contradicts (\ref{eq.Agmon2}), then
$u\equiv 0$.
\end{proof}

\begin{proof}[Proof of Theorem \ref{thmain0m}]
Denote $v(x):=  u^2(x)$,  $x\in \mathbb{R}^3$.
By the Sobolev inequalities
$$ v\in L^1(\mathbb{R}^3)\cap L^{6/5}(\mathbb{R}^3),
$$
it is radial and, by the constraint in (\ref{eq.rid}), it
satisfies also (\ref{eq.Agmon3}). Since $\omega\ge 0$, the claim
is direct consequence of the previous  corollary and of the
equivalence between (\ref{eq.M-S}) and (\ref{eq.rid}).
\end{proof}

\begin{lemma}\label{Lemmaag}
If $u\in H^1_r(\mathbb{R}^3)$ is a solution of
\eqref{eq.rid}, such that
\begin{gather}\label{norm}\int_{\mathbb{R}^3} u^2 \,dx < Z, \\
\label{norm1}\omega\ge 0,
\end{gather}
 or
 \begin{gather}\label{normqw}
 \int_{\mathbb{R}^3} u^2 \,dx = Z,\\
\label{norm1qw}\omega > 0,
\end{gather}
then $u\equiv 0$.
\end{lemma}

\begin{proof} Denote
$v(x):= u^2(x)$, for $x\in \mathbb{R}^3$.
By the Sobolev inequalities
$$
v\in L^1(\mathbb{R}^3)\cap L^r(\mathbb{R}^3),\quad \frac{6}5  <r\le 2,
$$
it is radial and, by (\ref{norm}) or \eqref{normqw}, it  satisfies
also (\ref{eq.Agmon3}). Applying Lemma \ref{lemmaag}, we complete
the proof. \end{proof}

Then the proof of Proposition \ref{lemmaspec} is a
direct consequence of the lemma above.

The proof of Theorem \ref{lemmaspecin} is a direct
consequence of Lemma  \ref{Lemmaag} and of the equivalence between
(\ref{eq.M-S}) and (\ref{eq.rid}).


\section{Proof of Theorem \ref{thmain1m}} \label{sec:5}

In this section we shall prove Theorem \ref{thmain1m}. We begin
proving some lemmas.


\begin{lemma}\label{lemma33}
The functional $J\big|_{H^1_r(\mathbb{R}^3)\cap B} $  satisfies the
Palais-Smale  condition in each level
 $]-\infty , -\varepsilon], \varepsilon>0$,  i.e. any sequence
$\{ u_k \} \subset H^1_r (\mathbb{R}^3) \cap B $   such that
$ \{  J(u_k)\}  $ is bounded and
\begin{equation}  J(u_k)\le  -\varepsilon, \quad J \big|_{H^1_r
(\mathbb{R}^3)\cap B} ' (u_k) \to 0,
\label{assPS}\end{equation}
 contains a converging subsequence.\end{lemma}

\begin{proof} Fix $\varepsilon >0$. Let $\{u_k \}
\subset H^1_r (\mathbb{R}^3)\cap B$ be such that $\{ J (u_k) \}  $
is bounded and satisfies (\ref{assPS}).  First of all observe
that, by (iii) of Lemma \ref{lemma22}, there results
$$
J \big|_{H^1_r (\mathbb{R}^3)\cap B} ' (u) =0
\Longleftrightarrow J \big|_{B}  ' (u)=0,$$  then we can assume
$$J \big|_{B}' (u_k)  \to 0.
$$
Since $J(u_k) \le  -\varepsilon$, by Lemma \ref{lemma32},
$\{ u_k\}$ is bounded in $H^1_r ( \mathbb{R}^3 )$,  passing to a
subsequence, there exists $u \in H^1_r (\mathbb{R}^3 )$ such that
\begin{equation} u_k \rightharpoonup u
\quad \quad{\rm weakly \>in}\>\> H^1_r(\mathbb{R}^3). \label{4}
\end{equation}
We shall prove that
\begin{equation} u_k \to u   \quad \quad{\rm in}\>\>
H^1_r(\mathbb{R}^3).\label{6}\end{equation}
 By definition, there exists $\{\omega_k\}\subset
\mathbb{R}$ such that
$$
J \big|_{B}' (u_k)= J' (u_k) - \omega_k u_k,\quad k\in\mathbb{N}.
$$
Observe that, since $\{u_k\}\subset B$, we have
\begin{align*}
&N\omega_k \\
&= \langle J \big|_{ B}'(u_k), u_k\rangle - \langle J'(u_k), u_k\rangle \\
&=  \langle J \big|_{ B}'(u_k), u_k\rangle-\frac{1}2
 \int_{\mathbb{R}^3}\vert\nabla u_k\vert^2\,dx
 -4\pi e^2\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1} u_k^2\vert^2\,dx +
 \int_{\mathbb{R}^3}V(x) \vert u_k\vert^2\,dx \\
&=  \langle J \big|_{ B}'(u_k), u_k\rangle-2 J(u_k) -
 2\pi e^2\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1}u_k^2\vert^2\,dx,
\end{align*}
    by Lemma
\ref{lemma31} and (\ref{assPS}), $\{\omega_k\}$ is bounded in
$\mathbb{R}$ and so passing to a subsequence there results
\begin{gather}
\omega_k \to \omega\,, \label{W}\\
-\frac{1}2 \Delta u-4\pi e^2(\Delta^{-1} u^2) u - V(x)u =\omega u\,. \label{5}
\end{gather}
If $\omega<0$, by Lemma \ref{lemma31},
(\ref{4}), (\ref{W}) and (\ref{5}),
\begin{equation} \label{5'}
\begin{aligned}
&\frac{1}2\int_{\mathbb{R}^3}\vert \nabla u_k \vert^2\,dx - \omega
 \int_{\mathbb{R}^3} u_k^2\,dx\\
&= \big\langle J  \big|_{ B}'(u_k) ,\, u_k
 \big\rangle - 4 \pi e^2 \int_{\mathbb{R}^3}\vert\nabla\Delta^{-1}
 u_k^2\vert^2 \,dx +\int_{\mathbb{R}^3}V(x) u_k^2\,dx  + (\omega_k -\omega)
 \int_{\mathbb{R}^3} u_k^2\,dx\\
&\to - 4 \pi e^2\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1} u^2\vert^2\,dx +
 \int_{\mathbb{R}^3}V(x) u^2\,dx \\
&=\frac{1}2\int_{\mathbb{R}^3}\vert \nabla
u \vert^2\,dx - \omega \int_{\mathbb{R}^3} u^2 \,dx,
\end{aligned}
\end{equation}
 and then (\ref{6}) follows.

Now we consider the case $\omega\ge 0$. If $\Vert u
\Vert_{L^2}=0$, by Lemma \ref{lemma31}, we have
$$
0= J(u) \le \liminf_{k} J(u_k)\le -\varepsilon,
$$
that is absurd. If
$0<\Vert u \Vert_{L^2}^2< N$ then $u$ is solution of the equation
in (\ref{eq.rid}), (\ref{norm}) and (\ref{norm1}) hold. So, by
Lemma \ref{Lemmaag} ,
 we have $u\equiv 0$ and also this is absurd.
Finally, if $\Vert u \Vert_{L^2}^2= N$, we have, from \eqref{4}
\begin{equation}\label{5''}
u_k\to u   \quad \quad{\rm in}\>\> L^2(\mathbb{R}^3),
\end{equation}
then \eqref{6} is direct consequence of \eqref{W}, \eqref{5'} and \eqref{5''}.
 This concludes the proof.
 \end{proof}

