\documentclass[reqno]{amsart}
\usepackage{hyperref}

\AtBeginDocument{{\noindent\small
{\em Electronic Journal of Differential Equations},
Vol. 2006(2006), No. 72, pp. 1--18.\newline
ISSN: 1072-6691. URL: http://ejde.math.txstate.edu or http://ejde.math.unt.edu
\newline ftp ejde.math.txstate.edu  (login: ftp)}
\thanks{\copyright 2006 Texas State University - San Marcos.}
\vspace{9mm}}

\begin{document}
\title[\hfilneg EJDE-2006/72\hfil Stability of solitary wave solutions]
{Stability of solitary wave solutions for equations of short and
long dispersive waves}
\author[J. Angulo \hfil EJDE-2006/72\hfilneg]
{Jaime Angulo Pava}

\address{Jaime Angulo Pava \newline
IMECC-UNICAMP-C.P. 6065\\
CEP 13083-970-Campinas\\
S\~ao Paulo, Brazil}
\email{angulo@ime.unicamp.br}


\date{}
\thanks{Submitted May 30, 2005. Published July 10, 2006.}
\thanks{Supported by grant 300654/96-0 from CNPq Brazil}
\subjclass[2000]{35Q35, 35Q53, 35Q55, 35B35, 58E30, 76B15}
\keywords{Dispersive wave equations; variational methods;
stability; \hfill\break\indent solitary wave solutions}


\begin{abstract}
 In this paper, we consider the existence and stability of
 a novel set of solitary-wave solutions for two models of short
 and long dispersive waves in a two layer fluid.
 We prove the existence of solitary waves via the
 Concentration Compactness Method.  We then introduce the sets of
 solitary waves obtained through  our analysis for each model and
 we show that them are stable provided the associated action is
 strictly convex. We also establish the existence of intervals of
 convexity for each associated action. Our analysis does not depend
 of spectral conditions.
\end{abstract}

\maketitle
\numberwithin{equation}{section}
\newtheorem{theorem}{Theorem}[section]
\newtheorem{lemma}[theorem]{Lemma}
\newtheorem{corollary}[theorem]{Corollary}
\newtheorem{remark}[theorem]{Remark}
\newtheorem{definition}[theorem]{Definition}

\section{Introduction}

We study the existence and stability of solitary-wave
solutions through of an analysis of type variational  for two
models of interaction between long  waves and short waves under a
weakly coupled nonlinearity in a two layer fluid and under the
setting of deep and shallow flows. When the fluid depth of the
lower layer is sufficiently large, in comparison with the
wavelength of the internal wave, and the fluids have different
densities, we have the following nonlinear coupled system (see Funakoshi and
Oikawa \cite{f2})
\begin{equation} \label{e1.1}
\begin{gathered}
iu_t+u_{xx}=\alpha vu,\\
v_t+\gamma Dv_x=\beta (|u|^2)_x,\\
u(x,0)=u_0(x),\quad v(x,0)=v_0(x),
\end{gathered}
\end{equation}
where  $u=u(x,t): \mathbb{R}\times \mathbb{R}\to \mathbb{C}$ denotes the short
wave term  and $v=v(x,t):\mathbb{R}\times \mathbb{R}\to \mathbb{R}$ denotes
the long wave term. Here, $\alpha, \beta$ are positive constants,
$\gamma \in \mathbb{R} $, and $D=\mathcal{H}\partial_x$ is a linear
differential operator representing the dispersion of the internal
wave, where $\mathcal{H}$ denotes the Hilbert transform defined by
$$
\mathcal{H} f(x)= p.v. \,\frac1{\pi}\,\int\,\frac{f(y)}{x-y}\,dy.
$$
When the fluid depth is sufficiently small in comparison with the
wavelength of the internal wave, the model describing the
interaction takes the form (see \cite{f2,g1}
\begin{equation}
\begin{gathered}
iu_t+u_{xx}=\alpha vu\\
v_t+\gamma v_x+\eta v_{xxx}+\mu vv_x=\beta (|u|^2)_x,\\
u(x,0)=u_0(x),\quad v(x,0)=v_0(x),
\end{gathered}
\label{e1.2}
\end{equation}
where $\alpha,\gamma, \eta,\mu, \beta\in \mathbb{R} $. Equation \eqref{e1.2}
is sometimes called {\it the coupled Schr\"odinger - Korteweg - de
Vries equation} (Schr\"odinger-KdV equation henceforth).

One of the interesting features of wave equations of the form
\eqref{e1.1} or \eqref{e1.2} is that due to nonlinearity and dispersion they
often possess solitary-wave solutions. Solitary waves for \eqref{e1.1} or
\eqref{e1.2} are travelling-wave solutions of the form
\begin{equation}
\begin{gathered}
u(x,t)=e^{i\omega t}e^{ic(x-ct)/2}\phi(x-ct),\\
v(x,t)=\psi(x-ct),
\end{gathered}
\label{e1.3}
\end{equation}
where $\omega, c\in \mathbb{R}$ and $\phi, \psi:\mathbb{R}\to \mathbb{R}$ are
typically smooth functions such that for each $n\in \mathbb{N}$,
$\phi^{(n)}(\xi)\to 0$ and $\psi^{(n)}(\xi )\to 0$,
as $|\xi|\to \infty $. We will see more later that the existence of
solitary-wave solutions plays a distinguished role in the
long-time evolution of solutions of \eqref{e1.1} or \eqref{e1.2}. Substituting
\eqref{e1.3} in model \eqref{e1.1} it follows immediately that  $(\phi, \psi)$
satisfies the  pseudo-differential system
\begin{equation}
\begin{gathered}
\phi''-\sigma\phi=\alpha \,\psi\phi\\
\gamma\mathcal{H}\psi'-c\psi=\beta \phi^2.
\end{gathered}
\label{e1.4}
\end{equation}
Similarly for model \eqref{e1.2} we have that  $(\phi, \psi)$
satisfies the differential system
\begin{equation}
 \begin{gathered}
\phi''-\sigma\phi=\alpha \,\psi\phi\\
\eta\psi''-(c-\gamma)\psi+\frac{\mu}{2} \psi^2=\beta \phi^2,
\end{gathered}
\label{e1.5}
\end{equation}
where in \eqref{e1.4} and \eqref{e1.5}, $``\,'"=\frac{d}{d\xi}$, with $\xi=x-ct$
and $\sigma=\omega-\frac{c^2}{4}$.


Next we establish  some results known about the models \eqref{e1.1} and
\eqref{e1.2}. System \eqref{e1.1} has been considered under various settings.
For example, Funakoshi and Oikawa \cite{f2}) have computed numerically
solitary-wave solutions for \eqref{e1.4}. Recently, Angulo and Montenegro
\cite{a2} have proved the existence of even solitary-wave solutions
using the Concentration Compactness Method and the theory of
symmetric decreasing rearrangements.  We recall that explicitly
solutions for \eqref{e1.4} are not know for $\gamma\neq 0$. With regard
to the initial value problem, Bekiranov, Ogawa and
Ponce \cite{b1} proved a well-posedness theory for \eqref{e1.1} in
$H_\mathbb{C}^s(\mathbb{R})\times H_\mathbb{R}^{s-\frac12}(\mathbb{R})$.
More precisely, if $|\gamma|<1$ and $s\geq 0$, then for any
$(u_0,v_0)\in H_\mathbb{C}^s(\mathbb{R})\times H_\mathbb{R}^{s-\frac12}
(\mathbb{R})$ there exists $T>0$
such that the initial value problem \eqref{e1.1} admits a unique solution
$(u(t),v(t))\in C([0,T);H_\mathbb{C} ^s(\mathbb{R}))\times C([0,T);H_\mathbb{R}^{s-\frac12}(\mathbb{R}))$.
Moreover, for $T>0$ the map $(u_0,v_0)\to
(u(t),v(t))$ is Lipschitz continuous from
$H_\mathbb{C} ^s(\mathbb{R})\times H_\mathbb{R}^{s-\frac12}(\mathbb{R})$
to $C([0,T);H_\mathbb{C}^s(\mathbb{R}))\times C([0,T);H_\mathbb{R}^{s-\frac12}(\mathbb{R}))$. For the case
$|\gamma|=1$, we get the same results as above, but for $s>0$. We
note that as a consequence of the conservation laws \eqref{e1.10} and
\eqref{e1.11} below, we can take $T=+\infty$ if $s\geq 1$ and
$\gamma<0$.

For the system \eqref{e1.2} we have  the following results of
well-posedness.  Tsutsumi \cite{t1} showed  a global well-posedness
theory in $H_\mathbb{C}^{m+\frac12}(\mathbb{R})
\times H_\mathbb{R}^{m}(\mathbb{R})$ for $m=1,2,3\dots $,
Bekiranov, Ogawa and Ponce \cite{c1} proved a local theory  in
$H_\mathbb{C}^s(\mathbb{R})\times H_\mathbb{R}^{s-\frac12}(\mathbb{R})$
for $s\geq 0$, and Fernandez and
Linares \cite{f1} showed a local result in  $L^2_{\mathbb{C}}(\mathbb{R})\times
H_\mathbb{R}^{-\frac34+}(\mathbb{R})$ and a global result in
$H^1_{\mathbb{C}}(\mathbb{R})\times H_\mathbb{R}^{1}(\mathbb{R})$
with the parameters in \eqref{e1.2} having the same sign.

With regard to the existence and stability of solitary-wave
solutions of the form \eqref{e1.3}, we have the results by Lin \cite{l2} and
by Albert and Angulo \cite{a1}. More precisely, in \cite{l2},
the existence of solutions of the form
\begin{gather*}
 \phi(x)=\pm \sqrt{2\sigma ((c-\gamma)-8\sigma)}
\mathop{\rm sech}(\sqrt \sigma x)\\
\psi(x)=2\sigma \mathop{\rm sech}^2(\sqrt \sigma x)
\end{gather*}
for \eqref{e1.5} with $\alpha=\beta=-1$,  $\eta=2$, $\mu=12$, $c>\gamma$
and $\sigma\in (0,(c-\gamma)/8)$, was found. Then, using stability
theory of \cite{g1}, he went on to show that this solution is orbitally
stable provided $c-\gamma\leq 1$ and $\sigma\in
(0,(c-\gamma)/12)$. In \cite{a1}, for $\alpha=\beta=-1$, $\eta=2$,
$\gamma=0$ and $\mu=6q$ it was proved for a certain range of
values of $q$, equation \eqref{e1.5} has  a non-empty set of ground-state
solutions which  is stable.

The result in the present paper are complementary to those
in \cite{a1,a2,l2}, where different techniques were
used. The main purpose here is to show  the existence and
stability of a novel set of solitary waves solutions for equations
\eqref{e1.1} and \eqref{e1.2}. Our approach is based essentially in variational
methods and techniques of convexity type.