\begin{remark}\label{rem.ripar} \rm
Let $ \rho\in L^1(\mathbb{R}^3)\cap
L^r(\mathbb{R}^3)$, with  $ { \frac{6}5 }<r\le 2 ,
\varphi \in {\mathcal D}^{1,2}(\mathbb{R}^3)$  radially symmetric
maps such that  $ \Delta\varphi =\rho$. Denote
$$\rho_\nu (x):= \rho(\nu x), \quad x\in \mathbb{R}^3,  \nu\ge 0
$$
we claim that the unique solution $\varphi_\nu$ of the equation
$$ \Delta\varphi_\nu =\rho_\nu$$
is
$\varphi_\nu(x) := \nu^{-2} \varphi(\nu x)$,
$x\in\mathbb{R}^3$.
Indeed, denoting $r=|x|$, there results
\begin{equation} \label{rip1}
\begin{aligned}\Delta\varphi_\nu(x)
&= \Delta\varphi_\nu(r) = \partial_{rr}^2 \varphi_\nu(r)
  + \frac{2}{r} \partial_{r} \varphi_\nu(r) \\
&= \frac{1}{\nu^2}\Big( \nu^2 \partial_{rr}^2 \varphi(\nu r)   +
 \frac{2\nu}{r} \partial_{r} \varphi(\nu r) \Big)\\
&=\partial_{rr}^2\varphi(\nu r)+ \frac{2}{r\nu}
 \partial_{r} \varphi(\nu r) \\
&=\Delta \varphi(\nu x) =\rho(\nu x)=\rho_\nu(x).
\end{aligned}
\end{equation}
Moreover
\begin{equation} \label{rip2}
\begin{aligned}
\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1} \rho_\nu(x)\vert^2\,dx
&=\int_{\mathbb{R}^3}\vert\nabla\varphi_\nu(x)\vert^2\,dx
 =\frac{1}{\nu^2} \int_{\mathbb{R}^3}\vert\nabla\varphi(\nu x)\vert^2\,dx \\
&=\frac{1}{\nu^5} \int_{\mathbb{R}^3}\vert\nabla\varphi(x)\vert^2\,dx
 =\frac{1}{\nu^5}\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1}
\rho(x)\vert^2\,dx.
\end{aligned}
\end{equation}
\end{remark}

For the last part of this section we need more notation. Define
\begin{gather*}
c_k := \inf \big\{ \sup J(A) \big\vert A \in {\mathcal A},
 \gamma (A) \ge k \big\}, \quad
 k \in \mathbb{N} \backslash \{ 0 \}, \\
\tilde c_k :=\inf \big\{ \sup
 J\big(h\big(S^{k-1}\big)\big)\big\vert h \in \Omega_k\big\},\quad
 k \in \mathbb{N} \backslash \{ 0 \},\\
\tilde c_{k,\lambda}:=\inf \big\{ \sup
 J\big(h\big(S^{k-1}\big)\big)\big\vert h \in
 \Omega_{k,\lambda}\big\}, \quad
 k \in \mathbb{N} \backslash \{ 0\},  \lambda>0,
\end{gather*}
where
\begin{gather*}
{\mathcal A} := \big\{ A \subset H^1_r (\mathbb{R}^3 )\cap B :
 A  \text{ is closed and symmetric} \big\},  \\
\Omega_k :=\big\{h: S^{k-1}\to H^1_r(\mathbb{R}^3)\cap B : h
 \text{is continuous   and  odd}\big\},
 \quad k \in \mathbb{N} \backslash \{ 0 \},\\
\Omega_{k,\lambda}:=\big\{h: S^{k-1}\to H^1_r(\mathbb{R}^3)\cap B_{\lambda}:
 h \text{is continuous  and odd}\},\quad k \in \mathbb{N} \backslash \{ 0 \big\},
 \lambda>0,\\
B_\lambda := \big\{u\in H^1(\mathbb{R}^3): \Vert
u\Vert_{L^2}=\lambda\big\},\quad \lambda>0
\end{gather*}
and $\gamma$ is the Krasnoselskii Genus (see e. g. \cite[Definition 1.1]{AR}).


\begin{lemma}\label{lemma37}
There results
\begin{equation} c_k \le \tilde c_k \le\tilde
c_{k,\lambda},\label{mono}\end{equation} for each $k\in
\mathbb{N} \backslash \{ 0 \}$ and $0<\lambda\le \sqrt{N}$.
\end{lemma}

\begin{proof} Fix $k\in  \mathbb{N} \backslash \{ 0\}$. We prove that
\begin{equation} c_k \le \tilde c_k .\label{mono1}\end{equation}
Let $h\in \Omega_k$, since $h$ is continuous and odd the set
$J(h(S^{k-1}))$ is closed and symmetric. Moreover
$h(S^{k-1})\subset B$ and, by the invariance property of the
Genus, there results
$$\gamma\big(h\big(S^{k-1}\big)\big)\ge \gamma\big(S^{k-1}\big)= k.$$
So we have
$c_k \le \sup J\big(h\big(S^{k-1}\big)\big)$ and then (\ref{mono1}) is proved.

Now, we prove that
\begin{equation} \tilde c_k \le\tilde
c_{k,\lambda},\quad 0<\lambda\le \sqrt{N}.
\label{mono2}\end{equation} Fix $0<\lambda\le \sqrt{N}$ and define
$$
h_\lambda (\xi)(x)= \frac{1}{\lambda^5} h (\xi)\Big(\frac{x}{\lambda^4}\Big),
\quad h \in \Omega_k,   \xi \in S^{k-1}.
$$
Let $h \in\Omega_k$
and $\xi \in S^{k-1}$ such that
\begin{equation}\frac{3}{2 N^2} \int_{\mathbb{R}^3}\vert \nabla u \vert^2\,dx
-\int_{\mathbb{R}^3}V(x) |u|^2 \,dx \ge 0,\label{pos}\end{equation}
where $u:= h(\xi)$. Set
$$
\nu := \frac{1}{\lambda^4}, \quad u_\nu (x):=
h_\lambda (x)=\nu^{5/4} (x) u(\nu x)
$$
and observe that, by (\ref{rip2}), there results
\begin{gather*}
\int_{\mathbb{R}^3} |u_\nu|^2 \,dx
 =\frac{1}{\nu^{1/2}} \int_{\mathbb{R}^3} |u|^2 \,dx= \lambda^2N, \\
\int_{\mathbb{R}^3}\vert \nabla u_\nu \vert^2\,dx
 =\nu^{3/2}\int_{\mathbb{R}^3}\vert \nabla u \vert^2\,dx, \\
\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1} u_\nu^2(x)\vert^2\,dx
  =\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1} u^2(x)\vert^2\,dx, \\
\int_{\mathbb{R}^3}V(x) |u_\nu|^2 \,dx
 =\nu^{1/2}\int_{\mathbb{R}^3}V(x) |u|^2 \,dx.
\end{gather*}
Consider the map
$$
f(\nu):= J(u_\nu)=\frac{\nu^{3/2}}4 \int_{\mathbb{R}^3}
\vert\nabla u\vert^2\,dx+  \pi e^2\int_{\mathbb{R}^3}
\vert\nabla\Delta^{-1} u^2\vert^2\,dx
 - \frac{\nu^{1/2}}2 \int_{\mathbb{R}^3} V(x) |u|^2 \,dx,
$$
there results
$$
\frac{df}{d\nu} (\nu) = \frac{3\nu^{1/2}}8
\int_{\mathbb{R}^3}\vert\nabla u\vert^2\,dx -
\frac{1}{4\nu^{1/2}} \int_{\mathbb{R}^3} V(x) |u|^2 \,dx.
$$
Clearly
$$
\frac{df}{d\nu} (\nu)\ge 0 \Longleftrightarrow\frac{3\nu}{2}
\int_{\mathbb{R}^3}\vert\nabla u\vert^2\,dx- \int_{\mathbb{R}^3}
V(x) |u|^2 \,dx\ge 0
$$
 and then, by (\ref{pos}), $f$ is increasing
for $\nu \ge 1/N^2$, namely
$$
J(h(\xi)) = J(u) \le J(u_\nu) =J(h_\lambda(\xi)).
$$
Since, if there exists $\xi'\in S^{k-1},   \xi\not=\xi'$ such
that $h(\xi')$ does not satisfy (\ref{pos}), we have
$J(h(\xi'))\le J(h(\xi))$, then
$$
\sup J\big(h\big(S^{k-1}\big)\big)\le\sup J\big(h_\lambda\big(S^{k-1}\big)\big).
$$
This concludes the proof of (\ref{mono2}).
\end{proof}

\begin{lemma}\label{lemma371}
For all $k \in \mathbb{N} \backslash \{ 0 \}$, there exist a
subspace $ V_k  \subset   H^1_r (\mathbb{R}^3) $ of dimension $
k$  and $\nu > 0 $ such that
$$\int_{\mathbb{R}^3} \Big( \frac{1} 2 \vert \nabla u
\vert^2 - V(x) u^2 \Big) \,dx \le -\nu,
$$
for all $u \in V_k \cap B$. \end{lemma}

\begin{proof} Let $u$ be a smooth map with compact
support such that
$$
\int_{\mathbb{R}^3}  \vert  u \vert^2 \,dx = N,\quad {\rm supp} (u)\subset B_2 (0)
\backslash B_1 (0),$$
where
$$
B_{\rho} ( x ) := \big\{ y\in \mathbb{R}^3 \big| \vert x - y
\vert < \rho \big\},\quad x \in \mathbb{R}^3,    \rho >0.
$$
Denote
$$ u_{\lambda} (x):=\lambda^{3/2} u(\lambda x), \quad \lambda >0,
  x \in \mathbb{R}^3,
$$
there results
$$
\int_{\mathbb{R}^3}  \vert  u \vert^2 \,dx =\int_{\mathbb{R}^3}
\vert u_{\lambda}  \vert^2 \,dx =N,  \quad {\rm supp}
(u_{\lambda})\subset B_{2/\lambda}(0) \backslash B_{1/\lambda} (0).
$$
We have
\begin{align*}
\int_{\mathbb{R}^3} \Big( \frac{1} 2
\vert \nabla u_{\lambda} \vert^2 - V(x) u_{\lambda}^2 \Big)\,dx
&=\int_{\mathbb{R}^3} \Big( \lambda^2 \frac{1}2 \vert \nabla u
 \vert^2 - V \big( {x/\lambda } \big) u^2 \Big)\,dx  \\
&\le \lambda^2 \int_{\mathbb{R}^3} \frac{1} 2  \vert \nabla u
 \vert^2 \,dx -N \inf_{{\rm supp} (u)/ \lambda} V \\
&\le \lambda^2 \int_{\mathbb{R}^3} \frac{1} 2  \vert \nabla u \vert^2
\,dx -\frac{z\lambda}{2}N.
\end{align*}
There exists $ {\lambda}_0 >0 $ such
that
$$ \int_{\mathbb{R}^3} \Big(\frac{1} 2  \vert \nabla u_{{\lambda}_0}
\vert^2 - V(x) u_{{\lambda}_0}^2 \Big)\,dx <0.
$$
Let $ k \in \mathbb{N} \backslash \{ 0 \} $ and $ u_1, u_2, \dots ,u_k $ be
smooth maps with compact supports such that
 $$
\int_{\mathbb{R}^3}  \vert  u_i \vert^2 \,dx =1,\quad \mathop{\rm supp}
(u_i)\subset B_{2i} (0) \backslash B_i (0) , \quad i = 1,  2, \dots ,  k.
$$
Using an analogous argument we are able to find $
\lambda_1,  \lambda_2,  \dots ,  \lambda_k >0$ such that
 $$
 \int_{\mathbb{R}^3} \Big( \frac{1} 2  \vert \nabla u_{i_{{\lambda}_i}} \vert^2 - V(x)
u_{i_{{\lambda}_i}}^2 \Big)\,dx <0, \quad i = 1,  2, \dots , k\,.
$$
Let $0 < \bar \lambda < \min \{\lambda_1,  \lambda_2,  \dots ,  \lambda_k \}$
and let $ V_k $ be the subspace spanned by $ u_{1_{\bar \lambda}}$,
$u_{2_{\bar \lambda}}$, \dots, $u_{k_{\bar \lambda}}$. Since the
supports of this maps are pairwise disjoint, $ V_k $ has dimension
$ k. $ Since for all $ i = 1, 2, \dots , k $ and $
\lambda \le \lambda_i $, there results
$$
\int_{\mathbb{R}^3} \Big( \frac{1} 2  \vert
\nabla u_{i_\lambda} \vert^2 - V(x) u_{i_\lambda}^2 \Big) < 0
$$
and $ V_k \cap B $ is compact, the claim is proved. \end{proof}

\begin{lemma}\label{lemma3711}
There results
\begin{equation} c_k <0,\label{monoo}\end{equation}
for each $k\in  \mathbb{N} \backslash \{ 0 \}$.
\end{lemma}

\begin{proof} Let $ k \in \mathbb{N} \backslash \{ 0 \} $, by
Lemma \ref{lemma371}, there exist $ V_k \subset H^1_r (\mathbb{R}^3)$
subspace of dimension $ k $   and $ \nu > 0$ such that, for all
$ u \in V_k \cap B$,
$$
\int_{\mathbb{R}^3} \Big( \frac{1} 2  \vert \nabla u \vert^2 - V (x)u^2
\Big) \,dx \le -\nu.
$$
Let $ \lambda >0 $ and define
  $$h_\lambda : V_k \cap B \to
H^1_r (\mathbb{R}^3), \quad h_\lambda (u)= \lambda^{1/2} u.
$$
Fixed $ u \in V_k \cap B$ and $ 0 < \lambda < \sqrt{N}$, there
results
  \begin{equation}
J ( h_\lambda (u)) \le  -{\lambda / 2} \nu + c \lambda^2   \le
-{\lambda/2} \nu + c \lambda^2, \label{16}
\end{equation}
  where $c$ is a positive constant. Then there exists
$ 0 < \bar \lambda <\sqrt{N} $ such
that for all  $ u \in V_k \cap B $ there results $
J(h_{\bar\lambda} (u)) <0$. Since $h_{\bar\lambda}\in
\Omega_{\bar\lambda}$ and $V_k\cap B \simeq S^{k-1}$, by Lemma
\ref{lemma37} and the compactness of $S^{k-1}$, we have
$$
c_k \le \tilde c_k \le\tilde c_{k,\bar\lambda}\le \sup J ( h_{\bar\lambda} (V_k
\cap B))<0\,.
$$
The proof is complete.
\end{proof}


\begin{corollary}\label{lemma3712} There results
\begin{equation} \inf _{u\in H^1_r(\mathbb{R}^3)\cap B} J(u) <0.\label{monooo}\end{equation}
\end{corollary}

The proof of this corollary is a direct consequence of the previous
Lemma.

\begin{lemma}\label{lemma381}
Let $k \in \mathbb{N},  E \subset H^1(\mathbb{R}^3 )$ be a subspace of dimension
$k$ and $A\in {\mathcal A}$, if
\begin{equation}
\gamma(A)\ge k+1 \label{11}\end{equation}
then
\begin{equation}A\cap E^{\bot}\not= \emptyset.\label{111}\end{equation}
 \end{lemma}


\begin{proof} Assume, by absurd that (\ref{111}) is false, there results
\begin{equation}
P(A)\subset E \backslash \{ 0 \},\label{1111} \end{equation}
where $P: H^1(\mathbb{R}^3 )\to E$ is the orthogonal
projection on $E$. So we have
\begin{equation}\gamma (P(A))\le k.\label{11111}\end{equation}
On the other side, since $P$ is continuous and odd, by the
invariance property of the Genus there results
$$k+1 \le \gamma(A)\le \gamma (P(A)).$$
Since this is in contradiction with (\ref{11111}), the proof is
complete.\end{proof}

\begin{lemma}\label{lemma38}
The functional $J$ has a sequence
$\{ u_k \}_{k \in \mathbb{N}} \subset H^1_r (\mathbb{R}^3 )\cap B$ of
critical points  such that
$\omega_k<0$ and $\omega_k\to 0$,
where $\{ \omega_k \}_{k \in \mathbb{N}} \subset \mathbb{R}$ is
the sequence of the Lagrange multipliers associated to the
critical points.
 \end{lemma}



\begin{proof} By Lemmas \ref{lemma33} and
\ref{lemma3711} (see \cite[Theorem 9.1]{R}) there exists a
sequence $\{ u_k \}_{k \in \mathbb{N}} \subset H^1_r (
\mathbb{R}^3 )\cap B$ of critical points of the functional $J$.
Call $\{ \omega_k \}_{k \in \mathbb{N}} \subset \mathbb{R}$ the
sequence of the Lagrange multipliers associated to this critical
points, namely
$$J'(u_k)-\omega_ku_k=0, \quad k \in \mathbb{N}\backslash \{ 0 \}.$$
By Lemma \ref{lemmaag}, there results
$\omega_k<0$ for $k \in \mathbb{N}\backslash \{ 0 \}$.
We have to prove that
 \begin{equation}\omega_k\to 0.\label{161}\end{equation}
Let $\{V_k\}$ be a sequence of subspaces of $ H^1_r (\mathbb{R}^3)$, such that
$$
\dim (V_k)=k,\quad \bigcup_{k\in \mathbb{N}\backslash \{ 0 \}}V_k
\text{ is   dense  in }  H^1_r (\mathbb{R}^3 ).
$$
 Moreover, let $\{A_k\}\subset {\mathcal A}$ such that
\begin{equation}
\gamma (A_k)\ge k,\quad c_k\le \sup J(A_k)\le
\frac{c_k}{2},\quad k \in \mathbb{N}\backslash \{ 0
\}.\label{162}\end{equation}
Call
$$ W_k := V_{k-1}^{\bot},\quad k \in \mathbb{N}\backslash \{ 0 \},
$$
by Lemma \ref{lemma381}, there results
$W_k\cap A_k \not= \emptyset$, $k \in \mathbb{N}\backslash \{ 0 \}$.
Let $\{v_k \}\subset H^1_r (\mathbb{R}^3 )\cap B$ such that
$$
v_k \in W_k\cap A_k,\quad k \in \mathbb{N}\backslash \{ 0 \},
$$
clearly
\begin{equation}\label{164}
v_k \rightharpoonup 0   \quad \quad\text{weakly in }\>\> H^1_r(\mathbb{R}^3)
\end{equation}
and, by (\ref{162}),
\begin{equation} \sup J(V_k)\le \frac{c_k}{2},\quad k \in
\mathbb{N}\backslash \{ 0 \}.\label{163}\end{equation} By
(\ref{164}) and Lemma \ref{lemma31} we have
\begin{equation}
0\le \liminf_{k} J(v_k) \label{168}\end{equation} and, by
(\ref{163}),
\begin{equation}
\limsup _{k} J(v_k)\le \lim_{k} \frac{c_k}{2}\le 0.
\label{169}\end{equation}
By (\ref{168}) and (\ref{169}), we
deduce $c_k\to 0$. Since $2c_k \le \omega_k <0$,
(\ref{161}) is done.
\end{proof}