Next we  describe briefly our results. Our theory  of existence of
smooth real solutions  for \eqref{e1.4} follows from the work of Angulo
and Montenegro \cite{a2} (a sketch of the proof is given in
Theorem \ref{thm2.1} below), where by using the Concentration Compactness
Method (Lions \cite{l3,l4}) and the conditions $\alpha, \beta,
\sigma, c>0$ and $\gamma<0$, it is obtained solutions for \eqref{e1.4} as
minimimizer of the variational problem
\begin{equation}
I_\lambda= \inf \{ V(f,g)| (f,g)\in H^1_\mathbb{R}(\mathbb{R})
\times H_\mathbb{R}^{1/2}(\mathbb{R})\text{ and }
F(f,g)=\lambda\}, \label{e1.6}
\end{equation}
where $\lambda>0$,
\begin{gather}
 V(f,g)=\int_{\mathbb{R}} [(f'(x))^2-\gamma (D^{1/2}g(x))^2
+\sigma f^2(x)+cg^2(x) ]dx,
\label{e1.6a} \\
F(f,g)=\int_{\mathbb{R}}f^2(x)g(x) dx. \label{e1.6b}
\end{gather}
So, if we denote the set of minimizers associated to $I_\lambda$
by $G_\lambda$, namely,
\begin{equation}
G_\lambda=\{(f,g)\in H^1_\mathbb{R}(\mathbb{R})\times H_\mathbb{R}^{1/2}
(\mathbb{R})|\;V(f,g)=I_\lambda
\text{ and } F(f,g)=\lambda\} \label{e1.7}
\end{equation}
then $G_\lambda\neq\emptyset$ and each element of $G_\lambda$
yields a solution of \eqref{e1.4} via a scaling argument.

With regard to solutions for system \eqref{e1.5}, we shall establish here
a theory of existence with the conditions  $\alpha\beta>0$, $\eta,
\sigma>0$, $c>\gamma$
 and $\mu=-3\alpha$. Our argument will be again via an  compactness argument,
but in this case the proof is more easy compared with that given for
the existence of solution of \eqref{e1.4} because  we do not have the
 nonlocal term $D=\mathcal{H}\partial_x$. Here, we will use some results
from  Lopes \cite{l5,l6} for  finding solutions of the minimization problem
\begin{equation}
J_\lambda=\inf \{ Z(f,g)| (f,g)\in H^1_\mathbb{R}(\mathbb{R})\times
H_\mathbb{R}^{1}(\mathbb{R}) \text{ and }  N(f,g)=\lambda\},
 \label{e1.8}
\end{equation}
where $\lambda>0$,
\begin{gather}
 Z(f,g)=\int_{\mathbb{R}} [(f'(x))^2 + \eta (g'(x))^2+\sigma f^2(x)
+(c-\gamma)g^2(x) ]dx\,, \label{e1.8a} \\
N(f,g)=\int_{\mathbb{R}}g(x)[f^2(x)+g^2(x)]\, dx\,. \label{e1.8b}
\end{gather}

We note that once established the existence of solutions for \eqref{e1.5}
with the condition $\mu=-3\alpha$, we can obtain a existence
result for  solitary wave for \eqref{e1.5} under the condition that $\mu$
and $\alpha$ have opposite sign. In fact, under this constraint
for $\mu$ and $\alpha$, one can multiply the second equation in
\eqref{e1.5} by a positive constant and to obtain a equivalent system in
which the condition $\mu=-3\alpha$ holds.

The following  question arising in this point is whether the
following set of solitary-wave solutions for \eqref{e1.1},
\begin{equation}
\begin{aligned}
\mathcal{S}_{c,\omega}=\{&(e^{i\theta}e^{icx/2}\phi_{c,\omega}
\psi_{c,\omega}): (\phi_{c,\omega},\psi_{c,\omega})\in H^1_{\mathbb{R}}
(\mathbb{R})\times H^\frac12_{\mathbb{R}}(\mathbb{R}), \\
&F(\phi_{c,\omega},\psi_{c,\omega})=-\frac{1}{3\beta}V(\phi_{c,\omega},
\psi_{c,\omega}) =-\frac{1}{27\beta^3}I_1^3\},
\end{aligned} \label{e1.9}
\end{equation}
with $\alpha=2\beta>0$, $\omega>\frac{c^2}{4}$ and $c>0$, is a
stable set with respect to equation \eqref{e1.1}, in the sense that if
$(h,g)\in S_{c,\omega}$ and a slight perturbation of $(h,g)$ is
taken as initial data for \eqref{e1.1}, then the resulting solution of
\eqref{e1.1} can be said to have a profile which remains close to
$S_{c,\omega}$ for all time. It is well known from Cazenave and
Lions \cite{c1} that we can obtain a result of stability
 of this type if the functionals involved in the problem of minimization
\eqref{e1.6} are
conserved quantities for equation \eqref{e1.1}, however, we do not have
this ideal situation with the functionals $V$ and $F$. So, for
overcome this problem, we consider the following functionals
\begin{gather}
H(u)=\int_{\mathbb{R}}\,|u(x)|^2\,dx, \label{e1.10} \\
G_1(u,v)\equiv \mathop{\rm Im}\int_{\mathbb{R}}\,u(x)\overline{u_x(x)}\,dx
+ \frac{\alpha}{2\beta}
\int_{\mathbb{R}}\,v^2(x)\,dx, \label{e1.10a}\\
E_1(u,v)\equiv \int_{\mathbb{R}}|u_x(x)|^2\,dx+\alpha v(x)|u(x)|^2
-\frac{\alpha\gamma}{2\beta}v(x) D v(x)\,dx, \label{e1.11}
\end{gather}
which  are conserved quantities or invariants of motion for \eqref{e1.1},
{\it i.e.}, for $ u(x,0)=u_0(x)$, $ v(x,0)=v_0(x)$ initial smooth
functions, the solution of \eqref{e1.1} emanating from $(u_0,v_0)$ has
the property that $H(u(t))=H(u_0)$, $G_1(u(t),v(t))=G_1(u_0,v_0)$
and $E_1(u(t),v(t))=E_1(u_0,v_0)$ for all $t$ for which the
solution exists. Next, we define the following functional
\begin{equation}
d(c,\omega)= E_1(\Phi_{c,\omega},\Psi_{c,\omega}) + \omega
H(\Phi_{c,\omega}) + c G_1(\Phi_{c,\omega},\Psi_{c,\omega})
\label{e1.12}
\end{equation}
for every $(\Phi_{c,\omega},\Psi_{c,\omega})\in \mathcal{S}_{c,\omega}$. So, by considering the following function of
variable $\omega$,
$$
d_c(\omega)\equiv d(c,\omega),
$$
with $c>0$ fixed and $\omega>c^2/4$, we obtain that the
set of solitary waves solutions $\mathcal{S}_{c,\omega}$ will be stable
with respect to equation \eqref{e1.1} if $d_c(\omega)$ is a strictly
convex function in $\omega$. In this paper we can prove the
convexity of the function $d_c(\omega)$ with $\omega$ close to
$c^2/4$.

A similar result of stability is also proved for the set of
solitary-wave solutions of \eqref{e1.2} obtained via the minimization
problem \eqref{e1.8}. In this case we use the following conserved
quantities for \eqref{e1.2}:
\begin{equation}
\begin{gathered}
G_2(u,v)\equiv \mathop{\rm Im}\int_{\mathbb{R}}\,u(x)\overline{u_x(x)}\,dx +
\frac{\alpha}{2\beta}\int_{\mathbb{R}}\,v^2(x)\,dx,\\
E_2(u,v)\equiv \int_{\mathbb{R}}\,|u_x(x)|^2+\alpha
v(x)|u(x)|^2+\frac{\alpha\eta}
{2\beta}v_x^2(x)-\frac{\alpha\gamma}{2\beta}v^2(x)-
\frac{\alpha\mu}{6\beta}v^3(x)\,dx.
\end{gathered}\label{e1.13}
\end{equation}

We note that as we do not have explicit formulas for the solutions
$(\phi_{c,\omega},\psi_{c,\omega})$ in \eqref{e1.4}-\eqref{e1.5}
and a argument of dilation is not available to obtain a explicit
expression for the function $d$ in function of $c$ and $\omega$,
we need to apply a Lemma of convexity of Shatah \cite{s1}
(see Lemma \ref{lem2.8} below).

This paper is organized as follows. In section 2, we give a sketch
of the proof of existence of solutions for  \eqref{e1.4}. These solutions
are obtained via the Concentration Compactness Principle. We also
prove that the set of solitary waves, $\mathcal{S}_{c,\omega}$, defined
in \eqref{e2.11} is  stable in $H^1_{\mathbb{C}}(\mathbb{R})\times H_\mathbb{R}^{1/2}(\mathbb{R})$. In section 3, we give  the corresponding
theory of existence and stability of solitary waves solutions for
system \eqref{e1.2} following the same ideas established in section 2.



\subsection*{Notation}
 We shall denote by $\widehat f$ the Fourier
transform of $f$, defined as
$\widehat f(\xi)=\int_{\mathbb{R}}\;f(x)e^{-i\xi x}\,dx$. $|f|_{L^p}$
denotes the $L^p(\mathbb{R})$
norm of $f$, $1\leq p\leq \infty$. In particular,
$|\cdot|_{L^2}=\|\cdot\|$ and
$|\cdot|_{L^{\infty}}=|\cdot|_\infty$. We denote by
$H_{\mathbb{C}}^s(\mathbb{R})$ the Sobolev space of all $f$ (tempered
distributions) for which the norm
$ \|f\|_s^2=\int_{\mathbb{R}}\;(1+|\xi|^2)^{s}|\widehat f(\xi)|^2\,d\xi$
is finite. For $s\geq 0$, $H_{\mathbb{R}}^s(\mathbb{R})$ denotes
the space of all real-valued functions in $H_{\mathbb{C}}^s(\mathbb{R})$.
The product norm in
$H_{\mathbb{C}}^s(\mathbb{R})\times H_{\mathbb{C}}^{r}(\mathbb{R})$
is denoted by $\|\cdot\|_{s\times r}$. We denote by $X_\mathbb{R}$
the product
$H_{\mathbb{R}}^1(\mathbb{R})\times H_{\mathbb{R}}^{1/2}(\mathbb{R})$, $Y_\mathbb{R}$ the product $H_{\mathbb{R}}^1(\mathbb{R})\times H_{\mathbb{R}}^{1}(\mathbb{R})$, $X_\mathbb{C}$ the product $H_{\mathbb{C}}^1(\mathbb{R})\times H_{\mathbb{R}}^{1/2}(\mathbb{R})$, and $Y_\mathbb{C}$ the product $H_{\mathbb{C}}^1(\mathbb{R})\times H_{\mathbb{R}}^{1}(\mathbb{R})$.
$J^s=(1-\partial_x^2)^{s/2}$ and $D^s=(-\partial_x^2)^{s/2}$ are
the  Bessel and Riesz potentials of order $-s$, respectively,
defined by $\widehat{J^sf}(\xi)=(1+\xi^2)^{s/2}\widehat f(\xi)$
and $\widehat{D^sf}(\xi)=|\xi|^s\widehat f(\xi)$.