\begin{proof}[Proof of Theorem \ref{thmain1m}]
Since
$F (u, 4 \pi \Delta^{-1} u^2 ) = J (u)$
for all  $  u \in H^1 (\mathbb{R}^3)$, by Lemma \ref{lemma22}
and the previous one the claim is proved.
\end{proof}


\section{Proof of Theorem \ref{thmain2}}\label{sec:6}

 Our next step is to show that the radially symmetric solutions
\begin{equation}\label{eq.reg}
 u \in H^1(\mathbb{R}^3),  \quad \nabla \varphi \in L^2(
\mathbb{R}^3),
\end{equation}
to the equation
\begin{equation}\label{eq.M-Sep}
\begin{gathered}
- \frac{1}2\Delta u -e \varphi u - \frac{Z}{|x|} u
= \omega u , x \in \mathbb{R}^3,  \\
\Delta \varphi = 4\pi e u^2, \ x \in \mathbb{R}^3, \\
\int_{\mathbb{R}^3} u^2  \,dx =N,
\end{gathered}
\end{equation}
constructed in the previous section, are more regular. More
precisely, we shall derive the higher regularity
\begin{equation}\label{eq.regN}
  \nabla u \in H^{k-1}(|x|> \varepsilon ) ,\quad \nabla \varphi \in H^{k-1}(
|x|> \varepsilon ),
\end{equation}
where $k$ is arbitrary integer and $\varepsilon >0$.

\begin{lemma}\label{eq.N2} If the assumption \eqref{eq.reg} is
satisfied, then
\begin{equation}\label{eq.regN2}
 \nabla u \in H^1( \mathbb{R}^3) ,\quad \nabla \varphi \in H^{1}(
\mathbb{R}^3), \quad u \in L^\infty(\mathbb{R}^3), \quad
\varphi \in L^\infty(\mathbb{R}^3).
\end{equation}
\end{lemma}

 \begin{proof} The assumption
\eqref{eq.reg} and the Sobolev embedding in $ \mathbb{R}^3 $
guarantee that
\begin{equation}\label{eq.sob}
  \varphi \in L^6, \quad u \in L^p, \quad 2 \leq p \leq 6.
\end{equation}
This property and the H\"older inequality imply that the nonlinear
term $\varphi u$ in the first equation in \eqref{eq.M-Sep} is in
$L^2$. The fact that $|x|^{-1} u \in L^2$ follows from the Hardy
inequality and the fact that $\nabla u \in L^2$. Therefore this
equation shows that $\Delta u \in L^2$, so $ u \in H^2$. Using the
second equation and the fact that $u^2 \in L^2$ we conclude that
$\nabla \varphi \in H^1$. Finally the property $u \in L^\infty$
follows from the estimate
$$
\|u\|_{L^\infty} \leq C \|\nabla u\|_{H^1( \mathbb{R}^3)}.
$$
This estimate follows from the Fourier representation
$$
u(x) = (2 \pi)^{-3} \int_ { \mathbb{R}^3} {\rm e}^{-i x \xi}
\hat{u}(\xi) d \xi,$$ the Cauchy inequality and the fact that
$$
|\xi|^{-1}(1+|\xi|)^{-1} \in L^2 (\mathbb{R}^3).
$$
The Lemma is established. \end{proof}


In the same way, proceeding inductively, we obtain the following result.


\begin{lemma}\label{eq.Nany}
Under assumption \eqref{eq.reg}, for any integer $k \geq 2$ and for any positive
number $\varepsilon > 0$ we have
\begin{equation}\label{eq.regNany}
  u \in H^k(|x| > \varepsilon) ,\quad \nabla \varphi \in H^{k-1}(
|x| > \varepsilon). \end{equation}
\end{lemma}

To study more precisely the behavior of the solution $u(x)=
u(|x|)$  we introduce polar coordinates $r=|x|$ and set
\begin{equation}\label{eq.set}
\mathbb{U}(r) = ru(r) , \quad \mathbb{V}(r) = - r \varphi(r).
\end{equation}
Using the identities
$$
\Delta \big( \frac{\mathbb{U}(r)}{r}\big) = \frac{
 \mathbb{U}''(r)}{r} ,\quad
\Delta \big( \frac{\mathbb{V}(r)}{r} \big)= \frac{
\mathbb{V}''(r)}{r},
$$
 where $\mathbb{U}^{\, \prime}(r) = \partial_r \mathbb{U}(r)$, we can rewrite
\eqref{eq.M-Sep} in the form
\begin{equation}\label{eq.M-Srad}
\begin{gathered}
- \frac{\mathbb{U}''}2
+ e\frac{ \mathbb{V}}r\mathbb{U} - \frac{Z}r \mathbb{U}
= \omega \mathbb{U} ,\quad r > 0,  \\
- \mathbb{V}'' = 4 \pi e\frac{\mathbb{U}^2}{r}, \quad r>0.
\end{gathered}
\end{equation}
We shall need the following result.

\begin{lemma} \label{Sobvr}
Let $k \geq 1$ be an integer and $\varepsilon > 0$
be a real number. We have the following properties:
\begin{itemize}
\item[(a)] if $ u(x) = u(|x|)  \in H^k(\mathbb{R}^3)$, then $\mathbb{U}(r)
\in H^k(0,\infty)$

\item[(b)]  $ u(x) = u(|x|)  \in H^k(|x| > \varepsilon)$, if and only if
$\mathbb{U}(r) \in H^k(\varepsilon,\infty)$.
\end{itemize}
 \end{lemma}

\begin{proof}
The proof of (a) follows from the relation
$$
\partial_r^k \mathbb{U}(r) = r \partial_r^k u(r) + k \partial_r^{k-1}
u(r)$$ valid for any integer $k \geq 1$. Note that the Hardy
inequality implies
$$
\int_0^\infty |\partial_r^{k-1} u(r)|^2 dr \leq C \|u\|^2_{H^k(
\mathbb{R}^3)}.$$
For  property (b), we can use the relation
$$
\partial_r^k u(r) = \sum_{j=1}^k \frac{c_{k,j}}{r^j} \partial_r^{k-j} \mathbb{U}(r)
$$
and the fact that $r^{-j}$ is bounded for $ r \geq \varepsilon>0$.
\end{proof}

\begin{lemma}\label{regzero}
The functions $ \mathbb{U}(r), \mathbb{V}(r)$ are smooth near
$r=0$. \end{lemma}

\begin{proof} From $ u \in H^2$ (see Lemma \ref{eq.N2})
it follows $u \in L^\infty$, so
$$
|\mathbb{U}(r)| = r |u(r)| \leq Cr
$$
near $r=0$. In the same way $\varphi \in L^\infty$ (Lemma \ref{eq.N2}) implies that
$$ |\mathbb{V}(r)| = r |\varphi(r)| \leq Cr $$
near $r=0$. The system \eqref{eq.M-Sep} shows that
$$
 |\mathbb{U}''(r)| + |\mathbb{V}''(r)| \leq
 C,$$
so $ \mathbb{U}(r) , \mathbb{V}(r) \in C^1([0,1])$. Setting
$a_1 = \mathbb{U}'(0)$, $b_1 = \mathbb{V}'(0)$,
we can make the representation
 $$
 \mathbb{U}(r) = a_1r + \mathbb{U}_1(r), \quad \mathbb{V}(r) = b_1r +
 \mathbb{V}_1(r),
$$
 where $\mathbb{U}_1, \mathbb{V}_1 \in o(r)$ satisfy
 \begin{equation}\label{eq.M-Sap1}
\begin{gathered}
- \frac{\mathbb{U}_1''}2
+ \frac{ \mathbb{V}_1}r\mathbb{U}_1 - \frac{Z}r \mathbb{U}_1
- \omega \mathbb{U}_1 = c_1 + O(r) , \quad r > 0, \\
- \mathbb{V}_1'' - 4 \pi \frac{\mathbb{U}_1^2}{r} =
O(r), \quad r>0,
\end{gathered}
\end{equation}
where $c_1=\omega a_1$. These equations imply
$$
\mathbb{U}_1''(r) = c_1+ O(r),\quad
\mathbb{V}_1''(r) = O(r),
$$
so
$$
\mathbb{U}_1(r) = \frac{c_1r^2}2 + O(r^3),\quad \mathbb{V}_1(r) = O(r^3)
$$
near $r=0$ and these relations imply
$\mathbb{U}_1(r) , \mathbb{V}_1(r) \in C^2([0,1])$.
Continuing further we obtain inductively
$$
 \mathbb{U}(r) = a_1r + a_2 r^2+ \dots +a_{k}r^k + \mathbb{U}_k(r), \quad
\mathbb{V}(r) = b_1r + b_2 r^2+ \dots +b_{k}r^k + \mathbb{V}_k(r).
$$
  Here  $\mathbb{U}_k, \mathbb{V}_k \in o(r^k)$ satisfy
 \begin{equation}\label{eq.M-Sapk}
\begin{gathered}
- \frac{\mathbb{U}_k''}2 + \frac{
\mathbb{V}_k}r\mathbb{U}_k - \frac{z}r \mathbb{U}_k   - \omega
\mathbb{U}_k = c_k r^{k-1} + O(r^k) , \quad r > 0,  \\
- \mathbb{V}_k'' - 4 \pi \frac{\mathbb{U}_k^2}{r} =
\tilde{c}_k r^{k-1}+ O(r^k), \quad r>0.
\end{gathered}
\end{equation}
These relations imply
$$
\mathbb{U}_k(r) = \frac{c_k r^{k+1}}{k(k+1)} + O(r^{k+2}),\quad
\mathbb{V}_k(r) = \frac{\tilde{c}_k r^{k+1}}{k(k+1)} + O(r^{k+2})
$$
near $r=0$ and these relations imply
$\mathbb{U}_k(r) , \mathbb{V}_k(r) \in C^{k+1}([0,1])$.
\end{proof}

 Our next step is to obtain the decay of the solution. We look
for soliton type solutions $u$ to \eqref{eq.M-S}, i.e. very
regular solutions decaying rapidly at infinity. Our next step is
to obtain a very rapid decay of the radial field $u(|x|)$ at
infinity.


\begin{lemma} \label{solitons}
If the assumption \eqref{eq.reg} is satisfied,
then
\begin{equation}\label{regul} \mathbb{U} \in H^k( (1,+\infty)), \quad\mathbb{V}^{\,
\prime} \in H^{k-1}( (1,+\infty)),\end{equation} and
\begin{equation}
|\mathbb{U}^{\prime}(r)|^2+ | \mathbb{U}(r)|^2 \leq \frac{C}{r^k},
\quad \label{eq.estvnN} 0 \leq \mathbb{V}'(r)  \leq
\frac{C}{r^k}\end{equation} for each integer $k \geq 2, r \geq 1$.
\end{lemma}

 \begin{proof} The Sobolev embedding  and
Lemma \ref{eq.Nany} imply that
\begin{equation}\label{eq.radsob}
\begin{gathered}
  \int_0^{+\infty}  |\mathbb{U}(r)|^2  dr +
  \int_0^{+\infty}  |\mathbb{U}' (r)|^2  dr
  \leq  C\|u\|^2_{H^1( \mathbb{R}^3)}, \\
\int_0^{+\infty} |\mathbb{V}^{\, \prime}(r)|^2  dr \leq
  C\|\varphi\|^2_{{\bf\mathcal D}^{1,2}  ( \mathbb{R}^3)}.
\end{gathered}
\end{equation}
Note that we have used the Hardy inequality
\begin{align}\label{eq.Hardy}
  \int_0^{+\infty}  |f(r)|^2  dr
  \leq C
  \int_0^{+\infty}  |f^{\, \prime}(r)|^2 \ r^2 dr
\end{align}
in the above estimates (see \cite[Theorem 330]{HLP} or
\cite[Remark 1, Section 3.2.6]{Tr}).
Hence
$$ \mathbb{U} \in H^1( (0,+\infty)), \quad\mathbb{V}^{\, \prime} \in
L^2( (0,+\infty)).$$ Proceeding further inductively we find
\eqref{regul}.

 The above properties and  the Sobolev embedding imply
\begin{equation}\label{eq.asymp}
\lim_{r \to +\infty} | \mathbb{U}(r)| = 0 ,\quad \lim_{r
\to +\infty} |\mathbb{U}^{\, \prime}(r)| = 0,
\end{equation}
In a similar way we get
\begin{equation}\label{eq.asympV}
\lim_{r \to +\infty} |\mathbb{V}^{\, \prime}(r)| = 0.
\end{equation}
We can improve the last property. Indeed,  integrating the second
equality in \eqref{eq.M-Srad} we find \begin{equation}
\label{eq.estv} \mathbb{V}'(r) = \int_r^\infty \frac{
\mathbb{U}^2(\tau)}{\tau} d\tau .\end{equation} Since
\begin{equation}\label{eq.uo}
\int_r^\infty \mathbb{U}^2(\tau) d\tau \leq C,
\end{equation}
we get
\begin{equation}
\label{eq.estvn} 0 \leq \mathbb{V}'(r)  \leq
\frac{C}r.\end{equation}