\section{Existence and stability of solitary waves solutions
for equation \eqref{e1.1}}

In this section we give a theory of existence and stability of
solitary waves solutions for equation \eqref{e1.1}. We begin with the
problem of existence. Initially, we give a sketch of the proof of
that $ G_\lambda$ defined in \eqref{e1.7} is not empty. In fact, we call
$\{(f_n, g_n)\}_{n\geq 1}$ in $X_\mathbb{R}=H_\mathbb{R}^1(\mathbb{R})\times
H_\mathbb{R}^{1/2}(\mathbb{R})$ a minimizing sequence for $
I_{\lambda}$ if it satisfies
\begin{gather*}
 F(f_n,g_n)=\lambda,\quad \text{for all } n,\\
\lim_{n\to \infty} V(f_n,g_n)= I_{\lambda}.
\end{gather*}
So we have the following Theorem of existence established in
Angulo and Montenegro \cite{a2},

\begin{theorem} \label{thm2.1}
Let $\alpha, \beta, \sigma, c  >0$,
$\gamma <0$, and let $\lambda$ be any positive number. Then  any
minimizing sequence $\{(f_n,g_n)\}$ for $ I_\lambda$ is relatively
compact in $X_\mathbb{R}$ up to translation, i.e., there are
subsequences $\{(f_{n_k},g_{n_k})\}$ and $\{y_{n_k}\}\subset \mathbb{R}$
such that $(f_{n_k}(\cdot-y_{n_k}),g_{n_k}(\cdot-y_{n_k}))$
converges strongly in $X_\mathbb{R}$ to some $(f,g)$, which is a
minimum of $I_\lambda$. Therefore, $G_\lambda\neq \emptyset$ and
there are  non-trivial solitary waves solutions for equation
\eqref{e1.1}.
\end{theorem}

\begin{proof}[Sketch of the proof]
From
$ \lambda=\int_{\mathbb{R}} f^2(x)g(x)dx\leq \|f\|^{2}_{1}\|g\|_{_{\frac{1}{2}}} \leq
\|(f,g)\|_{_{1\times \frac{1}{2}}}^{3}$ and
$ V(f,g)\geq C\|(f,g)\|_{_{1\times \frac{1}{2}}}^{2}$,
we obtain $0< I_\lambda <\infty$ and each minimizing sequence is
bounded in $X_\mathbb{R}$.
Then there is a subsequence, still denoted by $(f_n,g_n)$, such
that $\|(f_n,g_n)\|_{_{1\times \frac{1}{2}}}^2\to \mu >0$. We then
apply the Concentration Compactness Lemma (\cite[Lemma I.1]{l3})
with
$$
\rho_n(x)=(f_n'(x))^2+(f_n(x))^2+(J^{1/2}g_n(x))^2.
$$
The {\it Vanishing} case does not occur because for any $R>0$
$$
\lim_{n\to \infty}\sup_{y\in \mathbb{R}}\int_{y-R}^{y+R}(f_n(x))^2dx=0.
$$
Thus $ F(f_n,g_n)$ tends to zero as $n$ goes to infinity. But
this contradicts the fact that $ F(f_n,g_n)=\lambda>0$.


In the {\it Dichotomy} case, one can show as in \cite{a2} that for some
$\theta$ with $0<\theta<\lambda$ and for all $\epsilon >0$ there
exist $\eta(\epsilon)$ (with $\eta(\epsilon)\to 0$ as $\epsilon
\to 0$), two sequences {\bf h}$_{n}^{(1)}=\zeta_n\text{\bf h}_{n}$
and {\bf h}$_{n}^{(2)}=\varphi_n\text{\bf h}_{n}$ in $X_\mathbb{R}$,
with $\varphi_n ,\; \zeta_n \in C^{\infty}(\mathbb{R};\mathbb{R})$, $0\leq
\varphi_n ,\; \zeta_n \leq 1$, and an integer $k$ such that for
$n\geq k$ and {\bf h}$_{n}=(f_n,g_n)$,
\begin{gather*}
\|\text{\bf h}_{n}^{(1)}+\text{\bf h}_{n}^{(2)}
-\text{\bf h}_{n}\|_{_{1\times \frac{1}{2}}}\leq \eta(\epsilon),\\
\Big|\int_{\mathbb{R}}\zeta_{n}^{3}(f_{n})^{2}g_{n}\,dx-\theta \Big|
\leq \eta(\epsilon),\\
\Big| \int_{\mathbb{R}}\varphi_{n}^{3}(f_{n})^{2}g_{n}\,dx- (\lambda
-\theta )\Big| \leq \eta(\epsilon).
\end{gather*}
Hence, these relations will imply that $ I_\lambda \geq I_\theta +
I_{\lambda -\theta}$. But this is a contradiction, since  for
$\tau >0$ we have $I_{\tau\lambda}=\tau^{2/3} I_\lambda$,
and therefore
$$
 I_\lambda \geq  I_{\tau \lambda}+I_{(1-\tau )\lambda}=
(\tau^{2/3}+(1-\tau )^{2/3}) I_\lambda >
I_\lambda,
$$
where we have used that
$\tau^{2/3}+(1-\tau)^{2/3}>1$ for $\tau\in (0,1)$ and
$ I_\lambda>0$.

Since the Vanishing and Dichotomy cases have been ruled out, it
follows that there is a sequence $\{ y_n\}_{n\geq 1}\subset \mathbb{R}$
such that for any $\epsilon >0$, there is $R>0$ large and
$n_0>0$ such that for $n\geq n_0$,
$$
\int_{|x-y_n|\leq R}\rho_{n}(x)\,dx\geq \mu -\epsilon ,\quad
\int_{|x-y_n|\geq R}\rho_{n}(x)\,dx\leq \epsilon.
$$
Therefore
$$
\big| \int_{|x-y_n|\geq R}f_{n}^2g_{n}\,dx\big|\leq
C\|g_{n}\|_{_{\frac{1}{2}}}|f_{n}|_{_{\infty}}^{2/3} \big(
\int_{|x-y_n|\geq R}\rho_{n}(x)\,dx\big)^{2/3} =
O(\epsilon ).
$$
Hence
$$
\big| \int_{|x-y_n|\leq R}f_{n}^2g_{n}\,dx-\lambda \big| \leq
\epsilon .
$$
Letting ${\text{\bf h}}_{n}^*(x)=({ f}_{n}^*(x), {g
}_{n}^*(x))\equiv ( f_{n}(x-y_n), g_{n}(x-y_n))$, we have that $\{
{\text{\bf h}}_{n}^*\}_{n\geq 1}$  converges weakly in $X_\mathbb{R}$
to a vector-function ${\text{\bf h}}^*=(f_0,g_0)$. Then for
$n\geq n_0$,
$$
\lambda \geq \int_{-R}^{R}\; (f_{n}^*(x))^{2}{ g}_{n}^*(x)\,dx
\geq \lambda -\epsilon .
$$
Since $H^1((-R,R))$ and $H^{1/2}((-R,R))$ are
compactly embedded in $L^2((-R,R))$, we have from the
Cauchy-Schwarz inequality that
\begin{align*}
& \Big| \int_{-R}^{R}\,({ f}_{n}^*(x))^{2}{ g}_{n}^*(x)\,dx
-\int_{-R}^{R}
(f_0(x))^2g_0(x)\,dx\Big| \\
&\leq C\Big( \|{ f}_{n}^*-f_0\|_{L^2(-R,R)} + \|{
g}_{n}^*-g_0\|_{L^2(-R,R)}\Big) \to 0, \quad \text{as } n\to \infty \,.
\end{align*}
Therefore,
$$
\lambda \geq \int_{-R}^{R} f_0^2(x)g_0(x)\,dx \geq \lambda
-\epsilon .
$$
Thus for $\epsilon =1/j$, $j\in \mathbb{N}$,
there exists $R_j>j$ such that
$$
 \lambda \geq \int_{-R_j}^{R_j}
f_0^2(x)g_0(x)\,dx \geq \lambda -\frac{1}{j}.
$$
So, for $j\to \infty $, we finally have that $
F(f_0,g_0)=\lambda$. Furthermore, from the weak lower
semicontinuity of $ V$ and the invariance of $ V$ by translations,
we have
$$
 I_\lambda = \liminf_{n\to \infty}\, V({ f}_{n}^*,{ g}_{n}^*)\geq
 V(f_0,g_0)\geq  I_\lambda .
$$
Thus the vector-function ${\text{\bf h}}^*=(f_0,g_0)\in
G_\lambda$. Moreover, since
$$
\|(f_n^*,g_n^*)\|_{_{1\times \frac{1}{2}}}\to
\|(f_0,g_0)\|_{_{1\times \frac{1}{2}}},
 $$
 we have that $({f}_{n}^*, {g }_{n}^*)\to (f_0,g_0) $  strongly
in $X_\mathbb{R}$. Thus the Theorem is proved.
\end{proof}

\begin{remark} \label{rmk2.2} \rm
 Note that from \cite[Theorem 3.5]{a2} we have that each component of
$(f,g)\in G_\lambda$ is even (up translations) and strictly decreasing
positive function on
$(0,+\infty)$. More precisely, $f(x)=f^*(x+r)$, $g(x)=g^*(x+r)$
for some $r\in \mathbb{R}$, where $f^*$ and $g^*$ are the symmetric
decreasing rearrangements of $f$ and $g$ respectively.
\end{remark}

 Our theory of stability has another variational characterization of
solitary waves solutions for \eqref{e1.1}. We consider the following
minimization problem in
$X_\mathbb{C}=H_\mathbb{C}^1(\mathbb{R})\times H_\mathbb{R}^{1/2}(\mathbb{R})$
for $\lambda>0$,
$$
\mathcal{M}_\lambda= \inf \{ \mathcal{W}_{c,\omega}(h,g)| (h,g)\in
X_\mathbb{C} \text{ and }  \mathcal{F}(h,g)=\lambda\},
$$
where
\begin{equation}
\mathcal{W}_{c,\omega}(h,g)=\int_{\mathbb{R}}  |h'(x)|^2-\gamma
(D^{1/2}g(x))^2+ \omega |h(x)|^2+cg^2(x)\,dx +c
\mathop{\rm Im}
\int_{\mathbb{R}} h(x)\overline{h'(x)}\,dx, \label{e2.1}
\end{equation}
$\gamma <0$, $\omega>c^2/4$, $c>0$, and
\begin{equation}
\mathcal{F}(h,g)=\int_{\mathbb{R}}|h(x)|^2g(x)\,dx. \label{e2.2}
\end{equation}
Also, we denote the set of minimizers for $\mathcal{M}_\lambda$ by
$\mathcal{G}_\lambda$, namely,
\begin{equation}
\mathcal{G}_\lambda=\{(h,g)\in X_\mathbb{C}:\mathcal{W}_{c,\omega}(h,g)
=\mathcal{M}_\lambda\text{ and } \mathcal{F}(h,g)=\lambda \}. \label{e2.3}
\end{equation}