Our next step is to obtain weighted Sobolev estimates. From the
first equation in  \eqref{eq.M-Srad} we have
\begin{equation}\label{dua}
\begin{gathered}
 \frac{\mathbb{U}''}2(r) + \omega \mathbb{U}(r) =
 \mathbb{F}(r), \\
\mathbb{F}(r) =  \frac{ \mathbb{V}}r\mathbb{U} - \frac{Z}r
\mathbb{U}.
\end{gathered}
\end{equation}
Since the initial data for $ \mathbb{U}$ are
\begin{equation}\label{eq.indata}
    \mathbb{U}(0) = 0 , \quad \mathbb{U}'(0) = a_1,
\end{equation}
we have the following integral equation satisfied by $\mathbb{U}$
\begin{equation}\label{eq.U}
    \mathbb{U}(r) = \sinh (\sqrt{ -2\omega} r) a_1 +
    \int_0^r \sinh(\sqrt{ -2\omega} (r-\rho)) \mathbb{F}(\rho) d
    \rho.
\end{equation}
It is easy to see that  the function  $ \mathbb{F}$ satisfies the
estimate
\begin{equation}\label{eq.F}
    \mathbb{F}(r) = O(r^{-1}) , \ \ r \geq 1.
\end{equation}
Then the condition \eqref{eq.asymp} and simple qualitative study
of the integral equation in \eqref{eq.U} guarantees that
$$
a_1 +    \int_0^\infty {\rm e}^{\sqrt{ -2\omega} \rho} \mathbb{F}(\rho) d
    \rho = 0.
$$
This fact enables one to represent $\mathbb{U}$ as follows
    \begin{eqnarray}\label{eq.Uneq}
    \mathbb{U}(r) = {\rm e}^{-\sqrt{ -2\omega} r} a_1 - \\
    - \int_r^\infty {\rm e}^{\sqrt{ -2\omega} (r-\rho)} \mathbb{F}(\rho) d
    \rho - \int_0^r {\rm e}^{-\sqrt{ -2\omega} (r-\rho)} \mathbb{F}(\rho) d
    \rho.
\end{eqnarray}
The first term in the right side of \eqref{eq.Uneq} is
exponentially decaying. The second term we can represent as the
following sum
$$
\int_r^{2r} {\rm e}^{\sqrt{ -2\omega} (r-\rho)}
\mathbb{F}(\rho) d \rho
+ \int_{2r}^{\infty} {\rm e}^{\sqrt{ -2\omega} (r-\rho)} \mathbb{F}(\rho) d
\rho .
$$
It is clear that
$$
\int_{2r}^{\infty} {\rm e}^{\sqrt{ -2\omega} (r-\rho)} \mathbb{F}(\rho) d\rho
$$
is decaying exponentially, while
$$
\int_r^{2r} {\rm e}^{\sqrt{ -2\omega} (r-\rho)}
\mathbb{F}(\rho) d
    \rho \leq \frac{C}r \int_r^{2r} {\rm e}^{\sqrt{ -2\omega} (r-\rho)}d \rho
= \frac{C_1}r
$$
due to \eqref{eq.F}. In a similar way we can treat
the last term
$$
\int_0^r {\rm e}^{-\sqrt{ -2\omega} (r-\rho)} \mathbb{F}(\rho) d \rho
$$
in \eqref{eq.Uneq}.
    This term now is a sum of type
    $$\int_0^{r/2} {\rm e}^{-\sqrt{ -2\omega} (r-\rho)} \mathbb{F}(\rho) d
    \rho + \int_{r/2}^r {\rm e}^{-\sqrt{ -2\omega} (r-\rho)} \mathbb{F}(\rho) d
    \rho.
$$
    The term
$$\int_0^{r/2} {\rm e}^{-\sqrt{ -2\omega} (r-\rho)} \mathbb{F}(\rho) d\rho
$$
decays exponentially in $r$ and the property
    \eqref{eq.Uneq} implies that
    $$ \int_{r/2}^r {\rm e}^{-\sqrt{ -2\omega} (r-\rho)} \mathbb{F}(\rho) d
    \rho = O( r^{-1}).
$$
The above observation and \eqref{eq.Uneq} implies
\begin{gather*}
 \mathbb{U} = O(r^{-1})\,,\\
\mathbb{F}(r) =  \frac{ \mathbb{V}}r\mathbb{U} - \frac{Z}r
\mathbb{U} = O(r^{-2}).
\end{gather*}
This estimate implies a stronger version of \eqref{eq.uo}
\begin{equation}\label{eq.uq1}
\int_r^\infty \mathbb{U}^2(\tau) d\tau \leq \frac{C}r,
\end{equation}
and from \eqref{eq.estv} we improve \eqref{eq.estvn} as follows
\begin{equation}
\label{eq.estvn1} 0 \leq \mathbb{V}'(r)  \leq
\frac{C}{r^2}.
\end{equation}
This argument shows that combining
\eqref{eq.estvn} and \eqref{dua} we can obtain inductively
\begin{gather}\label{eq.uN}
\sum_{j=0}^k|\mathbb{U}^{(j)}(r)|^2 \leq \frac{C}{r^n}\,,\\
\label{eq.estvnNa} \sum_{j=1}^k|\mathbb{V}^{(j)}(r)|^2 \leq
\frac{C}{r^n}
\end{gather}
for any integers $k \geq 1$ and $n \geq 2$.
\end{proof}

The proof of Theorem \ref{thmain2} is an immediate consequence of
Lemmas \ref{solitons} and (\ref{eq.Nany}), with the change of
variables (\ref{eq.set}).

\section{Proof of Theorem \ref{thmain3}} \label{sec:7}

Define the functional
\begin{equation}
I(u,\omega):= \frac{1}4 \int_{\mathbb{R}^3}\vert\nabla
u\vert^2\,dx+ \pi e^2\int_{\mathbb{R}^3}\vert\nabla\Delta^{-1} u^2\vert^2\,dx
 - \frac{1}2 \int_{\mathbb{R}^3} V(x) |u|^2 \,dx-\frac{\omega}2
 \int_{\mathbb{R}^3} |u|^2 \,dx, \label{funz.2var}
\end{equation}
for each $(u,\omega)\in H_r^1(\mathbb{R}^3)\times  \mathbb{R}$. There results
\begin{gather*}
\frac{\partial I}{\partial u}(u,\omega)
= -\frac{1}{2} \Delta u-4\pi e^2(\Delta^{-1} u^2) u - V(x)u -\omega  u,\\
\frac{\partial I}{\partial \omega}(u,\omega)
=-\frac{1}2  \int_{\mathbb{R}^3} |u|^2 \,dx,\\
\frac{\partial^2 I}{\partial u^2}(u,\omega)h
= -\frac{1}2 \Delta h-4\pi(\Delta^{-1} u^2) h
-8\pi e^2\Delta^{-1}( hu) u - V(x)h -\omega  h,  h\in H^1_r(\mathbb{R}^3),\\
\frac{\partial^2 I}{\partial u\partial \omega}(u,\omega)=-u,\\
\frac{\partial^2 I}{\partial  \omega^2}(u,\omega)=0.
\end{gather*}
Let $\nabla I:H^1_r(\mathbb{R}^3) \times \mathbb{R}\to
\big(H^1_r(\mathbb{R}^3)\big)' \times \mathbb{R}$,
$$
 \nabla I(u,\omega)=\begin{pmatrix}
\displaystyle{\frac{\partial I}{\partial u}(u,\omega)}\\[7pt]
\displaystyle{\frac{\partial I}{\partial
\omega}(u,\omega)}\end{pmatrix}$$
be the Jacobian matrix of
$I$ and
$H I(u,\omega):H^1_r(\mathbb{R}^3) \times \mathbb{R}\to
\big(H^1_r(\mathbb{R}^3)\big)' \times \mathbb{R}$,
$$
 H I(u,\omega)=\begin{pmatrix}
\displaystyle{\frac{\partial^2 I}{\partial u^2}(u,\omega)} &
 {\frac{\partial^2 I}{\partial u\partial \omega}(u,\omega)}\\[7pt]
\displaystyle{\frac{\partial^2 I}{\partial u\partial
\omega}(u,\omega)}& {\frac{\partial^2 I}{\partial
\omega^2}(u,\omega)}
\end{pmatrix}
$$
be the Hessian matrix of
$I$ in $(u,\omega)$. More precisely
\begin{equation} \label{hess}
\begin{aligned}
&H I(u,\omega)(h,k)\\
&=\begin{pmatrix}
 \displaystyle{\frac{\partial^2 I}{\partial u^2}(u,\omega)}h+ {\frac{\partial^2
 I}{\partial u\partial \omega}(u,\omega)}k \\[7pt]
\displaystyle {\frac{\partial^2 I}{\partial u\partial \omega}(u,\omega)}h+
 {\frac{\partial^2 I}{\partial \omega^2}(u,\omega)}k\end{pmatrix}\\
&=\begin{pmatrix}\displaystyle-\frac{1}2 \Delta
h-4\pi(\Delta^{-1} u^2) h
-8\pi e^2(\Delta^{-1}( hu)) u - V(x)h -\omega  h -k u \\[7pt]
\displaystyle-\int_{\mathbb{R}^3}uh \,dx\end{pmatrix},
\end{aligned}
\end{equation}
for each $u,  h \in H^1_r(\mathbb{R}^3)$ and $k, \omega  \in
\mathbb{R}$. Finally denote
\begin{equation}
B':= B\cap H^1_r(\mathbb{R}^3). \label{B'}
\end{equation}

\begin{lemma}\label{lemma71}
Let  $u_0\in B'$ (see (\ref{B'})) be a critical point of  $ J\big|_{B'} $
that corresponds to the minimum
\begin{equation}\label{minimum}
\omega_0 = \inf_{u \in H^1 \setminus \{0\}, \|u\|^2_{L^2}=N}
J(u),\end{equation} namely
$$
0= J\big|_{B'}' (u_0)= J\big|_{B}' (u_0)= J' (u_0)-\omega_0 u_0.$$
The operator
$$
h\in \Big\{ h \in H^1_r(\mathbb{R}^3); \int h(x) u_0(x)\,dx =0\Big\}
\longmapsto
 \frac{\partial^2 I}{\partial u^2}(u_0,\omega_0)h\in \big(H^1_r(\mathbb{R}^3)\big)' $$
has a trivial kernel and
\begin{equation}
\big\langle  \frac{\partial^2 I}{\partial
u^2}(u_0,\omega_0)h\big\vert h \big\rangle =0,\quad
 \int h(x) u_0(x) \,dx =0  \Longrightarrow h\equiv 0. \label{inv}
\end{equation}
\end{lemma}

\begin{proof} Repeating the qualitative argument in the
proof of Lemma \ref{solitons}, we see that any solution of
$$ \frac{\partial^2 I}{\partial u^2}(u_0,\omega_0)h = 0
$$
decays rapidly at infinity and it is smooth as a function of $r
\geq 0$. Another interpretation of the first eigenvalue $\omega_0
= \omega(N) < 0$ is the following one
\begin{equation}\label{eq.varset}
    \omega_0 = N\inf_{u \in H^1 \setminus \{0\}}
    \frac{J(u)}{\|u\|^2_{L^2}}.
\end{equation}
Let
$$
\Big\langle  \frac{\partial^2 I}{\partial
u^2}(u_0,\omega_0)h\big\vert h \Big\rangle =0
$$
for some $h \in H^1$ orthogonal (in $L^2$) to $u_0$. Take
$u_0 + i\varepsilon h$ with $\varepsilon > 0$ small enough
(will be chosen later on).
Then a simple calculation implies
$$
\frac{J(u_0+i\varepsilon h)}{\|u_0+i\varepsilon h\|^2_{L^2}} =
\frac{J(u_0) + o(\varepsilon^2)}{\|u_0\|^2 - \varepsilon^2
\|h\|^2} = \frac{J(u_0)}{N} + \varepsilon^2 \frac{\|h\|^2}{N}
J(u_0) + o(\varepsilon^2).
$$
Hence, the assumption $\|h\| \neq 0$
will contradict the fact that $\omega_0$ is defined as the minimum
in \eqref{eq.varset}. This completes the proof.\end{proof}

\begin{lemma}\label{lemma72}
Let  $u_0\in B'$ (see (\ref{B'})) be
a critical point of  $ J\big|_{B'} $ that corresponds to
the minimum as in the previous Lemma. The operator
$$(h, k)\in H^1_r(\mathbb{R}^3)\times \mathbb{R}\mapsto
  HI(u_0,\omega_0)(h, k)\in \big(H^1_r(\mathbb{R}^3)\big)'\times \mathbb{R} $$
is invertible.
\end{lemma}

\begin{proof} Let  $u_0 \in B'$ be a critical point of
$ J\big|_{B'} $ with  multiplier $\omega_0$ as in the
previous lemma, call
$$ A:= \frac{\partial^2 I}{\partial u^2}(u_0,\omega_0).
$$
We begin proving that $HI(u_0,\omega_0)$ is injective.
Let $h\in H^1_r(\mathbb{R}^3)$ and $k\in  \mathbb{R}$ such that
\begin{equation}\label{inj}
HI(u_0,\omega_0)(h, k)=0,
\end{equation}
we have to prove that
\begin{equation}\label{inj1}
h= k= 0. \end{equation} By (\ref{hess}) and  (\ref{inj}), we
have
\begin{equation}\label{inj2}
Ah-k u_0=0,\quad -\int_{\mathbb{R}^3} u_0 h \,dx=0. \end{equation}
Multiplying the first of  (\ref{inj2}) by $h$ and integrating on
$\mathbb{R}^3$, we have
$$\int_{\mathbb{R}^3}\big(A h\big)h \,dx=- k\int_{\mathbb{R}^3}u_0 h \,dx =0,$$
and by (\ref{inv}) and the definition of $A$
\begin{equation}
\label{inj3} h\equiv 0.\end{equation} On the other hand,
multiplying  the first of  (\ref{inj2}) by $u_0$ and integrating
on $\mathbb{R}^3$, since $u_0\in B'$, we have
\begin{equation}\label{inj4}
kN=k \int_{\mathbb{R}^3}u_0^2\,dx= \int_{\mathbb{R}^3}\big(A
h\big)u_0 \,dx=0.
\end{equation}
Since (\ref{inj1}) is direct consequence of (\ref{inj3}) and
(\ref{inj4}), $HI(u_0,  \omega_0)$ is injective.


We prove that  $HI(u_0,  \omega_0)$ is surjective. Observe that
the operator $A$ is selfadjoint, indeed
\begin{align*}
(Ah, f)_{L^2}&= \frac{1}2\int_{\mathbb{R}^3} (\nabla h, \nabla f)\,dx
-4\pi e^2\int_{\mathbb{R}^3}(\Delta^{-1} u^2) hf\,\,dx \\
&\quad +8\pi\int_{\mathbb{R}^3}\big(\nabla\Delta^{-1}(
hu),\nabla\Delta^{-1}(f u)\big)\,dx -\int_{\mathbb{R}^3} V(x)hf\,\,dx
-\omega\int_{\mathbb{R}^3}  hf\,\,dx,
\end{align*}
for each
$h, f$ in $H^1_r(\mathbb{R}^3)$. Moreover, also the operator
$HI(u_0,  \omega_0)$ is selfadjont, indeed
\begin{align*}
\big(HI(u_0,  \omega_0)(h,k),(f,\alpha)\big)_{L^2\times\mathbb{R}}
&=\Big(\big(Ah-ku_0, -(u_0,h)_{L^2}\big),
\big(f,\alpha\big)\Big)_{L^2\times\mathbb{R}} \\
&=\big(Ah-ku_0,f\big)_{L^2}-\alpha(u_0,h)_{L^2}\\
&=\big(Ah,f\big)_{L^2}-k\big(u_0,f\big)_{L^2}-\alpha(u_0,h)_{L^2}
\end{align*}
and
\begin{align*}
\big(HI(u_0,  \omega_0)(f,\alpha),(h,k)\big)_{L^2\times\mathbb{R}}
&= \Big(\big(Af-\alpha u_0, -(u_0,f)_{L^2}\big),\big(h,k\big)
 \Big)_{L^2\times\mathbb{R}}\\
&=\big(Af-\alpha u_0,h\big)_{L^2}-k(u_0,f)_{L^2}\\
&=\big(Af,h\big)_{L^2}-\alpha(u_0,h)_{L^2}-k\big(u_0,f\big)_{L^2},
\end{align*}
since $A$ is selfadjoint
$$
\big(HI(u_0,  \omega_0)(h,k),(f,\alpha)\big)_{L^2\times\mathbb{R}}
=\big(HI(u_0,\omega_0)(f,\alpha),(h,k)\big)_{L^2\times\mathbb{R}}
$$
for each
$h, f$ in $H^1_r(\mathbb{R}^3)$ and $k, \alpha$ in
$\mathbb{R}$. Since $HI(u_0,  \omega_0)$ is injective and
selfadjoint, there results
\begin{equation} \label{surj}
\begin{aligned}
\mathop{\rm Im} \big(HI(u_0,  \omega_0)\big)
&=\Big(\ker \big(HI(u_0,  \omega_0)^*\big)\Big)^{\perp}\\
&=\Big(\ker \big(HI(u_0,\omega_0)\big)\Big)^{\perp}\\
&=H^1_r(\mathbb{R}^3)\times \mathbb{R}, \end{aligned}
\end{equation}
then $HI(u_0,  \omega_0)$ is surjective. The claim is direct
consequence of the Closed Graph Theorem.
\end{proof}

\begin{lemma}\label{lemma73}
The critical points of the functional $ J\big|_{B'} $ that correspond to
the minimum are isolated, i.e. for each $u\in B'$ critical point
of $ J\big|_{B'} $, with the Lagrange multiplier
satisfying (\ref{minimum}),
 there exists a neighborhood  $U\subset H^1(\mathbb{R}^3)$ of $u$
such that any element of $B'\cap U$ is not a critical point of it.
\end{lemma}