Next show that every minimizing sequence for $\mathcal{M}_\lambda$
converges strongly in $X_\mathbb{C}$, up to rotations and
translations, to some element of $\mathcal{G}_\lambda$. Initially, we
establish a similar result as in Theorem \ref{thm2.1} but  considering
complex-valued functions. More precisely, we consider the
following minimization problem
\begin{equation}
I^{\mathbb{C}}_\lambda= \inf \{  V_\mathbb{C}(h,g)| (h,g)\in X_\mathbb{C}
\text{ and } \mathcal{F}(h,g)=\lambda\}, \label{e2.5}
\end{equation}
where $\lambda>0$,
$$
V_\mathbb{C}(h,g)=\int_{\mathbb{R}} [|h'(x)|^2-\gamma
(D^{1/2}g(x))^2+\sigma |h(x)|^2+cg^2(x) ]dx
$$
and $\mathcal{F}$ is defined as in \eqref{e2.2}. So we have the following
Theorem.

\begin{theorem} \label{thm2.3}
  Let $\sigma, c  >0$, $\gamma <0$, and let
$\lambda$ be any positive number. Then  any minimizing sequence
$\{(h_n,g_n)\}$ for $ I^{\mathbb{C}}_\lambda$ is relatively compact in
$X_\mathbb{C}$ up to translation, i.e., there are subsequences
$\{(h_{n_k},g_{n_k})\}$ and $\{y_{n_k}\}\subset \mathbb{R}$ such that
$(h_{n_k}(\cdot-y_{n_k}),g_{n_k}(\cdot-y_{n_k}))$ converges
strongly in $X_\mathbb{C}$ to some $(h,g)$ which is a minimum of
$I^{\mathbb{C}}_\lambda$. Moreover, $(h,g)= (e^{i\theta}f,g)$, where
$\theta \in \mathbb{R}$ and $(f,g)\in G_\lambda$.
\end{theorem}

\begin{proof}
 The existence of a minimum is proved as in Theorem \ref{thm2.1}
(we apply the Concentration Compactness Lemma to
$\rho_n(x)=|f_n'(x)| ^2+|f_n(x)|^2+|J^{1/2}g_n(x)|^2 $).
Now, let $(h,g)$ be a minimizer of the problem \eqref{e2.5} and consider
$h=h_1+i h_2$, then $h_0=|h_1|+i |h_2|$  is a minimizer of problem
\eqref{e2.5}. In fact, from the inequality
$$
\int_\mathbb{R} |h_i'(x)|^2dx\geq \int_\mathbb{R} |\,|h_i|'(x)|^2dx
$$
and the condition $\mathcal{F}(h_0,g)=\mathcal{F}(h,g)=\lambda$, it follows
that
$$
I^{\mathbb{C}}_\lambda=V_\mathbb{C}(h,g)\geq V_\mathbb{C}(h_0,g)\geq I^{\mathbb{C}}_\lambda.
$$
Therefore, there exists $K>0$ (Lagrange multiplier) such that
\begin{equation}
\begin{gathered}
-h_i''+\sigma h_i=Kh_ig\\
-|h_i|''+\sigma |h_i|=K |h_i|g,\quad \text{for } i=1,2.
\end{gathered}
\label{e2.6}
\end{equation}
Since $|h_i|>0$ it follows from the Sturm-Liouville Theory
that $-\sigma$ is the smallest eigenvalue of operator
$-\frac{d^2}{dx^2}-Kg$, and therefore is simple. Hence, from \eqref{e2.6}
there are $\mu_i\in \mathbb{R}-\{0\}$ such that $h_i=\mu_i h_0^*$,
where $h_0^*$ is a positive function. Therefore, there exists a
positive function $f$ and $\theta\in \mathbb{R}$ such that
$h=e^{i\theta}f$. Moreover, from the relations $F(f,g)=\mathcal{F}(h,g)=\lambda$, $I^{\mathbb{C}}_\lambda=V_\mathbb{C}(h,g)= V(f,g)\geq
I_\lambda$,  and $I_\lambda\geq I^{\mathbb{C}}_\lambda$, we have that
$(f,g)\in G_\lambda$. This finishes
 the proof.
\end{proof}

The following Theorem proves the existence a minimum for
$\mathcal{M}_\lambda$.

\begin{theorem} \label{thm2.4}
Let $\gamma <0$, $c>0$,
$\omega>\frac{c^2}{4}$, and $\lambda>0$.  Then, any minimizing
sequence $\{(h_n,g_n)\}$ for $ \mathcal{M}_\lambda$ is relatively
compact in $X_\mathbb{C}$ up to rotations and translation, i.e., there
are subsequences $\{(h_{n_k},g_{n_k})\}$ and $\{y_{n_k}\}\subset
\mathbb{R}$ such that
$(e^{icy_k/2}h_{n_k}(\cdot-y_{n_k}),g_{n_k}(\cdot-y_{n_k}))$
converges strongly in $X_\mathbb{C}$ to some $(h,g)$ which is a
minimum of $\mathcal{M}_\lambda$. Moreover, $(h,g)=
(e^{i\theta}e^{icx/2}f,g)$ where $(f,g)\in G_\lambda$.
\end{theorem}

\begin{proof} Let $\{(h_n,g_n)\}$ be a minimizing sequence for
$\mathcal{M}_\lambda$. Then we have that
$\lim_{n\to \infty}\mathcal{W}_{c,\omega}(h_n,g_n)= \mathcal{M}_{\lambda}$
and
$\mathcal{F}(h_n,g_n)=\lambda$. If $f_n\equiv e^{-icx/2}h_n$, then  we have
 $\mathcal{F}(f_n,g_n)=\lambda$ and
\begin{equation}
\mathcal{W}_{c,\omega}(h_n,g_n)=\mathcal{W}_{c,\omega}(e^{icx/2}f_n,g_n)=
V_\mathbb{C}(f_n,g_n)\geq I^{\mathbb{C}}_\lambda. \label{e2.7}
\end{equation}
Since $I^{\mathbb{C}}_\lambda\geq \mathcal{M}_{\lambda}$, it follows from
\eqref{e2.7} that $\{(f_n,g_n)\}$ is a minimizing sequence for
$I^{\mathbb{C}}_\lambda$. Therefore, from Theorem \ref{thm2.3} there are subsequences
$\{(f_{n_k},g_{n_k})\}$ and $\{y_{n_k}\}\subset \mathbb{R}$ such that
$(f_{n_k}(\cdot-y_{n_k}),g_{n_k}(\cdot-y_{n_k}))$ converges
strongly in $X_\mathbb{C}$ to some $(h_0,g)$ which is a minimum of
$I^{\mathbb{C}}_\lambda$. Then $(h_0,g)= (e^{i\theta}f,g)$ where
$\theta \in \mathbb{R}$ and $(f,g)\in G_\lambda$. Hence, from the
definition of $f_n$ we  have that
$$
(e^{icy_k/2}h_{n_k}(\cdot-y_{n_k}),g_{n_k}(\cdot-y_{n_k}))\to
(e^{i\theta} e^{icx/2}f,g)\quad\text{in }X_\mathbb{C}.
$$
So, $(h,g)=(e^{i\theta}e^{icx/2}f,g)\in \mathcal{G}_\lambda$ and this
proves the Theorem.
\end{proof}

\begin{corollary} \label{coro2.5}
  Let $\gamma <0$, $c>0$, $\omega>\frac{c^2}{4}$, and $\lambda>0$.
Then the set $\mathcal{G}_\lambda$ is nonempty. Moreover,
if $\{(h_n,g_n)\}$ is any
minimizing sequence for $ \mathcal{M}_\lambda$, then
\begin{itemize}
\item[(i)] There exist sequences $\{y_{n}\}$, $\{\theta_{n}\}$ and an
element $ (h,g)\in \mathcal{G}_\lambda $ such that
$\{(e^{i\theta_{n}}h_n(\cdot+y_{n}),g_n(\cdot+y_{n}))\}$ has a
subsequence converging strongly in $X_\mathbb{C}$ to $(h,g)$.

\item[(ii)] $\lim_{n\to \infty}\
\inf_{\theta,y\in \mathbb{R}; \vec \psi\in \mathcal{G}_{\lambda}}
\|(e^{i\theta}h_n(\cdot+y),g_n(\cdot+y))-\vec \psi\|_{1\times \frac12}=0$.

\item[(iii)]  $\lim_{n\to \infty}
\inf_{\vec \psi\in \mathcal{G}_{\lambda}}
\|(h_n,g_n)-\vec \psi\|_{1\times \frac12}=0$.
\end{itemize}
\end{corollary}

\begin{proof}
By Theorem \ref{thm2.4} we have that $\mathcal{G}_\lambda$ is nonempty and
the item $(i)$ holds.

Now, suppose that the item (ii) does not hold; then there exist a
subsequence $\{(h_{n_k},g_{n_k})\}$ of $\{(h_n,g_n)\}$ and a
number $\epsilon>0$, such that
$$
\inf_{\theta, y\in \mathbb{R}; \vec \psi\in \mathcal{G}_{\lambda}}
\|(e^{i\theta}h_{n_k}(\cdot+y),g_{n_k}(\cdot+y))-\vec
\psi\|_{1\times \frac12}\geq \epsilon
$$
for all $k\in \mathbb{N}$. But, since $\{(h_{n_k},g_{n_k})\}$ itself
is a minimizing sequence for $\mathcal{M}_\lambda$, from statement (i),
it follows that there exist sequences $\{y_{n_k}\}$,
$\{\theta_{n_k}\}$ and $\vec \psi\in \mathcal{G}_\lambda$ such that
$$
\liminf_{n\to \infty}
\inf_{\theta, y\in \mathbb{R}; \vec \psi\in \mathcal{G}_{\lambda}}
\|(e^{i\theta_{n_k}}h_{n_k}(\cdot+y_{n_k}),g_{n_k}(\cdot+y_{n_k}))-\vec
\psi\|_{1\times \frac12}=0.
$$
This contradiction proves statement (ii).