\begin{proof}
Let $u_0\in B'$ be a critical point of $
J\big|_{B'}$ corresponding to the minimum as in the
previous lemmas, then
$$0= J\big|_{B'}' (u_0)= J\big|_{B}' (u_0)= J' (u_0)-\omega_0 u_0=
\frac{\partial I}{\partial u}(u_0,  \omega_0)
$$
and since $u_0\in B'$,
$$
\frac{\partial I}{\partial \omega}(u_0,  \omega_0)
=-\frac{1}2 \int_{\mathbb{R}^3}u_0^2 \,dx= -\frac{N}2,
$$
we have
$$ \nabla I (u_0,  \omega_0)=\begin{pmatrix}0\\
-N/2 \end{pmatrix}.
$$
By Lemma \ref{lemma72} and the
Implicit Function Theorem there exist
 $U\subset  H^1_r(\mathbb{R}^3) $ neighborhood
of $u_0$,  $\Omega\subset  \mathbb{R} $ neighborhood of
$\omega_0$, $W\subset
 \big(H^1_r(\mathbb{R}^3)\big)'\times\mathbb{R} $
 neighborhood of $\big(0, -\frac{N}2\big)$
and $G: W\to U\times \Omega$ such that
\begin{equation} \label{730}
\begin{gathered}
G\big(\nabla I (u, \omega)\big)=(u, \omega),    \quad
 (u,\omega)\in U\times\Omega,\\
 \nabla I \big(G(f, \alpha )\big) =(f, \alpha),  \quad (f, \alpha)\in W.
\end{gathered}
\end{equation}
Assume, by absurd, that $u_0$ is not  isolate, namely there exists
a sequence $\{u_k\}\subset B'$ of critical points of $
J\big|_{B'} $, such that
\begin{equation}\label{731}
u_k\not= u_0,\quad u_k\to u_0\quad {\rm in }  H^1(\mathbb{R}^3).
\end{equation}
Moreover, there exists a sequence $\{\omega_k\}\subset \mathbb{R}$
such that
$$
0= J\big|_{B'}'(u_k) =  J'(u_k)-\omega_k u_k =\frac{\partial I}{\partial u}(u_k,
\omega_k).
$$
Since $u_k\in B'$ and  by (\ref{731}), we have
\begin{equation}\label{732}
\omega_k = \big\langle J'(u_k)\big |u_k\big\rangle \to
\big\langle J'(u_0)\big |u_0\big\rangle=\omega_0.
\end{equation}
By (\ref{731}) and (\ref{732}), there exists $k_0\in \mathbb{N}$
such that
$(u_k,  \omega_k)\in U\times \Omega$ for $k\ge k_0$.
Finally, fixed $k\ge k_0$, since
$$
\nabla I (u_k,  \omega_k)=\begin{pmatrix}0\\
-N/2 \end{pmatrix},
$$
by  (\ref{730}), we have
$$(u_k, \omega_k) =G\big(\nabla I (u_k, \omega_k)\big)
= G\begin{pmatrix}0\\ -N/2 \end{pmatrix}=G\big(\nabla I
(u_0, \omega_0)\big)=(u_0, \omega_0).
$$
Since this contradicts
(\ref{731}), the claim is done.
\end{proof}


\begin{lemma}\label{lemma74}
The  first eigenvalue  of the operator $ J\big|_{B'}' $ (see (\ref{minimum})) is
 isolated, i.e.
there exists a neighborhood  $\Omega\subset\mathbb{R}$ of
$\omega_0$ such that any element of $\Omega$ is not an eigenvalue
of the previous operator.
\end{lemma}

\begin{proof} Assume, by absurd, that the first
eigenvalue $\omega_0$ is not isolated, namely there exists a
sequence  $\{\omega_k\}\subset\mathbb{R}$ of eigenvalues such that
\begin{equation}\label{740}
\omega_k\to \omega_0.\end{equation} By definition,
there exists $\{u_k\}\subset B'$ such that
\begin{equation}\label{741}
0=J\big|_{B'}'(u_k)= J'(u_k)-\omega_k u_k,\quad k\in
\mathbb{N}.\end{equation} Observe that, by Lemma \ref{Lemmaag},
$\omega_k, \omega_0<0$, then there exists $\varepsilon >0$ such
that
\begin{equation}\label {7411} \omega_k, \omega_0 \le -\varepsilon ,\quad k\in \mathbb{N}
.\end{equation} Moreover,  by Lemma \ref{lemma341} and since
$\{u_k\}\subset B'$
\begin{equation}\label {742}
-\infty < \min_{u\in H^1_r(\mathbb{R}^3)}J(u) \le J(u_k)\le
\sup _{k} \frac{\omega_k}2 \le
-\frac{\varepsilon}2,\end{equation} then $\{J(u_k)\}$ is bounded
and, by (\ref{741}),
\begin{equation}\label{743}
J\big|_{B'}'(u_k)\to 0.
\end{equation}
By the Palais-Smale Condition (see Lemma \ref{lemma33}) there
exists $u_0 \in B'$ such that,  passing  to a subsequence,
$$u_k\to u_0,\quad {\rm in}   H^1(\mathbb{R}^3).
$$
By (\ref{740}) and  (\ref{741}),
$$0=J\big|_{B'}'(u_0)= J'(u_0)-\omega_0 u_0,
$$
namely $u_0$ is a not isolated critical point of the functional
$J\big|_{B'}$. Since this  contradicts Lemma
\ref{lemma73}, the proof is done. \end{proof}


\begin{proof}[Proof of Theorem \ref{thmain3}]
Since $F (u, 4 \pi \Delta^{-1} u^2 ) = J (u)$
for all  $ u \in H^1 (\mathbb{R}^3)$, by Lemmas \ref{lemma73}
and \ref{lemma74} the claim is complete.\end{proof}

\section{ Appendix}\label{sect:8}

 Here we shall prove for completeness the relation
\eqref{eq.Lions}. First, for the partial case of space dimensions
$n=3$  we need the following relation (a generalization of this
relation for space dimensions $n \geq 3$ can be found in
\cite{AKT}).

\begin{lemma}[see \cite{AKT}] \label{l.Lio1}
If $f(x)=f(|x|)$ is an $L^\infty( \mathbb{R}^3)$ function,  then
for any $r>0$ and $ x \neq 0$  we have the relation
\begin{equation}\label{eq.gap}
    \int_{ \mathbb{S}^2} f(|x+r\omega|) d \omega =
    \frac{2\pi}{|x|r} \int_{||x|-r|}^{|x|+r} f(\lambda) \lambda
    d\lambda.
\end{equation}
\end{lemma}

\begin{proof} It is sufficient to consider only the
case $x = (0,0,|x|)$ and to pass to polar coordinates
$$
\omega_1= \sin \theta    \cos \varphi \,, \quad
\omega_2=\sin \theta   \sin \varphi\,, \quad
 \omega_3= \cos \theta\,.
$$
Then $d\omega = \sin  \theta \, d\theta \, d\varphi$ and
$$
\int_{ \mathbb{S}^2} f(|x+r\omega|) d \omega = 2\pi \int_0^\pi
f \big(\sqrt{|x|^2+r^2 + 2|x|r \cos\, \theta} \big)\, \sin \theta \, d\theta.
$$
Making the change of variable
$$
\theta \to \lambda = \sqrt{|x|^2+r^2 + 2|x|r \cos\,
\theta} ,$$
the proof is complete. \end{proof}

Now we are ready to verify \eqref{eq.Lions}.

\begin{lemma}\label{l.Lio}
If $v(x)=v(|x|)$ is a radial  $C_0^\infty( \mathbb{R}^3)$
function, then the solution of the equation $\Delta u = v$ can
be represented as follows
\begin{equation}\label{eq.maxgap}
  4 \pi u(x) = -  \int_{ \mathbb{R}^3} v(|y|) \frac{d y}{\max
  (|x|,|y|)}, \quad x\in \mathbb{R}^3.
\end{equation}
\end{lemma}

\begin{proof} Starting with the classical representation
$$
4 \pi u(x) = \int_{ \mathbb{R}^3} |x-y|^{-1} v(|y|) \,dy,
$$
we introduce polar coordinates $ r = |y|$, $\omega = y/|y|$ apply Lemma
\ref{l.Lio1} and find
$$
u(x) = - \frac{1}{2|x|} \int_0^\infty \Big(\int_{||x|-r|}^{|x|+r}
d \lambda \Big) v(r) r \,dr\,.
$$
Note that the right side of \eqref{eq.maxgap} becomes
$$
- 4\pi \int_0^\infty v(r) \frac{r^2 d r}{\max(|x|,r)}.
$$
Using the fact that
$$
\frac{1}{|x|r} \int_{||x|-r|}^{|x|+r} d \lambda = \frac{2}{\max
(|x|,r)},$$ we obtain \eqref{eq.maxgap} and this completes the
proof.
\end{proof}

Using the relation
$$ 4 \pi u(x) = -  \int_{0}^r v(\rho) \frac{\rho^2 d \rho}{r} -
\int_{r}^\infty v(\rho) \rho d \rho ,\quad  r = |x|$$ and
differentiating with respect to $r=|x|$, we arrive at the
following lemma.


\begin{lemma} \label{l.Lio1a}
If $v(x)=v(|x|)$ is a radial  $C_0^\infty( \mathbb{R}^3)$
function, then  the solution of the equation $\Delta u = v$
satisfies the relation
\begin{equation}\label{eq.gapa}
    4\pi \frac{\partial \Delta^{-1} v}{\partial r}(x)
= \int_{|y| < r}\frac{v(y)}{|x|^2}\,dy,
\end{equation}
for each $x\in \mathbb{R}^3,  x\neq 0$.
\end{lemma}

 \subsection*{Acknowledgments}
The authors would like to thank Dr. Simone Secchi
and Dr. Nicola Visciglia for the critical remarks and  stimulating
discussions.

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