Finally, since the functionals $\mathcal{W}_{c,\omega}$ and $\mathcal{F}$
are invariants under rotations and translations, $\mathcal{G}_\lambda$
contains any rotations and translation of $\vec \psi$, if it
contains $\vec \psi$, and hence statement (iii) follows
immediately from statement (ii). This completes the Corollary.
\end{proof}

In the following we establish some remarks and some sets which
will be used for the problem of stability. If we define the
minimization problem
\begin{equation}
M_c(\omega)=\inf_{(h,g)\in X_\mathbb{C}}
\frac{\mathcal{W}_{c,\omega} (h,g)}{[\mathcal{F}(h,g)]^{2/3}}, \label{e2.8}
\end{equation}
it is easy to see that for $a,b\in \mathbb{R}-\{0\}$ and $a^2=b^2$, we
have
\begin{equation}
\frac{\mathcal{W}_{c,\omega} (ah,bg)}{[\mathcal{F}(a h,b
g)]^{2/3}}=\frac{\mathcal{W}_{c,\omega} (h,g)}{[\mathcal{F}( h, g)]^{2/3}}.
\label{e2.9}
\end{equation}
Moreover,
\begin{equation}
M_c(\omega)=\inf_{(h,g)\in X_\mathbb{C}}
\mathcal{W}_{c,\omega} (h,g): \mathcal{F}(h,g)=1\}. \label{e2.10}
\end{equation}
so, if $(h,g)\in X_\mathbb{C}$ and satisfies $\mathcal{W}_{c,\omega} (h,g)=
M_c(\omega)$ and $\mathcal{F}(h,g)=1$, then from Theorems \ref{thm2.3}
 and \ref{thm2.4}
we obtain that there are $\theta\in \mathbb{R}$, a positive function
$f$ and $K>0$, such that $h=e^{i\theta}e^{icx/2}f$ and  $(\phi
,\psi )= (\pm\; \frac{
K}{\sqrt{2\alpha\beta}}f,-\;\frac{K}{\alpha}g)$ is
 a solution of \eqref{e1.4}. Hence, $M_c(\omega)=\mathcal{W}_{c,\omega}(h,g)=V (f,g)$ and  $F(f,g)=1$, and so \eqref{e2.10} can be written as
\begin{equation}
M_c(\omega)=\inf_{(f,g)\in X_\mathbb{R}}
\{V (f,g): F(f,g)=1\}=I_1. \label{e2.10a}
\end{equation}
Next, for $\alpha=2\beta$, $\omega>c^2/4$ and $c>0$, we
define our main set in the study of stability,
\begin{equation}
\mathcal{S}_{c,\omega}=\{(e^{i\theta}e^{icx/2}\phi,\psi):
(\phi,\psi)\in X_\mathbb{R},
F(\phi,\psi)=-\frac{1}{3\beta}V(\phi,\psi)=-\frac{1}{27\beta^3}
[M_c(\omega)]^3\}.
\label{e2.11}
\end{equation}
Hence, for  $(e^{i\theta}e^{icx/2}\phi,\psi)\in \mathcal{S}_{c,\omega}$
we have that $(\phi,\psi)$ satisfies \eqref{e1.4} with $\alpha=2\beta$.
In fact, let $F(\phi,\psi)=\lambda$, then since
$\mathcal{W}_{c,\omega}(e^{i\theta}e^{icx/2}\phi,\psi)=V(\phi,\psi)$ it
follows from \eqref{e2.9} that
$$
\mathcal{W}_{c,\omega}(e^{i\theta}e^{icx/2}\frac{1}{\lambda^{1/3}}\phi,
\frac{1}{\lambda^{1/3}}\psi)=\frac{\mathcal{W}_{c,\omega}
(e^{icx/2}\phi,\psi)}{[\mathcal{F}(
\phi,\psi)]^{2/3}}=\frac{V(\phi,\psi)}{[F(\phi,\psi)]^{2/3}}=M_c(\omega),
$$
thus $(e^{icx/2}\frac{1}{\lambda^{1/3}}\phi,\frac{1}
{\lambda^{1/3}}\psi)\in \mathcal{G}_1$ and therefore there is $K_0\in
\mathbb{R}$ such that
 \begin{gather*}
-\phi''+(\omega-\frac{c^2}{4})\phi=\frac{K_0}{\lambda^{1/3}}\psi\phi\\
-\gamma\mathcal{H}\psi'+c\psi=\frac{K_0}{2\lambda^{1/3}}\phi^2.
\end{gather*}
Hence $V(\phi,\psi)=\frac{3K_0}{2\lambda^{1/3}}F(\phi,\psi)$ and
so it follows that $-\beta=\frac{K_0}{2\lambda^{1/3}}$. This shows
the claim.
\smallskip

Now we are going to give our definition of stability used here.


\begin{definition} \label{def2.6} \rm
 Let $(X, \|\cdot\|_X)$ be a Hilbert space and $Y$ a subspace of $X$.
 A set $\mathcal{S}\subset X$  is $X$-stable with respect to \eqref{e1.1}
(or to \eqref{e1.2})
 if for all $\epsilon>0$, there is $\delta>0$ such that for all
$(u_0,v_0)\in Y$ with
$$
\inf_{(\Phi,\Psi)\in \mathcal{S}} \|(u_0,v_0)-(\Phi,\Psi)\|_X<\delta
$$
the solution $(u(t),v(t))$ of \eqref{e1.1} (or \eqref{e1.2}) with
$(u(0),v(0))=(u_0,v_0)$ can be extended to a global solution in
$C([0,\infty);Y)$ and
$$
\sup_{0\leq t<\infty} \inf_{(\Phi,\Psi)\in \mathcal{S}}
 \|(u(t),v(t))-(\Phi,\Psi)\|_X<\epsilon.
$$
Otherwise $\mathcal{S}$ is called $X$-unstable.
\end{definition}

We shall show here that the set $\mathcal{S}_{c,\omega}$ defined in
\eqref{e2.11}
 is $X_\mathbb{C}$-stable (Theorem \ref{thm2.12} below). In order to
prove it we need several lemmas. Initially, for
$(\Phi_{c,\omega}(\xi), \Psi_{c,\omega}(\xi))=(e^{ic\xi/2}
\phi_{c,\omega}(\xi),\psi_{c,\omega}(\xi)) \in \mathcal{S}_{c,\omega}$
we define the following functional
\begin{equation}
d(c,\omega)= E_1(\Phi_{c,\omega},\Psi_{c,\omega}) + \omega
H(\Phi_{c,\omega}) + c\; G_1(\Phi_{c,\omega},\Psi_{c,\omega}),
\label{e2.12}
\end{equation}
where $E_1$, $H$, and $G_1$ are defined in \eqref{e1.10} and \eqref{e1.11}.
Also, we define the following function a one parameter $\omega$,
\begin{equation}
d_c(\omega)\equiv d(c,\omega) \label{e2.13}
\end{equation}
where  $c>0$ is fixed and $\omega\in (\frac{c^2}{4},\infty)$. So,
we have the following two basic features  of the function $d_c$,
namely, $d_c(\cdot)$ is constant on $S_{c,\omega}$ and
$d_c(\cdot)$ is strictly increasing. In fact, from
 \eqref{e2.1}, \eqref{e2.2}, \eqref{e2.11} and \eqref{e2.12}
we get that for any
$(\Phi_{c,\omega},\Psi_{c,\omega})\in S_{c,\omega}$
\begin{equation}
\begin{aligned}
d_c(\omega)
&=\mathcal{W}_{c,\omega}(e^{ic\xi/2} \phi_{c,\omega},\psi_{c,\omega})
  +\alpha \mathcal{F}(e^{ic\xi/2} \phi_{c,\omega},\psi_{c,\omega})\\
&=V(\phi_{c,\omega},\psi_{c,\omega})+\alpha F(\phi_{c,\omega},\psi_{c,\omega})
 =\frac13 V(\phi_{c,\omega},\psi_{c,\omega})\\
&=-\beta F(\phi_{c,\omega},\psi_{c,\omega})=-\beta\mathcal{F}(\Phi_{c,\omega},\Psi_{c,\omega})\\
&=\frac{1}{27\beta^2}[M_c(\omega)]^3.
\end{aligned} \label{e2.14}
\end{equation}
Now, let $\omega<\omega_1$ and let $(h,g)$ be a minimizer for
$M_c(\omega_1)$, then it follows that
\begin{equation}
M_c(\omega)\leq \frac{\mathcal{W}_{c,\omega} (h,g)}{[\mathcal{F}(h,g)]^{2/3}}
= M_c(\omega_1)+(\omega-\omega_1)\frac{\int_\mathbb{R}|h|^2dx}{[\mathcal{F}(h,g)]^ {2/3}}
<M_c(\omega_1), \label{e2.14a}
\end{equation}
and so from \eqref{e2.14} we obtain that $d_c(\omega)$ is strictly
increasing.

\begin{remark} \label{rmk2.7} \rm
(i) For a fixed $c>0$ , it is easy to show that $M_c(\omega)$ is a
continuous function on $(\frac{c^2}{4},\infty)$. In fact, from the
relations
\begin{gather*}
0\leq M_c(\omega_1)-M_c(\omega)\leq \frac{\omega_1-\omega}{\omega-(c^2/4)}
M_c(\omega)\quad\text{ for } \omega_1>\omega\\
0\leq M_c(\omega)-M_c(\omega_1)\leq
\frac{\omega-\omega_1}{\omega_1-(c^2/4)} M_c(\omega)\quad\text{ for }
\omega_1<\omega,
\end{gather*}
it follows the continuity.

(ii) If we consider
\begin{gather*}
 \alpha_c(\omega)=\inf\Big\{\int_\mathbb{R}|\Phi_{c,\omega}(x)|^2dx :
(\Phi_{c,\omega}, \Psi_{c,\omega})\in S_{c,\omega}\Big\}\\
\beta_c(\omega)=\sup\Big\{\int_\mathbb{R}|\Phi_{c,\omega}(x)|^2dx :
(\Phi_{c,\omega}, \Psi_{c,\omega})\in S_{c,\omega}\Big\},
\end{gather*}
then we get from \eqref{e2.14a} and \eqref{e2.11} that for $\omega<\omega_1$,
\begin{equation}
\frac{9\beta^2
\alpha_c(\omega_1)}{[M_c(\omega_1)]^2}\leq\frac{M_c(\omega_1)-
M_c(\omega)}{\omega_1-\omega}\leq \frac{9\beta^2
\beta_c(\omega)}{[M_c(\omega)]^2}. \label{e2.14b}
\end{equation}
Hence from \eqref{e2.14b} it is possible to show that $M_c$ is
differentiable at $\omega_1$ if and only if
$\alpha_c(\omega_1)=\beta_c(\omega_1)$ (see \cite[Lemma 4.3]{l1}).
Therefore from the last affirmation and from \eqref{e2.14} we can
conclude that $d_c(\cdot)$ is differentiable at all but countably
many points of $(\frac{c^2}{4},\infty)$.
\end{remark}

 From item (ii) we can assume,  without losing of
generality, that $M_c$ is differentiable.
We now state without proof a lemma due to Shatah \cite{s1} related to
strictly convex functions.

\begin{lemma} \label{lem2.8}
Let $h$ be any function which is strictly convex in an interval
$I$ about $\omega$. Then given $\epsilon>0$,
there exists $N(\epsilon)>0$ such that for $\omega_1\in I$ and
$|\omega_1- \omega|\geq \epsilon$ we have
\begin{itemize}
\item[(1)]
For $\omega_1<\omega<\omega_0$, $|\omega_0-\omega|<\epsilon/2$,
$\omega_0\in I$, then
$$
\frac{h(\omega_1)-h(\omega_0)}{\omega_1-\omega_0}\leq
\frac{h(\omega)-
h(\omega_0)}{\omega-\omega_0}-\frac{1}{N(\epsilon)}.
$$
\item[(2)] For $\omega_0<\omega<\omega_1$,
$|\omega_0-\omega|<\epsilon/2$, $\omega_0\in I$, then
$$
\frac{h(\omega_1)-h(\omega_0)}{\omega_1-\omega_0}\geq
\frac{h(\omega)-
h(\omega_0)}{\omega-\omega_0}+\frac{1}{N(\epsilon)}.
$$
\end{itemize}
\end{lemma}

It follows from Lemma \ref{lem2.8} and from the inequalities in \eqref{e2.14b} the
following result for the function $d_c(\cdot)$.

\begin{lemma} \label{lem2.9}
Suppose that $d_c(\cdot)$  is strictly convex
in an interval $I$ around $\omega$. Then given $\epsilon>0$, there
exists $N(\epsilon)>0$ such that for $\omega_1\in I$ and
$|\omega_1- \omega|\geq \epsilon$ we have
\begin{gather*}
d_c(\omega_1)\geq d_c(\omega)+\beta_c(\omega)(\omega_1-
\omega)+\frac{1}{N(\epsilon)}(\omega-
\omega_1)\quad\text{for }\omega_1<\omega,\\
d_c(\omega_1)\geq d_c(\omega)+\alpha_c(\omega)(\omega_1-
\omega)+\frac{1}{N(\epsilon)}(\omega_1-
\omega)\quad\text{for }\omega_1>\omega.
\end{gather*}
\end{lemma}
For $\epsilon>0$ define the following $\epsilon$-neighborhood
of set $\mathcal{S}_{c,\omega}$,
$$
U_{{c,\omega,\epsilon}}=\{(u,v)\in X_{\mathbb{C}}:
\inf_{(\Phi,\Psi)\in \mathcal{S}_{c,\omega}}
\|(u,v)-(\Phi,\Psi)\|_{_{1\times \frac{1}{2}}}<\epsilon\},
$$
then we have the following Lemma.

\begin{lemma} \label{lem2.10}
Let $\alpha=2\beta$ and a fixed $c>0$.  We consider for
$(\Phi_{c,\omega},\Psi_{c,\omega})\in \mathcal{S}_{c,\omega}$ the function
$$
d_c(\omega)\equiv -\beta \mathcal{F}(\Phi_{c,\omega},\Psi_{c,\omega})
$$
with $\omega\in (c^2/4,\infty)$. Then, there is a small
$\epsilon$ and  a $C^1$-map $\rho:U_{c,\omega,\epsilon}\to
(c^2/4,\infty)$, defined by
\begin{equation}
\rho (u,v)=d_c^{-1}(-\beta \mathcal{F}(u,v)), \label{e2.15}
\end{equation}
such that $\rho (\Phi_{c,\omega},\Psi_{c,\omega})=\omega$  for any
$(\Phi_{c,\omega},\Psi_{c,\omega})\in \mathcal{S}_{c,\omega}$.
\end{lemma}

\begin{proof}
Since $d_c(\cdot)$ is a strictly increasing
continuous mapping, $\mathcal{S}_{c,\omega}$ is a bounded set in
$X_\mathbb{C}$ and the function $(h,g)\to \mathcal{F}(h,g)$ is uniformly
continuous on bounded set, it follows immediately the Lemma.
\end{proof}


\begin{lemma} \label{lem2.11}
Let $\alpha=2\beta$ and a fixed  $c>0$.
Suppose that $d_c$ is strictly convex in an interval $I$ around
$\omega$. Then there exists $\epsilon>0$ such that for all $\vec
u=(u,v)\in U_{c,\omega,\epsilon}$ and any $\vec
\Phi=(\Phi_{c,\omega},\Psi_{c,\omega})\in \mathcal{S}_{c,\omega}$,
\begin{equation}
E_1(\vec u)-E_1(\vec \Phi)+\rho(\vec u)(H(\vec u)-H(\vec \Phi))+
c(G_1(\vec u)-G_1(\vec \Phi))\geq \frac{1}{N(\epsilon)}
|\rho(\vec u)-\omega|, \label{e2.16}
\end{equation}
where $\rho(\vec u)$ is defined in \eqref{e2.15} and $N(\epsilon)$ is
given by Lemma \ref{lem2.9}.
\end{lemma}

\begin{proof} Let $\epsilon$ be small enough such that
$\rho(U_{c,\omega,\epsilon})\subset (\omega-\eta,\infty)\subset
 (\frac{c^2}{4},\infty)$ for $\eta>0$ small. Then, since
\begin{equation}
E_1(\vec u)+\rho(\vec u) H(\vec u)+c G_1(\vec u)
=\mathcal{W}_{c,\rho(\vec u)}(\vec u)  +\alpha \mathcal{F}(\vec u),
\label{e2.17}
\end{equation}
$d_c(\rho(\vec u))=-\beta\mathcal{F}(\vec u)$ and
$d_c(\rho(\vec u))= -\beta\mathcal{F}(\Phi_{c,\rho(\vec u)},
\Psi_{c,\rho(\vec u)})$ (see \eqref{e2.14}), we get that
 $\mathcal{F}(\vec u)=\mathcal{F}(\Phi_{c,\rho(\vec u)},\Psi_{c,\rho(\vec u)})$. Therefore
\begin{equation}
\mathcal{W}_{c,\rho(\vec u)}(\vec u)\geq \mathcal{W}_{c,\rho(\vec
u)}(\Phi_{c,\rho(\vec u)},\Psi_{c,\rho(\vec u)}). \label{e2.18}
\end{equation}
Then from \eqref{e2.17}, \eqref{e2.18}, the first
equality in \eqref{e2.14}, Remark \ref{rmk2.7} and Lemma \ref{lem2.9}
it follows
\begin{align*}
E_1(\vec u)+\rho(\vec u) H(\vec u)+c G_1(\vec u)
&\geq \mathcal{W}_{c,\rho(\vec u)}(\Phi_{c,\rho(\vec u)},
\Psi_{c,\rho(\vec u)})+\alpha \mathcal{F}(\Phi_{c,\rho(\vec u)},
\Psi_{c,\rho(\vec u)}) \\
&=d_c(\rho(\vec u))\\
&\geq d_c(\omega)+H(\vec \Phi)(\rho(\vec u)-\omega)+\frac{1}{N(\epsilon)}
| \rho(\vec u)-\omega |\\
&=E_1(\vec \Phi)+c G_1(\vec \Phi)+\rho(\vec u) H(\vec \Phi)+
\frac{1}{N(\epsilon)}| \rho(\vec u)-\omega |.
\end{align*}
This proves the Lemma.
\end{proof}

Now we are ready to prove our theorem of stability of the set of
travelling waves $\mathcal{S}_{c,\omega}$ in $X_\mathbb{C}$.

\begin{theorem} \label{thm2.12}
Let $\alpha=2\beta$ and a fixed $c>0$.
Suppose that $d_c$ is strictly convex in an interval $I$ around
$\omega$ then the set $\mathcal{S}_{c,\omega}$ is $X_\mathbb{C}$-stable
with respect to equation \eqref{e1.1}.
\end{theorem}

\begin{proof} Assume that $\mathcal{S}_{c,\omega}$ is $X_\mathbb{C}$-unstable
and choose initial data $\vec u_k(0)\in U_{c,\omega,1/k}$, such that
$$
\sup_{0\leq t<\infty}
\inf_{\vec \Phi\in \mathcal{S}_{c,\omega}} ;
\|\vec u_k(t)-\vec \Phi\|_{_{1\times \frac{1}{2}}}\geq \delta,
$$
where $\vec u_k(t)=(u_k(t),v_k(t))$ is the solution of \eqref{e1.1} with
initial data $\vec u_k(0)$. Then, by continuity in $t$, we can
find $t_k$ such that
\begin{equation}
\inf_{\vec \Phi\in \mathcal{S}_{c,\omega}}
\|\vec u_k(t_k)-\vec \Phi\|_{_{1\times \frac{1}{2}}}=\delta. \label{e2.19}
\end{equation}
By definition of $U_{c,\omega,1/k}$, and since $E_1, H$, and
$G_1$ are invariants of the equation \eqref{e1.1}, we can find $\vec
\Phi_k \in \mathcal{S}_{c,\omega}$ such that
\begin{gather*}
|E_1(\vec u_k(t_k))-E_1(\vec \Phi_k)|=|E_1(\vec u_k(0))-E_1(\vec \Phi_k)|\to 0\\
|H(\vec u_k(t_k))-H(\vec \Phi_k)|=|H(\vec u_k(0))-H(\vec \Phi_k)|\to 0\\
|G_1(\vec u_k(t_k))-G_1(\vec \Phi_k)|=|G_1(\vec u_k(0))-G_1(\vec
\Phi_k)|\to 0
\end{gather*}
as $k\to \infty$. Moreover, by choosing  $\delta$ small enough in
Lemma \ref{lem2.11} it follows that
\begin{align*}
&E_1(\vec u_k(t_k))-E_1(\vec \Phi_k)+\rho(\vec u_k(t_k))(H(\vec u_k(t_k))
-H(\vec \Phi_k))+c(G_1(\vec u_k(t_k))-G_1(\vec \Phi_k))\\
&\geq \frac{1}{N(\epsilon)}| \rho(\vec u_k(t_k))-\omega|.
\end{align*}
Since $\vec u_k(t_k)$ is uniformly bounded for $k$, it follows
from the last inequality that $\rho(\vec u_k(t_k))\to \omega$, as
$k\to \infty$. Hence, by \eqref{e2.15} and the continuity of $d_c$ we
have
\begin{equation}
\lim_{k\to \infty} \beta\mathcal{F}(\vec u_k(t_k))=-d_c(\omega). \label{e2.20}
\end{equation}
On the other hand, for \eqref{e2.1} and \eqref{e2.14} ($ d_c(\cdot)$
is constant on $S_{c,\omega}$) we have
\begin{align*}
\mathcal{W}_{c,\omega}(\vec u_k(t_k))
&=E_1(\vec u_k(t_k))+\omega H(\vec u_k(t_k))+cG_1(\vec u_k(t_k))
  -\alpha \mathcal{F}(\vec u_k(t_k))\\
&=d_c(\omega) + E_1(\vec u_k(t_k))-E_1(\vec \Phi_k)+c(G_1(\vec u_k(t_k))
  -G(\vec \Phi_k))\\
&\quad + \omega (H(\vec u_k(t_k))-H(\vec \Phi_k))-\alpha
\mathcal{F}(\vec u_k(t_k)),
\end{align*}
then by \eqref{e2.20} and \eqref{e2.14}
$$
\lim_{k\to \infty} \mathcal{W}_{c,\omega}(\vec
u_k(t_k))=d_c(\omega)+2 d_c(\omega)=3
d_c(\omega)=\frac{1}{9\beta^2}[M_c(\omega)]^3.
$$
Let $\vec w_k(t_k)=[\mathcal{F}(\vec u_k(t_k))]^{-1/3}\vec u_k(t_k)$,
then $\mathcal{F}(\vec w_k(t_k))=1$, and so from \eqref{e2.14}
and \eqref{e2.20} we conclude that
\begin{align*}
\lim_{k\to \infty} \mathcal{W}_{c,\omega}(\vec w_k(t_k))
&=\lim_{k\to \infty} [\mathcal{F}(\vec u_k(t_k))]^{-2/3}
\mathcal{W}_{c,\omega}(\vec u_k(t_k))\\
&=\big(\frac{\beta}{d_c(\omega)}\big)^{2/3}\frac{1}{9\beta^2}[M_c(\omega)]^3
&=M_c(\omega).
\end{align*}
Therefore, $\vec w_k(t_k)$ is a minimizing sequence for $\mathcal{M}_1$
and by Theorem \ref{thm2.4} and Corollary \ref{coro2.5} there exists
$\vec \psi_k\in \mathcal{G}_1$ such that
\begin{equation}
\lim_{k\to \infty} \|\vec w_k(t_k)-\vec
\psi_k\|_{_{1\times \frac{1}{2}}}=0. \label{e2.21}
\end{equation}
Now from Theorem \ref{thm2.4}, $\vec \psi_k=(e^{icx/2}f_k,g_k)$ for
$(f_k,g_k)\in G_1$, hence there exists $K>0$ such that
$(\phi_k,\psi_k)=(-\frac{K}{\alpha} f_k,-\frac{K}{\alpha}g_k)$ is
a solution of \eqref{e1.4}. Then, since $K=\frac23 M_c(\omega)$, it
follows that
$\vec \Psi_k=(e^{icx/2}\phi_k,\psi_k)\in \mathcal{S}_{c,\omega}$
and so from  \eqref{e2.21}
\begin{equation}
\lim_{k\to \infty} \|\vec w_k(t_k)- 3\beta
[M_c(\omega)]^{-1}\vec \Psi_k\|_{_{1\times \frac{1}{2}}}=0.
\label{e2.22}
\end{equation}
Therefore, from \eqref{e2.22} and being $\mathcal{S}_{c,\omega}$ a bounded
set in $X_\mathbb{C}$ we have
\begin{align*}
 \|\vec u_k(t_k)-\vec \Psi_k\|_{_{1\times \frac{1}{2}}}
&=|\mathcal{F}(\vec u_k(t_k))|^{1/3}\|[\mathcal{F}(\vec u_k(t_k))]^{-1/3}
(\vec u_k(t_k)-\vec \Psi_k)\|_{_{1\times \frac{1}{2}}}\\
&\leq |\mathcal{F}(\vec u_k(t_k))|^{1/3}\Big [\|\vec w_k(t_k)-3\beta
[M_c(\omega)]^{-1}\vec \Psi_k\|_{_{1\times \frac{1}{2}}} \\
&\quad + A | [\mathcal{F}(\vec u_k(t_k)]^{-1/3}+ 3\beta [M_c(\omega)]^{-1}|
\end{align*}
and therefore we have that $\|\vec u_k(t_k)-\vec
\Psi_k\|_{_{1\times \frac{1}{2}}}\to 0$ as $k\to \infty$. But by
\eqref{e2.19} we get a contradiction. This shows the Theorem.
\end{proof}

Next, we show the existence of intervals
close to $c^2/4$ where the function $\omega \to
d_c(\omega)$ is convex. In fact, for
$\sigma=\omega-\frac{c^2}{4}>0$ define
$$
f(x)=\frac{\sigma^{2}}{1+(\sqrt \sigma x)^2}, \quad
g(x)=\frac{\sigma^{5/2}}{1+(\sqrt \sigma x)^2},
$$
functions in $H_{\mathbb{R}}^{1}(\mathbb{R})$ and
$H_{\mathbb{R}}^{1/2}(\mathbb{R})$ respectively. Then, from
$\int_{-\infty}^\infty [f'(x)]^2\,dx=k_0\sigma^{9/2}$,
$\int_{-\infty}^\infty [D^{1/2}g(x)]^2\,dx
=k_1\sigma^{5},\int_{-\infty}^\infty [f(x)]^2\,dx=k_2\sigma^{7/2},
\int_{-\infty}^\infty [g(x)]^2\,dx=k_3\sigma^{9/2}$, and
$\int_{-\infty}^\infty g(x)f^2(x)\,dx=k_4\sigma^{6}$, with
$k_i>0$, we have that $ V(f,g)= k_0\sigma^{9/2}+(-\gamma
k_1)\sigma^{5}+ k_2 \sigma^{9/2}+ c k_3 \sigma^{9/2}$, where
$\gamma<0$ and $c>0$. Therefore, from \eqref{e2.8} and
 \eqref{e2.10a} it follows
$$
M_c(\omega)\leq \frac{V(f,g)}{[N(f,g)]^{2/3}}\leq
k_5(\sigma^{1/2}+\sigma).
$$
Hence, \eqref{e2.14} implies the inequality
\begin{equation}
0<d_c(\omega)\leq
k_6\Big((\omega-\frac{c^2}{4})^{3/2}+(\omega-\frac{c^2}{4})^3\Big)\equiv
j_{c^2/4} (\omega). \label{e2.23}
\end{equation}
Therefore, since the function $\omega\in [c^2/4,\infty)\to
j_{c^2/4}(\omega)$ vanishes to first order at $\omega=c^2/4$ and
is convex, we obtain from \eqref{e2.23} and from the positivity and
monotonicity of $d_c$ (as function of $\omega$), the existence of
intervals of convexity close to $c^2/4$.

\section{Existence and stability of solitary waves for the
Schr\"odinger-KdV equation}

In this section, we give a theory of existence and stability of
solitary waves solutions for equation \eqref{e1.2} based on the same
ideas exposed in the second section. Initially, we have the
results of existence, which are based essentially on the works of
Lopes \cite{l5,l6} on the  Concentration Compactness Principle. In
fact, if we denote the set of minimizers in $Y_\mathbb{R}=H_\mathbb{R}^1(\mathbb{R})\times H_\mathbb{R}^{1} (\mathbb{R})$ for $J_\lambda$ (defined
in \eqref{e1.8}) by
\begin{equation}
P_\lambda=\{(f,g)\in Y_\mathbb{R}:Z(f,g)=J_\lambda\text{ and }
N(f,g)=\lambda\}, \label{e3.1}\,.
\end{equation}
We have the following  existence theroem.

\begin{theorem} \label{thm3.1}
Let $\alpha \beta>0$, $\mu=-3\alpha$,
$\sigma, \eta >0$, $c>\gamma$, and let $\lambda$ be any positive
number. Then,  any minimizing sequence $\{(f_n,g_n)\}$ for $
J_\lambda$ is relatively compact in $Y_\mathbb{R}$ up to translation,
i.e., there are subsequences $\{(f_{n_k},g_{n_k})\}$ and
$\{y_{n_k}\}\subset \mathbb{R}$ such that
$(f_{n_k}(\cdot-y_{n_k}),g_{n_k} (\cdot-y_{n_k}))$ converges
strongly in $Y_\mathbb{R}$ to some $(f,g)$ which is a minimum of
$J_\lambda$. Therefore, $P_\lambda\neq \emptyset$ and there are
non-trivial solitary waves solutions $(\phi,\psi)= (\pm
\frac{K}{\sqrt{2\alpha\beta}}f,-\frac{K}{\alpha} g)$ for equation
\eqref{e1.5} with $K>0$.
\end{theorem}

The proof of the above theorem is an immediate application
of the results in \cite{l5,l6}.

\begin{remark} \label{rmk3.2} \rm
>From the equality
\begin{equation}
\psi(x)=-\frac{1}{2\sqrt{\eta(c-\gamma)}}\;\mathcal{K}*(\frac{3\alpha}{2} \psi^2+\beta \phi^2) (x), \label{e3.2}
\end{equation}
where $\mathcal{K}(x)=\exp(-\frac{\sqrt{c-\gamma}}{\sqrt{\eta}}|x|)$, it
follows that for $\alpha>0$, we have $\psi<0$, and for $\alpha<0$,
we have $\psi>0$.
\end{remark}

\begin{remark} \label{rmk3.3} \rm
Following the same techniques used in \cite{a2}, we can show that if
$(f,g)\in P_{\lambda}$
then $(|f|,g)\in P_{\lambda}$, and therefore $\phi(x)>0$ for all
$x$, or, $\phi(x)<0$ for all $x$. Moreover, we can show that each
component of $(f,g)$ is even and is a strictly decreasing positive
functions on $(0,+\infty)$, up to translations.
\end{remark}

 Now, in the same spirit of section 2 we consider the
following minimization problem in $Y_\mathbb{C}=H_\mathbb{C}^1(\mathbb{R})\times H_\mathbb{R}^{1}(\mathbb{R})$ for $\lambda>0$
$$
\mathcal{J}_\lambda=\inf\{\mathcal{Q}_{c,\omega}(h,g):(h,g)\in Y_\mathbb{C}
\text{ and }  \mathcal{N}(h,g)=\lambda\},
$$
where
$$
\mathcal{Q}_{c,\omega}(h,g)=\int_{\mathbb{R}} \; |h'(x)|^2+\eta(g'(x))^2+
\omega |h(x)|^2+(c-\gamma)g^2(x)\,dx +c \mathop{\rm Im} \int_{\mathbb{R}}
h(x)\overline{h'(x)}\,dx,
$$
$\eta>0$, $\omega>\frac{c^2}{4}$, $c>\gamma$, and
\begin{equation}
\mathcal{N}(h,g)=\int_{\mathbb{R}}g(x)[|h(x)|^2+g^2(x)]\; dx. \label{e3.3}
\end{equation}
Also, we denote the set of minimizers for $\mathcal{J}_\lambda$ by
$\mathcal{P}_\lambda$, namely,
\begin{equation}
\mathcal{P}_\lambda=\{(h,g)\in Y_\mathbb{C}:\mathcal{Q}_{c,\omega}(h,g)
=\mathcal{J}_\lambda\text{ and } \mathcal{N}(h,g)=\lambda \}. \label{e3.4}
\end{equation}

Next, we shall show that every minimizing sequence for $\mathcal{J}_\lambda$ converges strongly in $Y_\mathbb{C}$, up to rotations and
translations, to some element of $\mathcal{P}_\lambda$. Initially, we
have a similar result as in Theorem \ref{thm2.3}.  Let the following
minimization problem be
$$
J^{\mathbb{C}}_\lambda= \inf \{  Z_\mathbb{C}(h,g) : (h,g)
\in Y_\mathbb{C} \text{ and } \mathcal{N}(h,g)=\lambda\},
$$
where $\lambda>0$,
$$
Z_\mathbb{C}(h,g)=\int_{\mathbb{R}} [|h'(x)|^2+\eta (g'(x))^2+\sigma
|h(x)|^2+(c-\gamma)g^2(x) ]dx,
$$
and $\mathcal{N}$ as in \eqref{e3.3}, then we have the following results.

\begin{lemma} \label{lem3.4}
Let $\alpha \beta>0$, $\sigma,\eta>0$,
$\mu=-3\alpha$, $c>\gamma$, and let $\lambda$ be any positive
number. Then,  any minimizing sequence $\{(h_n,g_n)\}$ for $
J^{\mathbb{C}}_\lambda$ is relatively compact in $Y_\mathbb{C}$ up to
translation, i.e., there are subsequences $\{(h_{n_k},g_{n_k})\}$
and $\{y_{n_k}\}\subset \mathbb{R}$ such that
$(h_{n_k}(\cdot-y_{n_k}),g_{n_k}(\cdot-y_{n_k}))$ converges
strongly in $Y_\mathbb{C}$ to some $(h,g)$ which is a minimum of
$J^{\mathbb{C}}_\lambda$. Moreover, $(h,g)= (e^{i\theta}f,g)$ where
$\theta \in \mathbb{R}$ and $(f,g)\in P_\lambda$.
\end{lemma}

The proof of the lemma above is similar to the proof of Theorem \ref{thm2.3}.

\begin{theorem} \label{thm3.5}
Let $\alpha \beta>0$, $\mu=-3\alpha$,
$\eta>0$, $c>\gamma$, $\omega>\frac{c^2}{4}$ and $\lambda>0$.
Then, any minimizing sequence $\{(h_n,g_n)\}$ for $ \mathcal{J}_\lambda$
is relatively compact in $Y_\mathbb{C}$ up to rotations and
translation, i.e., there are subsequences $\{(h_{n_k},g_{n_k})\}$
and $\{y_{n_k}\}\subset \mathbb{R}$ such that
$(e^{icy_k/2}h_{n_k}(\cdot-y_{n_k}),g_{n_k}(\cdot-y_{n_k}))$
converges strongly in $Y_\mathbb{C}$ to some $(h,g)$ which is a
minimum of $\mathcal{J}_\lambda$. Moreover, $(h,g)=
(e^{i\theta}e^{icx/2}f,g)$ where $(f,g)\in P_\lambda$.
\end{theorem}

The proof of the above theorem is similar to the proof in
Theorem \ref{thm2.4}.

\begin{corollary} \label{coro3.6}
Let $\alpha \beta>0$, $\mu=-3\alpha$,
$\eta>0$, $c >\gamma$, $\omega>\frac{c^2}{4}$ and $\lambda>0$.
Then, the set $\mathcal{P}_\lambda$ is nonempty. Moreover, if
$\{(h_n,g_n)\}$ is any minimizing sequence for $ \mathcal{J}_\lambda$
then
\begin{itemize}
\item[(i)] There exist sequences $\{y_{n}\}$, $\{\theta_{n}\}$ and an
element $ (h,g)\in \mathcal{P}_\lambda $ such that\newline
$\{(e^{i\theta_{n}}h_n(\cdot+y_{n}),g_n(\cdot+y_{n}))\}$ has a
subsequence converging strongly in $Y_\mathbb{C}$ to $(h,g)$.

\item[(ii)] $\lim_{n\to \infty}
\inf_{\theta, y\in \mathbb{R}; \vec \psi\in \mathcal{J}_{\lambda}}
\|(e^{i\theta}h_n(\cdot+y),g_n(\cdot+y))-\vec \psi\|_{1\times 1}=0$.

\item[(iii)]  $\lim_{n\to \infty}
\inf_{\vec \psi\in \mathcal{J}_{\lambda}}
\|(h_n,g_n)-\vec \psi\|_{1\times 1}=0$.
\end{itemize}
\end{corollary}

The proof of the above corollary is similar to the proof of
Corollary \ref{coro2.5}.

Now, defining the following minimization problem
\begin{equation}
T_c(\omega)=\inf_{(h,g)\in Y_\mathbb{C}}
\frac{\mathcal{Q}_{c,\omega} (h,g)}{[\mathcal{N}(h,g)]^{2/3}}, \label{e3.5}
\end{equation}
we have that
\begin{equation}
T_c(\omega)=\inf_{(h,g)\in Y_\mathbb{C}}
\{\mathcal{Q}_{c,\omega} (h,g): \mathcal{N}(h,g)=1\}, \label{e3.5a}
\end{equation}
and therefore from Theorem \ref{thm2.3} it follows that \eqref{e3.5a} can be
written as
$$
T_c(\omega)=\underset{(f,g)\in Y_\mathbb{R}}\to {Inf}\;\{\; Z
(f,g): N(f,g)=1\}.
$$
For $\alpha=2\beta$, $\mu=-3\alpha$,  $\omega>\frac{c^2}{4}$ and
$c>\gamma$, we define the set
\begin{equation}
\mathcal{B}_{c,\omega}=\{(e^{i\theta}e^{icx/2}\phi,\psi)|\;(\phi,\psi)\in
Y_\mathbb{R}, N(\phi,\psi)=-\frac{1}{3\beta}Z(\phi,\psi)
=-\frac{1}{27\beta^3}[T_c(\omega)]^3\}.
\label{e3.6}
\end{equation}
Therefore, if $(e^{i\theta}e^{icx/2}\phi,\psi)\in \mathcal{B}_{c,\omega}$ then $(\phi,\psi)$ satisfies \eqref{e1.5} with
$\alpha=2\beta$ and $\mu=-3\alpha$.

To establish stability for \eqref{e1.2}, for
$(\Pi_{c,\omega}(\xi),\Theta_{c,\omega}(\xi))=(e^{ic\xi/2}
\phi_{c,\omega}(\xi),\psi_{c,\omega}(\xi))$ in $\mathcal{B}_{c,\omega}$,
we define the following function with a parameter $\omega$,
\begin{equation}
d_c^{(2)}(\omega)\equiv d^{(2)}(c,\omega) \label{e3.7}
\end{equation}
where
$$
d^{(2)}(c,\omega)= E_2(\Pi_{c,\omega},\Theta_{c,\omega}) + \omega
\;H(\Pi_{c,\omega}) + c G_2(\Pi_{c,\omega},\Theta_{c,\omega}),
$$
with $E_2$, $H$, $G_2$ defined in \eqref{e1.10} and \eqref{e1.13}, $c>\gamma$
and $\omega\in (\frac{c^2}{4},\infty)$. Therefore, as in section
2, we get that $d_c^{(2)}$ is constant on $\mathcal{B}_{c,\omega}$ and
is strictly increasing as a function of $\omega$. Moreover, for
any $(\Pi_{c,\omega},\Theta_{c,\omega}) \in \mathcal{B}_{c,\omega}$ we
have
\begin{equation}
d_c^{(2)}(\omega)=-\beta\mathcal{N}(\Pi_{c,\omega},\Theta_{c,\omega})
=\frac{1}{27\beta^2} [T_c(\omega)]^3. \label{e3.8}
\end{equation}

So, we have the following result of nonlinear stability of the set
$\mathcal{B}_{c,\omega}$. Its proof follows the same lines of the
proof of Theorem \ref{thm2.12}.

\begin{theorem} \label{thm3.9}
Let $\alpha=2\beta$, $\mu=-3\alpha$,
$\eta>0$, $\omega>\frac{c^2}{4}$ and $c>\gamma$. Suppose that for
$c$ fixed, $d^{2}_c$ is strictly convex in an interval $I$ around
$\omega$, then the set $\mathcal{B}_{c,\omega}$ is $Y_\mathbb{C}$-stable
with respect to \eqref{e1.2}.
\end{theorem}

Finally, we note that is possible to show the existence of
intervals around of $c^2/4$ where the function
$\omega \to d_c^{(2)}(\omega)$ is convex. In fact, for
$\sigma=\omega-\frac{c^2}{4}>0$ define
\begin{gather*}
f(x)=e^{-\sqrt{\sigma}|x|} \sin \sigma^{3/2}|x|, \\
g(x)=e^{-\sqrt{\sigma}|x|} \sin \sigma^{2}|x|
\end{gather*}
functions in $H_{\mathbb{R}}^{1}(\mathbb{R})$. Then from the relations
\begin{gather*}
\int_{-\infty}^\infty [f'(x)]^2\,dx=\frac{\sigma^{5/2}}{2}
,\quad \int_{-\infty}^\infty [g'(x)]^2\,dx=\frac{\sigma^{7/2}}{2},\\
\int_{-\infty}^\infty [f(x)]^2\,dx=\frac{\sigma^{3/2}}{2(1+\sigma^2)},\quad \int_{-\infty}^\infty [g(x)]^2\,dx=\frac{\sigma^{5/2}}{2(1+\sigma^3)},\\
\int_{-\infty}^\infty g(x)f^2(x)\,dx=-\frac{4\sigma^{3}(\sigma^{3}-27-4\sigma^{2})}{\sigma^{3}(\sigma^{3}-27-4\sigma^{2})^2+(9\sigma^{3}-27-12\sigma^{2})^2},\\
\int_{-\infty}^\infty g^3(x)\,dx=\frac{4\sigma^{4}}{3(1+\sigma^3)(9+\sigma^3)},
\end{gather*}
we have
\begin{gather*}
Z(f,g)\leq [1+(c-\gamma)]\sigma^{5/2}+\sigma^{7/2}\\
N(f,g)\geq \frac{4\sigma^{3}}{\sigma^{3}(\sigma^{3}-27
-4\sigma^{2})^2+(9\sigma^{3}-27-12\sigma^{2})^2},
\end{gather*}
where in the last inequality we choose $\sigma$ such that
$27+4\sigma^{2}-\sigma^{3}\geq 1$, for example $\sigma<1$.
Therefore, from \eqref{e3.5},
\begin{align*}
T_c(\omega)&\leq \frac{k_0}{\sigma^{2}}([1+(c-\gamma)]\sigma^{5/2}+\sigma^{7/2})(\sigma^{2}+1)\\
&\leq
k_0([1+(c-\gamma)]\sigma^{5/2}+\sigma^{7/2}+\sigma^{3/2}+[1+(c-\gamma)]\sigma^{1/2}).
\end{align*}
Hence, \eqref{e3.8} implies
\begin{equation}
\begin{aligned}
 d_c^{(2)}(\omega)
&\leq k_1\Big([1+(c-\gamma)]^3[(\omega-\frac{c^2}{4})^{15/2}
+(\omega-\frac{c^2}{4})^{3/2}]\\
&\quad +(\omega-\frac{c^2}{4})^{21/2}
+(\omega-\frac{c^2}{4})^{9/2}\Big )\\
&\equiv h_{c^2/4}(\omega).
\end{aligned}\label{e3.9}
\end{equation}
Therefore,  since the function $\omega\in
[c^2/4,\infty)\mapsto h_{c^2/4}(\omega)$ vanishes to first
order at $\omega=c^2/4$ and is convex, we obtain from \eqref{e3.9} and
from the positivity and monotonicity of $d_c^{(2)}$ (as function
of $\omega$), the existence of intervals of convexity close to
$c^2/4$.

\subsection*{Acknowledgments}
The author is grateful to the referee for his/her helpful comments which
led to the improvement of this paper.

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\end{document}
